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arXiv:2501.11317 · Physical review. E

Power-efficiency trade-off for the finite-time quantum harmonic Otto heat engine via a phase-space approach

Hyun-Myung Chun, Jong-Min Park

Published Jun 11, 2025• 5 citations
arXivHTMLPDF

Abstract

Thermodynamic constraints impose a trade-off between power and efficiency in heat engines, preventing the simultaneous achievement of high power and high efficiency. For classical microscopic engines, explicit inequalities have been discovered, demonstrating the inherent inevitability of this power-efficiency trade-off. However, extensions of these results to quantum engines have so far been limited to cases of slow operation. In this study, we derive a power-efficiency trade-off relation for a paradigmatic quantum engine operating within a finite time, specifically the Otto cycle of a quantum harmonic oscillator. By utilizing a phase-space approach based on quasiprobability representations, we establish a universal trade-off relation applicable to arbitrary time-dependent protocols during the adiabatic processes. Our results reveal that the power of the quantum engine vanishes as the efficiency approaches the quantum-mechanical efficiency bound, which is stricter than the Carnot bound. Furthermore, we identify the conditions under which the upper bound is attained, which indicate maximum power is achieved when the generation of quantum coherence is reduced, and the difference in time durations of the isochoric processes increases. These findings are validated through numerical calculations, which confirm their applicability across various types of protocols for heat engine cycles.

