Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2008.13104 · Physical Review A

Breakdown of Markovianity by interactions in stroboscopic Floquet-Lindblad dynamics under high-frequency drive

Kaoru Mizuta, Kazuaki Takasan, Norio Kawakami

Published Feb 19, 2021• 12 citations
arXivHTMLPDF

Abstract

Floquet-Magnus (FM) expansion theory is a powerful tool in periodically driven (Floquet) systems under high-frequency drives. In closed systems, it dictates that their stroboscopic dynamics under a time-periodic Hamiltonian is well captured by the FM expansion, which gives a static effective Hamiltonian. On the other hand, in dissipative systems driven by a time-periodic Liouvillian, it remains an important and nontrivial problem whether the FM expansion gives a static Liouvillian describing continuous-time Markovian dynamics, which we refer to as the ``Liouvillianity'' of the FM expansion. We answer this question for generic systems with local interactions. We find that while noninteracting systems can either break or preserve Liouvillianity of the FM expansion, generic few-body and many-body interacting systems break it under any finite drive, which is essentially caused by propagation of interactions via higher-order terms of the FM expansion. Liouvillianity breaking implies that Markovian dissipative Floquet systems in the high-frequency regimes do not have static (Markovian) counterparts, giving a signature of emergent non-Markovianity. Our theory provides a useful insight in the quest for unique phenomena in dissipative Floquet systems.

DOI
10.1103/physreva.103.l020202

Related papers

High-frequency expansions for time-periodic Lindblad generators

Alexander Schnell, S. Denisov, André Eckardt

Floquet engineering of isolated systems is often based on the concept of the effective time-independent Floquet Hamiltonian, which describes the stroboscopic evolution of a periodically driven quantum system in steps of the driving period and which is routinely obtained analytically using high-frequency expansions. The generalization of these concepts to open quantum systems described by a Markovian master equation of Lindblad type turns out to be nontrivial: On the one hand, already for a two-level system two different phases can be distinguished, where the effective time-independent Floquet generator (describing the stroboscopic evolution) is either again Markovian and of Lindblad type or not. On the other hand, even though in the high-frequency regime a Lindbladian Floquet generator (Floquet Lindbladian) is numerically found to exist, this behavior is, curiously, not correctly reproduced within analytical high-frequency expansions. Here, we demonstrate that a proper Floquet Lindbladian can still be obtained from a high-frequency expansion, when treating the problem in a suitably chosen rotating frame. Within this approach, we can then also describe the transition to a phase at lower driving frequencies, where no Floquet Lindbladian exists, and show that the emerging non-Markovianity of the Floquet generator can entirely be attributed to the micromotion of the open driven system.

arXiv:2107.10054•Physical review. B./Physical review. B•Oct 15, 2021•22 citations

The Floquet-Magnus expansion of unbounded operators

Daniel Burgarth, Robin Hillier, Davide Lonigro +1 more

The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.

math-phCross-listedarXiv:2605.23734•May 25, 2026

Sambe Approach to Floquet-Lindblad Open Quantum Systems

Andriani Keliri, Marco Schirò

We study driven and open quantum systems described by a time-periodic Lindblad master equation. In closed systems, the stroboscopic dynamics can always be described by an effective time-independent Floquet Hamiltonian; this idea is the basis of Floquet engineering. However, in the presence of dissipation, the existence of an effective time-independent Floquet Lindbladian is not guaranteed due to the non-unitary nature of the evolution. Using Floquet theory, we construct a well-defined time-independent Floquet Lindbladian in an extended Sambe-Liouville space, transforming the initial time-dependent problem to a static and non-Hermitian eigenvalue problem. For harmonic driving, we introduce a matrix continued fraction method to nonperturbatively resum multiphoton processes and construct an effective Floquet Lindbladian acting only on the physical Liouville space. Compared to other high-frequency expansions, this method has the advantage of providing the whole infinite series expansion at once. Using a resolvent formalism, we show how to obtain a spectral Floquet representation of correlation functions of an open quantum system. As an application, we consider a dissipating two-level system in a linearly polarized field and calculate its resonance fluorescence spectrum. Furthermore, we consider a parametrically driven quantum dot with pump and loss for which we calculate its spectral function and current-voltage characteristics.

quant-pharXiv:2606.09727•Jun 9, 2026•0 citations

Reservoir-induced stabilisation of a periodically driven classical spin chain: local vs. global relaxation

