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arXiv:1502.06477 · New Journal of Physics

High-frequency approximation for periodically driven quantum systems from a Floquet-space perspective

André Eckardt, Egidijus Anisimovas

Published Sep 23, 2015• 717 citations
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Abstract

We derive a systematic high-frequency expansion for the effective Hamiltonian and the micromotion operator of periodically driven quantum systems.Our approach is based on the block diagonalization of the quasienergy operator in the extended Floquet Hilbert space by means of degenerate perturbation theory.The final results are equivalent to those obtained within a different approach (Rahav et al 2003 Phys.Rev. A 68 013820), (Goldman and Dalibard 2014 Phys.Rev. X 4 031027) and can also be related to the Floquet-Magnus expansion (Casas et al 2001 J. Phys.A 34 3379).We discuss that the dependence on the driving phase, which plagues the latter, can lead to artifactual symmetry breaking.The high-frequency approach is illustrated using the example of a periodically driven Hubbard model.Moreover, we discuss the nature of the approximation and its limitations for systems of many interacting particles.

DOI
10.1088/1367-2630/17/9/093039

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We derive a systematic high-frequency expansion for the effective Hamiltonian and the micromotion operator of periodically driven quantum systems.Our approach is based on the block diagonalization of the quasienergy operator in the extended Floquet Hilbert space by means of degenerate perturbation theory.The final results are equivalent to those obtained within a different approach (Rahav et al 2003 Phys.Rev. A 68 013820), (Goldman and Dalibard 2014 Phys.Rev. X 4 031027) and can also be related to the Floquet-Magnus expansion (Casas et al 2001 J. Phys.A 34 3379).We discuss that the dependence on the driving phase, which plagues the latter, can lead to artifactual symmetry breaking.The high-frequency approach is illustrated using the example of a periodically driven Hubbard model.Moreover, we discuss the nature of the approximation and its limitations for systems of many interacting particles.
We consider construction of effective Hamiltonians for periodically driven interacting systems in the case of resonant driving. The standard high-frequency expansion is not expected to converge due to the resonant creation of collective excitations, and one option is to resort to the application of degenerate perturbation theory (DPT) in the Floquet-Hilbert space. We propose an extension of DPT whereby the degenerate subspace includes not only the degenerate levels of interest but rather all levels in a Floquet zone. The resulting approach, which we call extended DPT (EDPT), is shown to resemble a high-frequency expansion, provided the quasienergy matrix is constructed such that each mthm\mathrm{th}mth diagonal block contains energies reduced to the mthm\mathrm{th}mth Floquet zone. The proposed theory is applied to a driven Bose-Hubbard model and is shown to yield more accurate quasienergy spectra than the conventional DPT. The computational complexity of EDPT is intermediate between DPT and the numerically exact approach, thus providing a practical compromise between accuracy and efficiency.
We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
We consider a quantum system periodically driven with a strength which varies slowly on the scale of the driving period. The analysis is based on a general formulation of the Floquet theory relying on the extended Hilbert space. It is shown that the dynamics of the system can be described in terms of a slowly varying effective Floquet Hamiltonian that captures the long-term evolution, as well as rapidly oscillating micromotion operators. We obtain a systematic high-frequency expansion of all these operators. Generalizing the previous studies, the expanded effective Hamiltonian is now time dependent and contains extra terms appearing due to changes in the periodic driving. The same applies to the micromotion operators which exhibit a slow temporal dependence in addition to the rapid oscillations. As an illustration, we consider a quantum-mechanical spin in an oscillating magnetic field with a slowly changing direction. The effective evolution of the spin is then associated with non-Abelian geometric phases reflecting the geometry of the extended Floquet space. The developed formalism is general and also applies to other periodically driven systems, such as shaken optical lattices with a time-dependent shaking strength, a situation relevant to the cold-atom experiments.
We develop a low-frequency perturbation theory in the extended Floquet Hilbert space of a periodically driven quantum systems, which puts the high- and low-frequency approximations to the Floquet theory on the same footing. It captures adiabatic perturbation theories recently discussed in the literature as well as diabatic deviation due to Floquet resonances. For illustration, we apply our Floquet perturbation theory to a driven two-level system as in the Schwinger–Rabi and the Landau-Zener–Stückelberg–Majorana models. We reproduce some known expressions for transition probabilities in a simple and systematic way and clarify and extend their regime of applicability. We then apply the theory to a periodically-driven system of fermions on the lattice and obtain the spectral properties and the low-frequency dynamics of the system.
We introduce a variational framework for approximating the time-evolution operator U^(t)\hat{U}(t)U^(t) within a physically motivated operator manifold, reformulating quantum dynamics as a tractable problem in operator space using stationary action principle. For periodically driven systems, the resulting approximate evolution operator directly yields an effective Floquet Hamiltonian, offering a non-perturbative alternative to conventional expansion-based methods. The framework is systematically improvable by enlarging the operator pool and naturally incorporates symmetries and physical constraints. When the operator manifold is chosen from the terms of a truncated Magnus expansion, the variational procedure effectively resums the Magnus series within the restricted space, significantly enhancing accuracy. We benchmark the approach on the driven Rabi model, the driven Lipkin-Meshkov-Glick model, and the one-dimensional driven Ising chain, yielding effective Floquet Hamiltonians that are systematically more accurate than low-order Magnus expansions, particularly in regimes where the latter converge poorly, and illustrating applicability to systems with exponentially large Hilbert spaces. Although we focus here on Floquet systems, the formalism applies equally to generic time-dependent Hamiltonians, providing a versatile tool for non-equilibrium quantum dynamics.