DOI
10.1103/vlb3-p63l

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Thermodynamic constraints impose a trade-off between power and efficiency in heat engines, preventing the simultaneous achievement of high power and high efficiency. For classical microscopic engines, explicit inequalities have been discovered, demonstrating the inherent inevitability of this power-efficiency trade-off. However, extensions of these results to quantum engines have so far been limited to cases of slow operation. In this study, we derive a power-efficiency trade-off relation for a paradigmatic quantum engine operating within a finite time, specifically the Otto cycle of a quantum harmonic oscillator. By utilizing a phase-space approach based on quasiprobability representations, we establish a universal trade-off relation applicable to arbitrary time-dependent protocols during the adiabatic processes. Our results reveal that the power of the quantum engine vanishes as the efficiency approaches the quantum-mechanical efficiency bound, which is stricter than the Carnot bound. Furthermore, we identify the conditions under which the upper bound is attained, which indicate maximum power is achieved when the generation of quantum coherence is reduced, and the difference in time durations of the isochoric processes increases. These findings are validated through numerical calculations, which confirm their applicability across various types of protocols for heat engine cycles.
We consider the finite-time operation of a quantum heat engine whose working substance is composed of a two-level atomic system. The engine cycle, consisting of two quantum adiabatic and two quantum isochoric (constant-frequency) processes and working between two heat reservoirs at temperatures Th{T}_{h}Th​ and Tc{T}_{c}Tc​(<(<(<Th){T}_{h})Th​), is a quantum version of the classical Otto cycle. By optimizing the power output with respect to two frequencies, we obtain the efficiency at maximum power output (EMP) and analyze numerically the effects of the times taken for two adiabatic and two isochoric processes on the EMP. In the absence of internally dissipative friction, we find that the EMP is bounded from the upper side by a function of the Carnot efficiency ${\ensuremath{\eta}}_{C}$, ${\ensuremath{\eta}}_{+}={\ensuremath{\eta}}_{C}^{2}/[{\ensuremath{\eta}}_{C}\ensuremath{-}(1\ensuremath{-}{\ensuremath{\eta}}_{C})\mathrm{ln}(1\ensuremath{-}{\ensuremath{\eta}}_{C})]$, with ${\ensuremath{\eta}}_{C}=1\ensuremath{-}{T}_{c}/{T}_{h}$. This analytic expression is confirmed by our exact numerical result and is identical to the one derived in an engine model based on a mesoscopic or macroscopic system. If the internal friction is included, we find that the EMP decreases as the friction coefficient increases.
The second law of thermodynamics holds that the efficiency of heat engines, classical or quantum, cannot be greater than the universal Carnot efficiency. We discover another bound for the efficiency of a quantum Otto heat engine consisting of a harmonic oscillator. Dynamics of the engine is governed by the Lindblad equation for the density matrix, which is mapped to the Fokker-Planck equation for the quasiprobability distribution. Applying stochastic thermodynamics to the Fokker-Planck equation system, we obtain the ℏ-dependent quantum mechanical bound for the efficiency. It turns out that the bound is tighter than the Carnot efficiency. The engine achieves the bound in the low-temperature limit where quantum effects dominate. Our work demonstrates that quantum nature could suppress the performance of heat engines in terms of efficiency bound, work, and power output.
The quantum Otto cycle serves as a bridge between the macroscopic world of heat engines and the quantum regime of thermal devices composed from a single element. We compile recent studies of the quantum Otto cycle with a harmonic oscillator as a working medium. This model has the advantage that it is analytically trackable. In addition, an experimental realization has been achieved, employing a single ion in a harmonic trap. The review is embedded in the field of quantum thermodynamics and quantum open systems. The basic principles of the theory are explained by a specific example illuminating the basic definitions of work and heat. The relation between quantum observables and the state of the system is emphasized. The dynamical description of the cycle is based on a completely positive map formulated as a propagator for each stroke of the engine. Explicit solutions for these propagators are described on a vector space of quantum thermodynamical observables. These solutions which employ different assumptions and techniques are compared. The tradeoff between power and efficiency is the focal point of finite-time-thermodynamics. The dynamical model enables the study of finite time cycles limiting time on the adiabatic and the thermalization times. Explicit finite time solutions are found which are frictionless (meaning that no coherence is generated), and are also known as shortcuts to adiabaticity.The transition from frictionless to sudden adiabats is characterized by a non-hermitian degeneracy in the propagator. In addition, the influence of noise on the control is illustrated. These results are used to close the cycles either as engines or as refrigerators. The properties of the limit cycle are described. Methods to optimize the power by controlling the thermalization time are also introduced. At high temperatures, the Novikov–Curzon–Ahlborn efficiency at maximum power is obtained. The sudden limit of the engine which allows finite power at zero cycle time is shown. The refrigerator cycle is described within the frictionless limit, with emphasis on the cooling rate when the cold bath temperature approaches zero.
To optimize the performance of a heat engine in a finite-time cycle, it is important to understand the finite-time effect of thermodynamic processes. Previously, we have shown that extra work is needed to complete a quantum adiabatic process in finite time, and proved that the extra work follows a C/τ^{2} scaling for long control time τ. There the oscillating part of the extra work is neglected due to the complex energy-level structure of the particular quantum system. However, such oscillation of the extra work cannot be neglected in some quantum systems with simple energy-level structure, e.g., the two-level system or the quantum harmonic oscillator. In this paper, we build the finite-time quantum Otto engine on these simple systems, and find that the oscillating extra work leads to a jagged edge in the constraint relation between the output power and the efficiency. By optimizing the control time of the adiabatic processes, the oscillation in the extra work is utilized to enhance the maximum power and the efficiency. We further design special control schemes with the zero extra work at the specific control time. Compared to the linear control scheme, these special control schemes of the finite-time adiabatic process improve the maximum power and the efficiency of the finite-time Otto engine.
We investigate the finite-power performance of quantum heat engines working in the linear response regime where the temperature gradient is small. The engine cycles with working substances of ideal harmonic systems consist of two heat transfer and two adiabatic processes, such as the Carnot cycle, Otto cycle, and Brayton cycle. By analyzing the optimal protocol under maximum power we derive the explicitly analytic expression for the irreversible entropy production, which becomes the low dissipation form in the long duration limit. Assuming the engine to be endoreversible, we derive the universal expression for the efficiency at maximum power, which agrees well with that obtained from the phenomenological heat transfer laws holding in the classical thermodynamics. Through appropriate identification of the thermodynamic fluxes and forces that a linear relation connects, we find that the quantum engines under consideration are tightly coupled, and the universality of efficiency at maximum power is confirmed at the linear order in the temperature gradient.
We consider the efficiency at maximum power of a quantum Otto engine, which uses a spin or a harmonic system as its working substance and works between two heat reservoirs at constant temperatures Th{T}_{h}Th​ and Tc{T}_{c}Tc​ (<Th)(<{T}_{h})(<Th​). Although the behavior of spin-1/21/21/2 system differs substantially from that of the harmonic system in that they obey two typical quantum statistics, the efficiencies at maximum power based on these two different kinds of quantum systems are bounded from the upper side by the same expression ${\ensuremath{\eta}}_{\mathrm{mp}}\ensuremath{\le}{\ensuremath{\eta}}_{+}\ensuremath{\equiv}{\ensuremath{\eta}}_{C}^{2}/[{\ensuremath{\eta}}_{C}\ensuremath{-}(1\ensuremath{-}{\ensuremath{\eta}}_{C})ln(1\ensuremath{-}{\ensuremath{\eta}}_{C})]$ with ${\ensuremath{\eta}}_{C}=1\ensuremath{-}{T}_{c}/{T}_{h}$ as the Carnot efficiency. This expression ${\ensuremath{\eta}}_{\mathrm{mp}}$ possesses the same universality of the CA efficiency ${\ensuremath{\eta}}_{\mathrm{CA}}=1\ensuremath{-}\sqrt{1\ensuremath{-}{\ensuremath{\eta}}_{C}}$ at small relative temperature difference. Within the context of irreversible thermodynamics, we calculate the Onsager coefficients and show that the value of ${\ensuremath{\eta}}_{\mathrm{CA}}$ is indeed the upper bound of EMP for an Otto engine working in the linear-response regime.