Thomas Veness, Kay Brandner

Floquet theory is an indispensable tool for analysing periodically-driven quantum many-body systems. Although it does not universally extend to classical systems, some of its methodologies can be adopted in the presence of well-separated timescales. Here we use these tools to investigate the stroboscopic behaviours of a classical spin chain that is driven by a periodic magnetic field and coupled to a thermal reservoir. We detail and expand our previous work: we investigate the significance of higher-order corrections to the classical Floquet-Magnus expansion in both the high- and low-frequency regimes; explicitly probe the evolution the dynamics of the reservoir; and further explore how the driven system synchronises with the applied field at low frequencies. In line with our earlier results, we find that the high-frequency regime is characterised by a local Floquet-Gibbs ensemble with the reservoir acting as a nearly-reversible heatsink. At low frequencies, the driven system rapidly enters a synchronised state, which can only be fully described in a global picture accounting for the concurrent relaxation of the reservoir in a fictitious magnetic field arising from the drive. We highlight how the evolving nature of the reservoir may still be incorporated in a local picture by introducing an effective temperature. Finally, we argue that dissipative equations of motion for periodically-driven many-body systems, at least at intermediate frequencies, must generically be non-Markovian.

arXiv:2208.08998•Aug 18, 2022•0 citations

Reservoir-induced stabilization of a periodically driven classical spin chain: Local versus global relaxation

Thomas Veness, Kay Brandner

Floquet theory is an indispensable tool for analyzing periodically driven quantum many-body systems. Although it does not universally extend to classical systems, some of its methodologies can be adopted in the presence of well-separated timescales. Here we use these tools to investigate the stroboscopic behaviors of a classical spin chain that is driven by a periodic magnetic field and coupled to a thermal reservoir. We detail and expand our previous work: we investigate the significance of higher-order corrections to the classical Floquet-Magnus expansion in both the high- and low-frequency regimes; explicitly probe the evolution dynamics of the reservoir; and further explore how the driven system and the reservoir synchronize with the applied field at low frequencies. In line with our earlier results, we find that the high-frequency regime is characterized by a local Floquet-Gibbs ensemble with the reservoir acting as a nearly-reversible heat sink. At low frequencies, the driven system rapidly enters a synchronized state, which can only be fully described in a global picture accounting for the concurrent relaxation of the reservoir in a fictitious magnetic field arising from the drive. We highlight how the evolving nature of the reservoir may still be incorporated in a local picture by introducing an effective temperature. Finally, we show that generic local-dissipation models that account for the influence of the reservoir on the driven system phenomenologically through Markovian dissipative equations of motion can generally not reproduce the rich behavior that our microscopic simulations reveal. In particular, such models prove insufficient to account for the suppression of overall energy absorption that is induced by the here observed synchronization between driven system and reservoir.

Physical review. E•Oct 27, 2023•4 citations

Analytic approaches to periodically driven closed quantum systems: methods and applications

Arnab Sen, Diptiman Sen, K. Sengupta

We present a brief overview of some of the analytic perturbative techniques for the computation of the Floquet Hamiltonian for a periodically driven, or Floquet, quantum many-body system. The key technical points about each of the methods discussed are presented in a pedagogical manner. They are followed by a brief account of some chosen phenomena where these methods have provided useful insights. We provide an extensive discussion of the Floquet-Magnus (FM) expansion, the adiabatic-impulse approximation, and the Floquet perturbation theory. This is followed by a relatively short discourse on the rotating wave approximation, a FM resummation technique and the Hamiltonian flow method. We also provide a discussion of some open problems which may possibly be addressed using these methods.

