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arXiv:2606.09727

Sambe Approach to Floquet-Lindblad Open Quantum Systems

Andriani Keliri, Marco Schirò

quant-phcond-mat.mes-hallSubmitted Jun 8, 2026• Announced Jun 9, 2026• 0 citations
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Abstract

We study driven and open quantum systems described by a time-periodic Lindblad master equation. In closed systems, the stroboscopic dynamics can always be described by an effective time-independent Floquet Hamiltonian; this idea is the basis of Floquet engineering. However, in the presence of dissipation, the existence of an effective time-independent Floquet Lindbladian is not guaranteed due to the non-unitary nature of the evolution. Using Floquet theory, we construct a well-defined time-independent Floquet Lindbladian in an extended Sambe-Liouville space, transforming the initial time-dependent problem to a static and non-Hermitian eigenvalue problem. For harmonic driving, we introduce a matrix continued fraction method to nonperturbatively resum multiphoton processes and construct an effective Floquet Lindbladian acting only on the physical Liouville space. Compared to other high-frequency expansions, this method has the advantage of providing the whole infinite series expansion at once. Using a resolvent formalism, we show how to obtain a spectral Floquet representation of correlation functions of an open quantum system. As an application, we consider a dissipating two-level system in a linearly polarized field and calculate its resonance fluorescence spectrum. Furthermore, we consider a parametrically driven quantum dot with pump and loss for which we calculate its spectral function and current-voltage characteristics.

