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arXiv:2410.10467 · Reports on Progress in Physics

Perturbative framework for engineering arbitrary Floquet Hamiltonian

Yingdan Xu, Lingzhen Guo

Published Jan 30, 2025• 8 citations
arXivHTMLPDF

Abstract

We develop a systematic perturbative framework to engineer an arbitrary target Hamiltonian in the Floquet phase space of a periodically driven oscillator based on Floquet-Magnus expansion. The high-order errors in the engineered Floquet Hamiltonian are mitigated by adding high-order driving potentials perturbatively. We introduce a transformation method that allows us to obtain an analytical expression of the leading-order correction drive for engineering a target Hamiltonian with discrete rotational and chiral symmetries in phase space. We also provide a numerically efficient procedure to calculate high-order correction drives and apply it to engineer the target Hamiltonian with degenerate eigenstates of multi-component cat states that are important for fault-tolerant hardware-efficiency bosonic quantum computation.

DOI
10.1088/1361-6633/adb072

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We develop a systematic perturbative framework to engineer an arbitrary target Hamiltonian in the Floquet phase space of a periodically driven oscillator based on Floquet-Magnus expansion. The high-order errors in the engineered Floquet Hamiltonian are mitigated by adding high-order driving potentials perturbatively. We introduce a transformation method that allows us to obtain an analytical expression of the leading-order correction drive for engineering a target Hamiltonian with discrete rotational and chiral symmetries in phase space. We also provide a numerically efficient procedure to calculate high-order correction drives and apply it to engineer the target Hamiltonian with degenerate eigenstates of multi-component cat states that are important for fault-tolerant hardware-efficiency bosonic quantum computation.
We introduce a general method to engineer arbitrary Hamiltonians in the Floquet phase space of a periodically driven oscillator, based on the noncommutative Fourier transformation technique. We establish the relationship between an arbitrary target Floquet Hamiltonian in phase space and the periodic driving potential in real space. We obtain analytical expressions for the driving potentials in real space that can generate novel Hamiltonians in phase space, e.g., rotational lattices and sharp-boundary wells. Our protocol can be realized in a range of experimental platforms for nonclassical state generation and bosonic quantum computation.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.
We present a Floquet Schrieffer-Wolff transform (FSWT) to obtain effective Floquet Hamiltonians and micromotion operators of periodically driven many-body systems for any nonresonant driving frequency. The FSWT perturbatively eliminates the oscillatory components in the driven Hamiltonian by solving operator-valued Sylvester equations with systematic approximations. It goes beyond various high-frequency expansion methods commonly used in Floquet theory, as we demonstrate with the example of the driven Fermi-Hubbard model. In the limit of high driving frequencies, the FSWT Hamiltonian reduces to the widely used Floquet-Magnus result. We anticipate this method will be useful for designing Rydberg multiqubit gates, controlling correlated hopping in quantum simulations in optical lattices, and describing multiorbital and long-range interacting systems driven in-gap. Published by the American Physical Society 2024
We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.
We introduce a variational framework for approximating the time-evolution operator U^(t)\hat{U}(t)U^(t) within a physically motivated operator manifold, reformulating quantum dynamics as a tractable problem in operator space using stationary action principle. For periodically driven systems, the resulting approximate evolution operator directly yields an effective Floquet Hamiltonian, offering a non-perturbative alternative to conventional expansion-based methods. The framework is systematically improvable by enlarging the operator pool and naturally incorporates symmetries and physical constraints. When the operator manifold is chosen from the terms of a truncated Magnus expansion, the variational procedure effectively resums the Magnus series within the restricted space, significantly enhancing accuracy. We benchmark the approach on the driven Rabi model, the driven Lipkin-Meshkov-Glick model, and the one-dimensional driven Ising chain, yielding effective Floquet Hamiltonians that are systematically more accurate than low-order Magnus expansions, particularly in regimes where the latter converge poorly, and illustrating applicability to systems with exponentially large Hilbert spaces. Although we focus here on Floquet systems, the formalism applies equally to generic time-dependent Hamiltonians, providing a versatile tool for non-equilibrium quantum dynamics.