arXiv:2102.00793•Journal of Physics Condensed Matter•Aug 6, 2021•57 citations
Floquet-Magnus (FM) expansion theory is a powerful tool in periodically driven (Floquet) systems under high-frequency drives. In closed systems, it dictates that their stroboscopic dynamics under a time-periodic Hamiltonian is well captured by the FM expansion, which gives a static effective Hamiltonian. On the other hand, in dissipative systems driven by a time-periodic Liouvillian, it remains an important and nontrivial problem whether the FM expansion gives a static Liouvillian describing continuous-time Markovian dynamics, which we refer to as the ``Liouvillianity'' of the FM expansion. We answer this question for generic systems with local interactions. We find that while noninteracting systems can either break or preserve Liouvillianity of the FM expansion, generic few-body and many-body interacting systems break it under any finite drive, which is essentially caused by propagation of interactions via higher-order terms of the FM expansion. Liouvillianity breaking implies that Markovian dissipative Floquet systems in the high-frequency regimes do not have static (Markovian) counterparts, giving a signature of emergent non-Markovianity. Our theory provides a useful insight in the quest for unique phenomena in dissipative Floquet systems.
Floquet engineering of isolated systems is often based on the concept of the effective time-independent Floquet Hamiltonian, which describes the stroboscopic evolution of a periodically driven quantum system in steps of the driving period and which is routinely obtained analytically using high-frequency expansions. The generalization of these concepts to open quantum systems described by a Markovian master equation of Lindblad type turns out to be nontrivial: On the one hand, already for a two-level system two different phases can be distinguished, where the effective time-independent Floquet generator (describing the stroboscopic evolution) is either again Markovian and of Lindblad type or not. On the other hand, even though in the high-frequency regime a Lindbladian Floquet generator (Floquet Lindbladian) is numerically found to exist, this behavior is, curiously, not correctly reproduced within analytical high-frequency expansions. Here, we demonstrate that a proper Floquet Lindbladian can still be obtained from a high-frequency expansion, when treating the problem in a suitably chosen rotating frame. Within this approach, we can then also describe the transition to a phase at lower driving frequencies, where no Floquet Lindbladian exists, and show that the emerging non-Markovianity of the Floquet generator can entirely be attributed to the micromotion of the open driven system.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
We study driven and open quantum systems described by a time-periodic Lindblad master equation. In closed systems, the stroboscopic dynamics can always be described by an effective time-independent Floquet Hamiltonian; this idea is the basis of Floquet engineering. However, in the presence of dissipation, the existence of an effective time-independent Floquet Lindbladian is not guaranteed due to the non-unitary nature of the evolution. Using Floquet theory, we construct a well-defined time-independent Floquet Lindbladian in an extended Sambe-Liouville space, transforming the initial time-dependent problem to a static and non-Hermitian eigenvalue problem. For harmonic driving, we introduce a matrix continued fraction method to nonperturbatively resum multiphoton processes and construct an effective Floquet Lindbladian acting only on the physical Liouville space. Compared to other high-frequency expansions, this method has the advantage of providing the whole infinite series expansion at once. Using a resolvent formalism, we show how to obtain a spectral Floquet representation of correlation functions of an open quantum system. As an application, we consider a dissipating two-level system in a linearly polarized field and calculate its resonance fluorescence spectrum. Furthermore, we consider a parametrically driven quantum dot with pump and loss for which we calculate its spectral function and current-voltage characteristics.
Floquet theory is an indispensable tool for analysing periodically-driven quantum many-body systems. Although it does not universally extend to classical systems, some of its methodologies can be adopted in the presence of well-separated timescales. Here we use these tools to investigate the stroboscopic behaviours of a classical spin chain that is driven by a periodic magnetic field and coupled to a thermal reservoir. We detail and expand our previous work: we investigate the significance of higher-order corrections to the classical Floquet-Magnus expansion in both the high- and low-frequency regimes; explicitly probe the evolution the dynamics of the reservoir; and further explore how the driven system synchronises with the applied field at low frequencies. In line with our earlier results, we find that the high-frequency regime is characterised by a local Floquet-Gibbs ensemble with the reservoir acting as a nearly-reversible heatsink. At low frequencies, the driven system rapidly enters a synchronised state, which can only be fully described in a global picture accounting for the concurrent relaxation of the reservoir in a fictitious magnetic field arising from the drive. We highlight how the evolving nature of the reservoir may still be incorporated in a local picture by introducing an effective temperature. Finally, we argue that dissipative equations of motion for periodically-driven many-body systems, at least at intermediate frequencies, must generically be non-Markovian.
Floquet theory is an indispensable tool for analyzing periodically driven quantum many-body systems. Although it does not universally extend to classical systems, some of its methodologies can be adopted in the presence of well-separated timescales. Here we use these tools to investigate the stroboscopic behaviors of a classical spin chain that is driven by a periodic magnetic field and coupled to a thermal reservoir. We detail and expand our previous work: we investigate the significance of higher-order corrections to the classical Floquet-Magnus expansion in both the high- and low-frequency regimes; explicitly probe the evolution dynamics of the reservoir; and further explore how the driven system and the reservoir synchronize with the applied field at low frequencies. In line with our earlier results, we find that the high-frequency regime is characterized by a local Floquet-Gibbs ensemble with the reservoir acting as a nearly-reversible heat sink. At low frequencies, the driven system rapidly enters a synchronized state, which can only be fully described in a global picture accounting for the concurrent relaxation of the reservoir in a fictitious magnetic field arising from the drive. We highlight how the evolving nature of the reservoir may still be incorporated in a local picture by introducing an effective temperature. Finally, we show that generic local-dissipation models that account for the influence of the reservoir on the driven system phenomenologically through Markovian dissipative equations of motion can generally not reproduce the rich behavior that our microscopic simulations reveal. In particular, such models prove insufficient to account for the suppression of overall energy absorption that is induced by the here observed synchronization between driven system and reservoir.
We present a brief overview of some of the analytic perturbative techniques for the computation of the Floquet Hamiltonian for a periodically driven, or Floquet, quantum many-body system. The key technical points about each of the methods discussed are presented in a pedagogical manner. They are followed by a brief account of some chosen phenomena where these methods have provided useful insights. We provide an extensive discussion of the Floquet-Magnus (FM) expansion, the adiabatic-impulse approximation, and the Floquet perturbation theory. This is followed by a relatively short discourse on the rotating wave approximation, a FM resummation technique and the Hamiltonian flow method. We also provide a discussion of some open problems which may possibly be addressed using these methods.