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arXiv:2605.23734

The Floquet-Magnus expansion of unbounded operators

Daniel Burgarth, Robin Hillier, Davide Lonigro, Leonhard Richter

math-phmath.FAquant-phSubmitted May 22, 2026• Announced May 25, 2026• Revised Oct 30, 2026 (v2)
v1 · May 22, 2026v2 · Oct 30, 2026
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Abstract

The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.

Comments
61 pages, revision, main results unchanged

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The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
We introduce a variational framework for approximating the time-evolution operator U^(t)\hat{U}(t)U^(t) within a physically motivated operator manifold, reformulating quantum dynamics as a tractable problem in operator space using stationary action principle. For periodically driven systems, the resulting approximate evolution operator directly yields an effective Floquet Hamiltonian, offering a non-perturbative alternative to conventional expansion-based methods. The framework is systematically improvable by enlarging the operator pool and naturally incorporates symmetries and physical constraints. When the operator manifold is chosen from the terms of a truncated Magnus expansion, the variational procedure effectively resums the Magnus series within the restricted space, significantly enhancing accuracy. We benchmark the approach on the driven Rabi model, the driven Lipkin-Meshkov-Glick model, and the one-dimensional driven Ising chain, yielding effective Floquet Hamiltonians that are systematically more accurate than low-order Magnus expansions, particularly in regimes where the latter converge poorly, and illustrating applicability to systems with exponentially large Hilbert spaces. Although we focus here on Floquet systems, the formalism applies equally to generic time-dependent Hamiltonians, providing a versatile tool for non-equilibrium quantum dynamics.
We present a general, nonperturbative method for deriving effective Hamiltonians of arbitrary order for periodically driven systems based on an iterated integration-by-parts technique. The resulting family of effective Hamiltonians reproduces the well-known Floquet-Magnus expansion, now enhanced with explicit error bounds that quantify the distance between the exact and approximate dynamics at each order, even in cases where the Floquet-Magnus series fails to converge. We apply the method to the semiclassical Rabi model and provide explicit error bounds for both the Bloch-Siegert Hamiltonian and its third-order refinement. Our analysis shows that, while the rotating-wave approximation more accurately captures the true dynamics than the Bloch-Siegert Hamiltonian in most regimes, the third-order approximation ultimately outperforms both.
We investigate Krylov spread complexity for states evolving under time-dependent Hamiltonians. For periodically driven systems, we formulate the problem within Floquet theory and show how the Magnus expansion provides a systematic approximation when the Floquet Hamiltonian is not available in closed form. We then extend this framework beyond periodic driving and demonstrate that, in addition to the globally truncated Magnus expansion, a piecewise Magnus expansion provides a reliable method when the global expansion loses convergence or accuracy. Our results provide practical tools for analyzing complexity growth in a broad class of time-dependent quantum systems.
Analogue and digital Hamiltonian simulation represent two distinct approaches to making one quantum system replicate the physical properties of another, with consequences ranging from practical applications to complexity theory and quantum gravity. They are rooted in two distinct regimes of quantum dynamics: time-independent Hamiltonians for the former; fully controllable time-dependent quantum circuits in the latter. Time-periodic Hamiltonians represent an intermediate regime. In this work, we establish a theory of Floquet simulation where we use periodically driven Hamiltonians to synthesise time-independent ones. We show that a set of interactions SSS can Floquet-simulate every Hamiltonian in the Lie algebra Lie(S)\mathrm{Lie}(S)Lie(S), and consequently we give a complete and constructive characterisation of Floquet-universal Hamiltonians that are able to produce any target Hamiltonian. Notably, our construction uses only O(1)O(1)O(1) local interaction strengths and ratios thereof, avoiding the impractical multi-scale local interaction strengths often required in analogue simulation via time-independent Hamiltonians. Instead, the construction requires a range of driving frequencies which scales polynomially with system size for important classes such as kkk-local lattice Hamiltonians. This has immediate complexity-theoretic implications, including numerous BQP-completeness and QMA-hardness results for natural physical properties and quantities studied in Floquet physics.
We develop a systematic perturbative framework to engineer an arbitrary target Hamiltonian in the Floquet phase space of a periodically driven oscillator based on Floquet-Magnus expansion. The high-order errors in the engineered Floquet Hamiltonian are mitigated by adding high-order driving potentials perturbatively. We introduce a transformation method that allows us to obtain an analytical expression of the leading-order correction drive for engineering a target Hamiltonian with discrete rotational and chiral symmetries in phase space. We also provide a numerically efficient procedure to calculate high-order correction drives and apply it to engineer the target Hamiltonian with degenerate eigenstates of multi-component cat states that are important for fault-tolerant hardware-efficiency bosonic quantum computation.
Floquet-Magnus (FM) expansion theory is a powerful tool in periodically driven (Floquet) systems under high-frequency drives. In closed systems, it dictates that their stroboscopic dynamics under a time-periodic Hamiltonian is well captured by the FM expansion, which gives a static effective Hamiltonian. On the other hand, in dissipative systems driven by a time-periodic Liouvillian, it remains an important and nontrivial problem whether the FM expansion gives a static Liouvillian describing continuous-time Markovian dynamics, which we refer to as the ``Liouvillianity'' of the FM expansion. We answer this question for generic systems with local interactions. We find that while noninteracting systems can either break or preserve Liouvillianity of the FM expansion, generic few-body and many-body interacting systems break it under any finite drive, which is essentially caused by propagation of interactions via higher-order terms of the FM expansion. Liouvillianity breaking implies that Markovian dissipative Floquet systems in the high-frequency regimes do not have static (Markovian) counterparts, giving a signature of emergent non-Markovianity. Our theory provides a useful insight in the quest for unique phenomena in dissipative Floquet systems.