Comments
11+5 pages, 6 figures; comments welcome

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We study driven and open quantum systems described by a time-periodic Lindblad master equation. In closed systems, the stroboscopic dynamics can always be described by an effective time-independent Floquet Hamiltonian; this idea is the basis of Floquet engineering. However, in the presence of dissipation, the existence of an effective time-independent Floquet Lindbladian is not guaranteed due to the non-unitary nature of the evolution. Using Floquet theory, we construct a well-defined time-independent Floquet Lindbladian in an extended Sambe-Liouville space, transforming the initial time-dependent problem to a static and non-Hermitian eigenvalue problem. For harmonic driving, we introduce a matrix continued fraction method to nonperturbatively resum multiphoton processes and construct an effective Floquet Lindbladian acting only on the physical Liouville space. Compared to other high-frequency expansions, this method has the advantage of providing the whole infinite series expansion at once. Using a resolvent formalism, we show how to obtain a spectral Floquet representation of correlation functions of an open quantum system. As an application, we consider a dissipating two-level system in a linearly polarized field and calculate its resonance fluorescence spectrum. Furthermore, we consider a parametrically driven quantum dot with pump and loss for which we calculate its spectral function and current-voltage characteristics.
Floquet engineering of isolated systems is often based on the concept of the effective time-independent Floquet Hamiltonian, which describes the stroboscopic evolution of a periodically driven quantum system in steps of the driving period and which is routinely obtained analytically using high-frequency expansions. The generalization of these concepts to open quantum systems described by a Markovian master equation of Lindblad type turns out to be nontrivial: On the one hand, already for a two-level system two different phases can be distinguished, where the effective time-independent Floquet generator (describing the stroboscopic evolution) is either again Markovian and of Lindblad type or not. On the other hand, even though in the high-frequency regime a Lindbladian Floquet generator (Floquet Lindbladian) is numerically found to exist, this behavior is, curiously, not correctly reproduced within analytical high-frequency expansions. Here, we demonstrate that a proper Floquet Lindbladian can still be obtained from a high-frequency expansion, when treating the problem in a suitably chosen rotating frame. Within this approach, we can then also describe the transition to a phase at lower driving frequencies, where no Floquet Lindbladian exists, and show that the emerging non-Markovianity of the Floquet generator can entirely be attributed to the micromotion of the open driven system.
Periodically driven quantum systems are commonly modeled using master equations constructed in the eigenbasis of an undriven Hamiltonian, implicitly assuming that environmental dissipation couples to static energy transitions even under strong time-periodic driving. The validity of this approximation beyond weak or near-resonant driving remains poorly understood. To address the need for a more self-consistent quantum theory approach, we formulate a nonsecular Floquet--Markov generalized master equation (F-GME) in the quasienergy basis, treating interaction-induced (internal) and drive-induced (external) nonperturbative dressing on an equal footing. We subsequently investigate dissipation in two minimal driven open quantum systems---a harmonically driven two-level system and a harmonically driven coupled-two-level-system---each weakly coupled to a Markovian bath. Comparing the F-GME to a time-independent dressed-basis master equation, we show that even for a flat-bath spectral density and weak dissipation, the two approaches can yield qualitatively different steady-state populations and emission spectra. We resolve dissipation into drive-assisted sideband processes decaying via Floquet extended-space quasienergy channels, and show these channels can hybridize through nonsecular couplings into collective Floquet--Liouville modes governing observable spectral resonances. This analysis demonstrates that time-independent dissipative descriptions can incorrectly weight multiphoton Floquet transitions by collapsing quasienergy-resolved decay pathways into static energy gaps. The F-GME framework provides a systematic diagnostic for identifying regimes where Floquet-consistent dissipation is essential and clarifies the physical origin of discrepancies between commonly used master-equation approaches.
The stroboscopic evolution of a time-periodically driven isolated quantum system can always be described by an effective time-independent Hamiltonian. Whether this concept can be generalized to open Floquet systems, described by a Markovian Lindblad master equation with a time-periodic generator (Lindbladian), remains an open question. By using a two-level system as a model, we explicitly show the existence of two well-defined parameter regions. In one region the stroboscopic evolution can be described by a Markovian master equation with a time-independent Floquet Lindbladian. In the other it cannot; but here the one-cycle evolution operator can be reproduced with an effective non-Markovian master equation that is homogeneous but nonlocal in time. Interestingly, we find that the boundary between the phases depends on when during the period the evolution is stroboscopically monitored. This reveals the nontrivial role played by the micromotion in the dynamics of open Floquet systems.
Strong periodic driving of cavity-quantum electrodynamics (QED) in the ultrastrong-coupling regime creates nonequilibrium states whose dissipation is governed by Floquet quasienergies rather than undriven dressed resonances. However, modeling such a regime is a significant theoretical challenge, including a number of subtle problems such as the need to ensure gauge invariance for truncated matter-cavity systems with time-dependent driving. To fill this theoretical gap, we introduce a nonsecular Floquet generalized master equation framework for strongly driven open cavity-QED systems, formulated in the dressed basis of the quantum Rabi model and applicable to structured reservoirs without rotating-wave approximations. Our theory can thus model Floquet-driven dynamics in open ultrastrong-coupling cavity-QED, and demonstrates a wide range of quantum state control. Using strong optical pumping and parametric mechanical modulation, we compute long-time populations, fluorescence spectra, and the Floquet-Liouville eigenspectra, resolving observable resonances into hybridized quasienergy channels and decay rates. By systematically comparing with conventional time-independent dressed-basis generalized master equations, we show that static approaches only reproduce steady-state populations in restricted excitation regimes, and fail for frequency-resolved observables and break down under appropriate Floquet engineering, surprisingly, even for spectrally flat baths. Structured environments, such as Lorentzian-Ohmic reservoirs, further amplify these discrepancies through sideband-selective decay. Our results demonstrate that dissipation in driven ultrastrong cavity-QED is intrinsically quasienergy resolved and we establish Floquet-dissipative theory as an accurate and powerful framework for predicting spectra, controlling decay pathways, and engineering nonequilibrium quantum states and reservoirs.
In this paper, we investigate periodically driven open quantum systems within the framework of Floquet-Lindblad master equations. Specifically, we discuss Lindblad master equations in the presence of a coherent, time-periodic driving and establish their general spectral features. We also clarify the notions of transient and nondecaying solutions from this spectral perspective, and then prove that any physical system described by a Floquet-Lindblad equation must have at least one physical nonequilibrium steady state (NESS), corresponding to an eigenoperator of the Floquet-Lindblad evolution superoperator UF{\mathcal{U}}_{F}UF​ with unit eigenvalue. Since the Floquet-Lindblad formalism encapsulates the entire information regarding the NESS, it in principle enables us to obtain nonlinear effects to all orders at once. The Floquet-Lindblad formalism thus provides a powerful tool for studying driven-dissipative solid-state systems, which we illustrate by deriving the nonlinear optical response of a simple two-band model of an insulating solid and comparing it with prior results established through Keldysh techniques.
We investigate the algebraic structure underlying the Lindblad equation for finite-dimensional open quantum systems. By introducing a suitable operator representation of the Liouville superoperator, we show that the dynamics can be formulated in terms of a closed algebra of Hermitian operators that is independent of the particular physical model. This formulation reveals that dissipative dynamics requires a substantially richer algebraic structure than purely unitary evolution, thereby providing a clear characterization of the additional complexity introduced by the Lindbladian. The resulting framework naturally leads to parametrizations of the dynamical map and to differential equations governing its evolution. We further derive recursion relations that enable the efficient construction of the algebra for systems of increasing dimension. Because the algebraic basis is universal, while all model-dependent information enters through a single set of coefficients, the proposed approach significantly reduces the computational cost of constructing the Liouville superoperator compared with direct methods. To facilitate the implementation of the method, we provide a Mathematica notebook containing a one-qubit example that can be systematically extended to an arbitrary number of qubits. The proposed framework therefore provides both a general mathematical description of finite-dimensional Lindblad dynamics and a practical foundation for efficient analytical and numerical implementations.