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arXiv:1511.00755 · Physical review. B./Physical review. B

Brillouin-Wigner theory for high-frequency expansion in periodically driven systems: Application to Floquet topological insulators

Takahiro Mikami, Sota Kitamura, Kenji Yasuda, Naoto Tsuji, Takashi Oka, Hideo Aoki

Published Apr 29, 2016• 360 citations
arXivHTMLPDF

Abstract

We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.

DOI
10.1103/physrevb.93.144307

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We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in 1/\ensuremathω1/\ensuremath{\omega}1/\ensuremathω, with \ensuremathω\ensuremath{\omega}\ensuremathω being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.
This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.
We derive a systematic high-frequency expansion for the effective Hamiltonian and the micromotion operator of periodically driven quantum systems.Our approach is based on the block diagonalization of the quasienergy operator in the extended Floquet Hilbert space by means of degenerate perturbation theory.The final results are equivalent to those obtained within a different approach (Rahav et al 2003 Phys.Rev. A 68 013820), (Goldman and Dalibard 2014 Phys.Rev. X 4 031027) and can also be related to the Floquet-Magnus expansion (Casas et al 2001 J. Phys.A 34 3379).We discuss that the dependence on the driving phase, which plagues the latter, can lead to artifactual symmetry breaking.The high-frequency approach is illustrated using the example of a periodically driven Hubbard model.Moreover, we discuss the nature of the approximation and its limitations for systems of many interacting particles.
In this thesis, we theoretically investigate exotic quantum phenomena underlying periodically-driven systems.We discuss three distinct systems, noninteracting Dirac systems, lattice systems with a strong repulsive interaction, and lattice systems with a strong attractive interaction.We reveal various novel phenomena underlying these systems, and provide clear understanding of them.Periodically-driven systems, i.e., systems with a discrete time-translational symmetry, are described by the Floquet formalism, which maps the time-dependent Hamiltonian to a static "photon-dressed Hamiltonian".While a perturbative expansion of this Hamiltonian from the limit of high driving frequency has clarified various novel phenomena peculiar to periodically-driven systems, such an approach suffers from serious heating or damage when it is applied to realistic condensed matters.In this thesis, we focus on a lower-frequency regime, especially when the heating should be suppressed due to the small driving amplitude or an energy gap larger than the driving frequency.There, the high-frequency expansion cannot capture the relevant physics, so that we first formulate various perturbative expansions for three distinct regimes, i.e., high-frequency, small-amplitude, and strong-coupling regimes.We apply the small-amplitude expansion to two-and three-dimensional Dirac electrons driven by a circularly-polarized light to explore their behavior in the lowfrequency regime.We find an emergence of infinite numbers of topological gaps for the former and Weyl nodes for the latter.We also discuss how a regularization of the model affects this topological structure.We then introduce a strong repulsive interaction, and discuss behaviors of spins using the strong-coupling expansion.We predict an emergence of scalar spin chirality when a circularly-polarized light is illuminated, and discuss possible applications to photo-induced chiral spin liquids, and optical probing of spin chirality.Finally we turn to a strong attractive interaction to discuss the fate of the ordinary s-wave superconductivity under the periodic driving.We demonstrate an emergence of long sought-after η-pairing superconductivity, first as a ground state of the photon-dressed Hamiltonian, and then as a consequence of a dynamical phase transition in an isolated system such as an optical lattice system.
Abstract Periodically driven systems provide a novel route to control the topology of quantum materials. In particular, Floquet theory allows an effective band description of periodically-driven systems through the Floquet Hamiltonian. Here, we study the time evolution of d-wave superconductors irradiated with intense circularly-polarized laser light. We consider the Floquet t–J model with time-periodic interactions, and investigate its mean-field dynamics by formulating the time-dependent Gutzwiller approximation. We observe the development of the idxy-wave pairing amplitude along with the original dx2−y2{d}_{{x}^{2}-{y}^{2}}dx2−y2​ d x 2 − y 2 -wave order upon gradual increasing of the field amplitude. We further numerically construct the Floquet Hamiltonian for the steady state, with which we identify the system as the fully-gapped d + id superconducting phase with a nonzero Chern number. We explore the low-frequency regime where the perturbative approaches in the previous studies break down, and find that the topological gap of an experimentally-accessible size can be achieved at much lower laser intensities.
The extended quantum Rabi models make a significant contribution to understanding of the quantum nature of the atom-light interaction. We transform two kinds of extended quantum Rabi model, the anisotropic Rabi model and the asymmetric Rabi model, into the rotating frame and regard them as periodically driven quantum systems. The analytical solutions of the quasienergy spectrum as well as the Floquet modes for both models are constructed by applying the Floquet theory and the high-frequency expansion, which is applied to the nonstroboscopic dynamics of physical observables such as atomic inversion, transverse magnetization, and atom-field correlation. For the anisotropic Rabi model, the quasienergy fits well with the numerical results even when the rotating-wave coupling is in the deep strong-coupling regime $g\ensuremath{\simeq}\ensuremath{\hbar}\ensuremath{\omega}$ if the counter-rotating term is small enough compared to the driving frequency. Avoided level crossing may occur for quasienergy with the same parity when the positive branch spectrum lines for the total excitation number NNN cross the negative branch lines for N+2N+2N+2, while the high-frequency expansion fails to predict this due to the conservation of the total excitation number. Furthermore, we present analytical and numerical studies of the long-time evolution of population and conclude that the analytical method is credible for the population dynamics. For the asymmetric Rabi model, we find that the external bias field which breaks the parity symmetry of the total excitation number tends to cluster the upper and lower branches into two bundles, and the detuning induced gap in the first temporal Brillouin zone shows a quadratic dependence on the bias. Fourier analysis is applied to extract the frequency composition and two-frequency driving behavior is revealed. Varying the bias strength will change the time-averaged value of the oscillation, which shows how the bias competes with the detuning and atom-field coupling in the driving dynamics. Both models prove that treating the Hamiltonian in the rotating frame by Floquet theory gives an alternative tool in the study of interaction between atom and light.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.