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arXiv:2505.01567 · Physical review. E

Entropy-based analysis of single-qubit Otto and Carnot heat engines

Andrés Vallejo, Catty Lissardy, Santiago Silva-Gallo, A. Romanelli, R. Donangelo

Published Jan 20, 2026• 0 citations
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Abstract

From an entropy-based formulation of the first law of thermodynamics in the quantum regime, we investigate the performance of Otto-like and Carnot-like engines for a single-qubit working medium. Within this framework, the first law includes an additional contribution-coherence work-that quantifies the energetic cost of deviating the quantum trajectory from its natural unitary evolution. We focus on the efficiency of the heat-to-coherence work conversion and show that the Carnot cycle achieves the classical Carnot efficiency, while the performance of the Otto cycle is upper-bounded by the Carnot efficiency corresponding to the extreme temperatures of the cycle. We identify entropy generation during the isochoric stages as the key source of irreversibility limiting the Otto cycle's efficiency.

DOI
10.1103/8g64-2qhw

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From an entropy-based formulation of the first law of thermodynamics in the quantum regime, we investigate the performance of Otto-like and Carnot-like engines for a single-qubit working medium. Within this framework, the first law includes an additional contribution-coherence work-that quantifies the energetic cost of deviating the quantum trajectory from its natural unitary evolution. We focus on the efficiency of the heat-to-coherence work conversion and show that the Carnot cycle achieves the classical Carnot efficiency, while the performance of the Otto cycle is upper-bounded by the Carnot efficiency corresponding to the extreme temperatures of the cycle. We identify entropy generation during the isochoric stages as the key source of irreversibility limiting the Otto cycle's efficiency.
Incorporating time into thermodynamics allows for addressing the tradeoff between efficiency and power. A qubit engine serves as a toy model in order to study this tradeoff from first principles, based on the quantum theory of open systems. We study the quantum origin of irreversibility, originating from heat transport, quantum friction, and thermalization in the presence of external driving. We construct various finite-time engine cycles that are based on the Otto and Carnot templates. Our analysis highlights the role of coherence and the quantum origin of entropy production.
After a brief historical perspective, we introduce the key notions of work and heat for quantum systems, to then apply them to quantum engines operating on quantum Otto and Carnot cycles. The irreversible and dissipative character of the quantum Otto cycle is briefly analyzed, contrasting with the energetic optimality of the quantum Carnot cycle. The central question of quantum effects is also addressed and illustrated with several examples. Finally, the last part strives to explain the role that quantum thermodynamics plays for quantum applications and quantum technologies, particularly in relation to energy optimization and the trade-off between performances and energy costs.
Quantum Otto and Carnot engines have recently been receiving attention due to their ability to achieve high efficiencies and powers based on the laws of quantum mechanics. This paper discusses the theory, progress, and possible applications of quantum Otto and Carnot engines, such as energy production, cooling, and nanoscale technologies. In particular, we investigate a two-spin Heisenberg system that works as a substance in quantum Otto and Carnot cycles while exposed to an external magnetic field with both Dzyaloshinsky-Moriya and dipole-dipole interactions. The four stages of engine cycles are subject to analysis with respect to the heat exchanges that occur between the hot and cold reservoirs, alongside the work done during each stage. The operating conditions of the heat engine, refrigerator, thermal accelerator, and heater are all achieved. Moreover, our results demonstrate that the laws of thermodynamics are strictly upheld and the Carnot cycle produces more useful work than that of the Otto cycle.
Thermodynamic constraints impose a trade-off between power and efficiency in heat engines, preventing the simultaneous achievement of high power and high efficiency. For classical microscopic engines, explicit inequalities have been discovered, demonstrating the inherent inevitability of this power-efficiency trade-off. However, extensions of these results to quantum engines have so far been limited to cases of slow operation. In this study, we derive a power-efficiency trade-off relation for a paradigmatic quantum engine operating within a finite time, specifically the Otto cycle of a quantum harmonic oscillator. By utilizing a phase-space approach based on quasiprobability representations, we establish a universal trade-off relation applicable to arbitrary time-dependent protocols during the adiabatic processes. Our results reveal that the power of the quantum engine vanishes as the efficiency approaches the quantum-mechanical efficiency bound, which is stricter than the Carnot bound. Furthermore, we identify the conditions under which the upper bound is attained, which indicate maximum power is achieved when the generation of quantum coherence is reduced, and the difference in time durations of the isochoric processes increases. These findings are validated through numerical calculations, which confirm their applicability across various types of protocols for heat engine cycles.
Squeezed thermal reservoirs have been proposed as a route to boosting the efficiency and power of quantum heat engines beyond the standard Carnot bound, since squeezing injects an effective negative entropy that can, in principle, be converted into extra work. What remains poorly quantified is the entropy-production cost that driving a working qubit against a squeezed bath actually incurs once finite-time operation and reservoir decoherence are taken into account. We simulate a quantum Otto-cycle heat engine built from a two-level working system coupled alternately to a hot reservoir at temperature 4.2 K, squeezed with squeezing parameter r ranging from 0 to 1.2, and an unsqueezed cold reservoir at 0.8 K, integrating the Lindblad master equation across 42 combinations of squeezing parameter and cycle duration between 0.05 and 2.0 (in units of the inverse qubit gap). At r = 0, mean entropy production per cycle was 0.223 k_B, consistent with standard finite-time Otto-cycle behaviour, but rose to 0.361 k_B at r = 1.2, a 62% increase, even as extractable work per cycle increased by 41%, from 0.184 to 0.259 (in units of the qubit gap). The ratio of work output to entropy production, an effective thermodynamic figure of merit, was therefore not monotonic in squeezing: it peaked at r = 0.6, where work per unit entropy produced reached 0.98, 15% above the unsqueezed value of 0.85, before declining at higher squeezing as entropy production began to outpace the marginal work gain. Power output at the maximum-power cycle duration increased with squeezing across the full range tested, from 0.31 (gap units) at r = 0 to 0.52 at r = 1.2, a 68% gain, but efficiency at maximum power fell from 0.41 to 0.33 over the same range, a trade-off traced out in detail in Table 1. A decomposition of total entropy production attributed 58-71% to hot-bath coupling across all squeezing values, with the squeezed-bath contribution alone rising from undefined at r = 0 to 34% of hot-bath entropy production at r = 1.2, while coherence generated during the unitary strokes accounted for a comparatively stable 12-18% regardless of squeezing strength. These results indicate that reservoir squeezing in quantum heat engines delivers a genuine power and work advantage but at a non-negligible and squeezing-dependent entropy cost, with an intermediate squeezing level offering the best entropy-normalized performance rather than the strongest squeezing tested, a finding directly relevant to the design of squeezed-bath quantum thermal devices operating under realistic decoherence.
The second law of thermodynamics holds that the efficiency of heat engines, classical or quantum, cannot be greater than the universal Carnot efficiency. We discover another bound for the efficiency of a quantum Otto heat engine consisting of a harmonic oscillator. Dynamics of the engine is governed by the Lindblad equation for the density matrix, which is mapped to the Fokker-Planck equation for the quasiprobability distribution. Applying stochastic thermodynamics to the Fokker-Planck equation system, we obtain the ℏ-dependent quantum mechanical bound for the efficiency. It turns out that the bound is tighter than the Carnot efficiency. The engine achieves the bound in the low-temperature limit where quantum effects dominate. Our work demonstrates that quantum nature could suppress the performance of heat engines in terms of efficiency bound, work, and power output.