Einstein’s 1905 paper on the photoelectric effect, in which he considered Planck’s idea of quanta of energy to be a universal characteristic of light, marks the beginning of quantum theory. For over ten years Einstein stood alone on the issue of energy quantization of light; and although in 1915 experimental conrmation of his photoelectric effect came from painstaking experiments performed by Millikan, acceptance of the idea that light was composed of particles was far from universal. Millikan himself wrote in 1915: “Despite … the apparent complete success of the Einstein equation, the physical theory of which it was designed to be the symbolic expression is found so untenable that Einstein himself, I believe, no longer holds to it.” Einstein did hold to it. It was only in the mid 1920s, when Heisenberg, Schrödinger, Dirac, and others developed the rst forms of quantum theory, that serious discussions concerning the particle nature of light and the meaning of the new theory began. Discussions about the meaning of quantum theory continue today.
Einstein’s 1905 paper on the photoelectric effect, in which he considered Planck’s idea of quanta of energy to be a universal characteristic of light, marks the beginning of quantum theory. For over ten years Einstein stood alone on the issue of energy quantization of light; and although in 1915 experimental conrmation of his photoelectric effect came from painstaking experiments performed by Millikan, acceptance of the idea that light was composed of particles was far from universal. Millikan himself wrote in 1915: “Despite … the apparent complete success of the Einstein equation, the physical theory of which it was designed to be the symbolic expression is found so untenable that Einstein himself, I believe, no longer holds to it.” Einstein did hold to it. It was only in the mid 1920s, when Heisenberg, Schrödinger, Dirac, and others developed the rst forms of quantum theory, that serious discussions concerning the particle nature of light and the meaning of the new theory began. Discussions about the meaning of quantum theory continue today.
Einstein’s 1905 paper on the photoelectric effect, in which he considered Planck’s idea of quanta of energy to be a universal characteristic of light, marks the beginning of quantum theory. Electrons and other quantum particles behave like particles and like waves, depending on the particular observation. An electron occupies a position in space only when an observation is made. Heisenberg decided that the problem of the actual orbits of the electrons inside the atom should be ignored; they have no meaning. Schrodinger reasoned that if an electron has a wave-like behavior, then it should be possible to describe this behavior in space and time by a wave equation. Soon after it was discovered that high-speed electrons had wavelengths that were much shorter than the wavelengths of light, physicists showed that magnetic fields could act as lenses by causing electron waves to converge to a focus.
We tried to introduce the idea of quantization in Chapter 9 as a completion of a one semester course. However, we skipped over some really interesting events in the history of Science between 1900 and 1913 when Bohr derived the quantized energy of the H atom. First we want to carry out the 1901 Planck derivation of the formula for blackbody radiation [1]. Many texts just show the curve, write e¼ hn, and move on. As a student, this author found that limited explanation very frustrating since energy quantization is a fundamental concept. Even among graduate texts in quantum mechanics, we are aware of only one that does the complete treatment which we will draw upon for the mathematics [2] but supplement with a narrative that we have found helpful to students over the years. Then in 1905, Albert Einstein (1879-1955), one of the most influential scientists of all time, gave an explanation of the photoelectric effect [3] for which he received the Nobel Prize in 1921. Even reducing our list to essential topics, we need to discuss the Davisson-Germer experiment [4]. The photoelectric effect introduces the idea that light waves can act as particles while the Davisson-Germer experiment showed that particles can act like waves and confirmed the De Broglie equation [5]. However, you can be assured that it will not be as difficult as you might have anticipated and if you can absorb the meaning of just these three key experiments you should be able to begin thinking in terms of quantum mechanics! Despite our slow historical development, this is 2010 and we have to get to the twenty-first century somehow!
In 1905 Einstein wrote five history-making papers (on the particle nature of light, Brownian motion, special relativity, energy and inertia, and on molecular dimensions). He was 26, married to Mileva Mari, with one-year-old child Hans Albert, and employed as Technical Expert (third class) by the Bern Patent Office. His relativity theory captured the public imagination, but his quantum ideas were even more revolutionary. His light quantum (now the ‘photon’) was rejected by Planck, who is often thought of as the originator of the concept, and by Millikan, whose 1916 photoelectric data agreed beautifully with Einstein’s predictions (‘a bold, not to say reckless, hypothesis of an electromagnetic light corpuscle ... which flies in the face of thoroughly established facts of interference’). Compton’s 1923 paper on the scattering of X-rays and gamma rays uses the light quantum idea, but makes no mention of Einstein. There followed more than 20 papers on various aspects of quantum theory, substantial enough to make Einstein one of the founders of quantum mechanics, possibly the founder. This paper traces the beginnings of quantum mechanics, giving an outline of Einstein’s contributions. It begins with a sketch of his early life.
Most textbooks say that quantum mechanics came into being when Max Planck, in a desperate attempt to construct a theory that explained experimental data, explored the radical idea of energy being radiated or absorbed by all bodies in discrete packets (or quanta). The energy content of a quantum of radiation is proportional to the frequency of the radiation emitted or absorbed, as in , and the proportionality constant bears the name of Planck. Planck himself was rather uncomfortable with the idea of energy packets, and spent a considerable amount of time in later years trying to “restore” the classical picture of continuous energy exchange between bodies and surroundings. However, in 1905 Einstein was able to use the idea of the quantum to explain the mechanism of the photoelectric effect, which cannot be explained in any other way! This established the reality of the quantum and so, it may be said that Einstein, rather than Planck, is the father of quantum mechanics. Within a few years, Neils Bohr constructed his model of the hydrogen atom in which the electron can only occupy certain special orbits around the nucleus, and any jump between these orbits is accompanied by energy being absorbed or emitted in the form of quanta. The nearly exact agreement of Bohr’s predictions based on the model and observed hydrogen atomic spectra was among the first impressive accomplishments of quantum mechanics.
At the beginning of the twentieth century, it became clear that microscopic particles do not obey Newton's laws of classical mechanics. The idea of light quanta was at odds with the established wisdom that light is a wave phenomenon, of course, but no other explanation of the photoelectric effect seemed possible. The next step in the development of quantum mechanics was taken by Niels Bohr, who introduced postulates about the discreteness of the energy of the bound electrons in an atom similar to the discreteness of the energy of light quanta. Modern quantum mechanics was founded by Werner Heisenberg, Max Born, Erwin Schroedinger, Paul Adrian Maurice Dirac, Wolfgang Pauli, Enrico Fermi, and others. In quantum mechanics, it is in general fundamentally impossible to determine the exact outcome of an experiment; one can only determine the probability of any given outcome.
The development of quantum mechanics in the early twentieth century marked one of the most profound conceptual revolutions in physics. Beginning with Planck's quantization of radiation and Einstein's interpretation of the photoelectric effect, followed by Bohr's atomic model, and later formalized by Heisenberg and Schrödinger, the theory provided a new description of nature—one in which probability amplitudes replaced deterministic trajectories. Within this framework, microscopic systems such as atoms, electrons, and photons are characterized by wavefunctions and operators rather than by points in phase space.