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arXiv:2407.08405 · Physical review. B./Physical review. B

Floquet Schrieffer-Wolff transform based on Sylvester equations

Xiao Wang, F. P. M. Méndez-Córdoba, Dieter Jaksch, Frank Schlawin

Published Dec 3, 2024• 1 citation
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Abstract

We present a Floquet Schrieffer-Wolff transform (FSWT) to obtain effective Floquet Hamiltonians and micromotion operators of periodically driven many-body systems for any nonresonant driving frequency. The FSWT perturbatively eliminates the oscillatory components in the driven Hamiltonian by solving operator-valued Sylvester equations with systematic approximations. It goes beyond various high-frequency expansion methods commonly used in Floquet theory, as we demonstrate with the example of the driven Fermi-Hubbard model. In the limit of high driving frequencies, the FSWT Hamiltonian reduces to the widely used Floquet-Magnus result. We anticipate this method will be useful for designing Rydberg multiqubit gates, controlling correlated hopping in quantum simulations in optical lattices, and describing multiorbital and long-range interacting systems driven in-gap. Published by the American Physical Society 2024

DOI
10.1103/physrevb.110.245108

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We present a Floquet Schrieffer-Wolff transform (FSWT) to obtain effective Floquet Hamiltonians and micromotion operators of periodically driven many-body systems for any nonresonant driving frequency. The FSWT perturbatively eliminates the oscillatory components in the driven Hamiltonian by solving operator-valued Sylvester equations with systematic approximations. It goes beyond various high-frequency expansion methods commonly used in Floquet theory, as we demonstrate with the example of the driven Fermi-Hubbard model. In the limit of high driving frequencies, the FSWT Hamiltonian reduces to the widely used Floquet-Magnus result. We anticipate this method will be useful for designing Rydberg multiqubit gates, controlling correlated hopping in quantum simulations in optical lattices, and describing multiorbital and long-range interacting systems driven in-gap. Published by the American Physical Society 2024
We generalize the Schrieffer-Wolff transformation to periodically driven systems using Floquet theory. The method is applied to the periodically driven, strongly interacting Fermi-Hubbard model, for which we identify two regimes resulting in different effective low-energy Hamiltonians. In the nonresonant regime, we realize an interacting spin model coupled to a static gauge field with a nonzero flux per plaquette. In the resonant regime, where the Hubbard interaction is a multiple of the driving frequency, we derive an effective Hamiltonian featuring doublon association and dissociation processes. The ground state of this Hamiltonian undergoes a phase transition between an ordered phase and a gapless Luttinger liquid phase. One can tune the system between different phases by changing the amplitude of the periodic drive.
We derive a systematic high-frequency expansion for the effective Hamiltonian and the micromotion operator of periodically driven quantum systems.Our approach is based on the block diagonalization of the quasienergy operator in the extended Floquet Hilbert space by means of degenerate perturbation theory.The final results are equivalent to those obtained within a different approach (Rahav et al 2003 Phys.Rev. A 68 013820), (Goldman and Dalibard 2014 Phys.Rev. X 4 031027) and can also be related to the Floquet-Magnus expansion (Casas et al 2001 J. Phys.A 34 3379).We discuss that the dependence on the driving phase, which plagues the latter, can lead to artifactual symmetry breaking.The high-frequency approach is illustrated using the example of a periodically driven Hubbard model.Moreover, we discuss the nature of the approximation and its limitations for systems of many interacting particles.
We give a general overview of the high-frequency regime in periodically driven systems and identify three distinct classes of driving protocols in which the infinite-frequency Floquet Hamiltonian is not equal to the time-averaged Hamiltonian. These classes cover systems, such as the Kapitza pendulum, the Harper–Hofstadter model of neutral atoms in a magnetic field, the Haldane Floquet Chern insulator and others. In all setups considered, we discuss both the infinite-frequency limit and the leading finite-frequency corrections to the Floquet Hamiltonian. We provide a short overview of Floquet theory focusing on the gauge structure associated with the choice of stroboscopic frame and the differences between stroboscopic and non-stroboscopic dynamics. In the latter case, one has to work with dressed operators representing observables and a dressed density matrix. We also comment on the application of Floquet Theory to systems described by static Hamiltonians with well-separated energy scales and, in particular, discuss parallels between the inverse-frequency expansion and the Schrieffer–Wolff transformation extending the latter to driven systems.
The Floquet-Magnus expansion is a widely used tool to derive effective descriptions of time-periodic quantum systems by approximating their dynamics with a time-independent Hamiltonian. However, its standard formulation is, strictly speaking, restricted to bounded Hamiltonians. In this work, we extend its definition and analysis to a broad class of time-periodic unbounded Hamiltonians. Our approach is based on an a priori distinct nonperturbative framework for the construction of effective Hamiltonians, which we show to reproduce the Floquet-Magnus expansion. A particular strength of our framework is that it allows us to prove that the resulting effective dynamics approximates the original time evolution propagators to arbitrary order in the high-frequency limit without requiring convergence of the Floquet-Magnus expansion, a condition that is already highly restrictive even in the bounded setting. We illustrate the scope of the method on representative models: the quantum Rabi Hamiltonian in the interaction picture, and the periodically driven quantum harmonic oscillator.
This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.
We construct a systematic high-frequency expansion for periodically driven quantum systems based on the Brillouin-Wigner (BW) perturbation theory, which generates an effective Hamiltonian on the projected zero-photon subspace in the Floquet theory, reproducing the quasienergies and eigenstates of the original Floquet Hamiltonian up to desired order in $1/\ensuremath{\omega}$, with $\ensuremath{\omega}$ being the frequency of the drive. The advantage of the BW method is that it is not only efficient in deriving higher-order terms, but even enables us to write down the whole infinite series expansion, as compared to the van Vleck degenerate perturbation theory. The expansion is also free from a spurious dependence on the driving phase, which has been an obstacle in the Floquet-Magnus expansion. We apply the BW expansion to various models of noninteracting electrons driven by circularly polarized light. As the amplitude of the light is increased, the system undergoes a series of Floquet topological-to-topological phase transitions, whose phase boundary in the high-frequency regime is well explained by the BW expansion. As the frequency is lowered, the high-frequency expansion breaks down at some point due to band touching with nonzero-photon sectors, where we find numerically even more intricate and richer Floquet topological phases spring out. We have then analyzed, with the Floquet dynamical mean-field theory, the effects of electron-electron interaction and energy dissipation. We have specifically revealed that phase transitions from Floquet-topological to Mott insulators emerge, where the phase boundaries can again be captured with the high-frequency expansion.