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CRC Press eBooks

Quantum Statistical Mechanics

Francesco Caravelli, Diego A. R. Dalvit

Published Jun 19, 2026• 0 citations
Publisher

Abstract

The development of quantum mechanics in the early twentieth century marked one of the most profound conceptual revolutions in physics. Beginning with Planck's quantization of radiation and Einstein's interpretation of the photoelectric effect, followed by Bohr's atomic model, and later formalized by Heisenberg and Schrödinger, the theory provided a new description of nature—one in which probability amplitudes replaced deterministic trajectories. Within this framework, microscopic systems such as atoms, electrons, and photons are characterized by wavefunctions and operators rather than by points in phase space.

DOI
10.1201/9781003603528-12

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The development of quantum mechanics in the early twentieth century marked one of the most profound conceptual revolutions in physics. Beginning with Planck's quantization of radiation and Einstein's interpretation of the photoelectric effect, followed by Bohr's atomic model, and later formalized by Heisenberg and Schrödinger, the theory provided a new description of nature—one in which probability amplitudes replaced deterministic trajectories. Within this framework, microscopic systems such as atoms, electrons, and photons are characterized by wavefunctions and operators rather than by points in phase space.
At the beginning of the twentieth century, it became clear that microscopic particles do not obey Newton's laws of classical mechanics. The idea of light quanta was at odds with the established wisdom that light is a wave phenomenon, of course, but no other explanation of the photoelectric effect seemed possible. The next step in the development of quantum mechanics was taken by Niels Bohr, who introduced postulates about the discreteness of the energy of the bound electrons in an atom similar to the discreteness of the energy of light quanta. Modern quantum mechanics was founded by Werner Heisenberg, Max Born, Erwin Schroedinger, Paul Adrian Maurice Dirac, Wolfgang Pauli, Enrico Fermi, and others. In quantum mechanics, it is in general fundamentally impossible to determine the exact outcome of an experiment; one can only determine the probability of any given outcome.
Einstein’s 1905 paper on the photoelectric effect, in which he considered Planck’s idea of quanta of energy to be a universal characteristic of light, marks the beginning of quantum theory. For over ten years Einstein stood alone on the issue of energy quantization of light; and although in 1915 experimental conrmation of his photoelectric effect came from painstaking experiments performed by Millikan, acceptance of the idea that light was composed of particles was far from universal. Millikan himself wrote in 1915: “Despite … the apparent complete success of the Einstein equation, the physical theory of which it was designed to be the symbolic expression is found so untenable that Einstein himself, I believe, no longer holds to it.” Einstein did hold to it. It was only in the mid 1920s, when Heisenberg, Schrödinger, Dirac, and others developed the rst forms of quantum theory, that serious discussions concerning the particle nature of light and the meaning of the new theory began. Discussions about the meaning of quantum theory continue today.
Quantum Mechanics and its Interpretations Peter E. Hodgson (bio) Quantum Mechanics is an elegant and indeed beautiful formalism, and enables the results of many physical measurements to be calculated with great accuracy. But from the earliest days there has been intense debate about the interpretation of quantum mechanics, and it shows no signs of being settled; if anything, it is becoming more intense over the years. It should therefore be evident that the most that can be done here is to try to show where the real difficul-ties lie, and how the failure to recognize that quantum mechanics is an essentially statistical theory has led to a series of confusing quantum paradoxes. It is just these paradoxes that have often been used to support theological speculations. The Discovery of the Quantum The quantum nature of the physical world was discovered by Max Planck in the early years of the twentieth century. He was studying thermodynamics and his attention was drawn to the frequency distribution of black-body radiation. This radiation is emitted from a small hole in a heated enclosure with rough walls, which ensures [End Page 62] that the radiation reaches statistical equilibrium before emission. The frequency distribution is found to be independent of the material lining the walls of the oven, so Planck realized that it must be a fundamental characteristic of all matter. This frequency distribution had been measured by several experimentalists, and Planck resolved to try to see how it can be derived theoretically. Already Rayleigh and Jeans had used classical radiation theory to derive an expression that fitted the data well at low frequencies but tended to infinity at high energies, which was of course unacceptable. The physicist Wien had derived a formula that fitted the data at high frequencies but failed at low frequencies. Planck used an ingenious argument based on entropy to interpolate between these two formulae and obtained a formula, now known as the Planck distribution, that fitted the data perfectly. His next task was to understand the physics behind his formula. He used the familiar technique of assuming that the energy is emitted in small finite amounts, and then let their size tend to zero, so as to represent a continuous distribution. To his great surprise, the intermediate formula with discrete amounts of energy, called quanta, gave the Planck distribution, but the final result, with infinitely small quanta, did not. All his instincts as a physicist rebelled against this conclusion. Surely energy must be emitted continuously. He tried hard to find a way to avoid this unwelcome conclusion, but without success. He had to admit that it is a feature of the world. Soon it was confirmed by Einstein’s interpretation of the photoelectric effect. This story shows clearly that physicists do not impose their ideas on the world, but recognize and accept what they find, whether or not it agrees with their original ideas. The world is made by God in ways that often we cannot imagine. [End Page 63] The Old Quantum Theory A few years later Rutherford discovered that the atom has a small central nucleus containing most of its mass surrounded by a number of electrons. Bohr used the idea of the quantum to build his model of the atom. He assumed that the electrons go around the nucleus in discrete orbits, and that radiation is emitted when an electron falls from one orbit to a lower one. With this model, he was able to calculate to high accuracy the frequencies of the radiation emitted from an excited hydrogen atom. This was a great achievement, but to get his result he had to assume that the electrons stayed in their orbits, whereas classical theory predicted that they would continuously lose energy and rapidly spiral into the nucleus. Quantum Mechanics and its Interpretations These problems were solved by the development of quantum mechanics in the 1920s by Heisenberg, Schrodinger, Dirac, and others. This enabled what is called the wave function to be calculated for any physical system, and from the wave function the probabilities of occurrence of measurable quantities can be found. It is a beautiful theory, and is the indispensable means of calculation for atomic, nuclear...
By the beginning of the twentieth century, classical physics had accumulated many contradictions that could only be resolved by changing the main concepts of space and time (Einstein’s theory of relativity, Chapter P1) and the laws of motion of particles on atomic scales (quantum mechanics). The first quantum concepts appeared at the very beginning of the century (Planck’s formula for thermal radiation and Einstein’s formula for photoeffect, Chapter P5), but quantum mechanics as a closed science was not constructed until the end of the 1920s.
Abstract The events that led to the formulation of the laws of quantum mechanics are presented. Quantum revolution took place in two phases. In the first phase, three important developments took place. Max Planck explained the radiation emitted by heated objects via a quantum postulate, Albert Einstein explained the emission of electrons when light shines on metals by treating light as consisting of photons, and Niels Bohr developed a model for the hydrogen atom by invoking a quantum postulate. In the second phase, Heisenberg and Schrödinger formulated the laws of quantum mechanics that could not only explain all the known phenomena but predict many others.
Quantum mechanics began in very early twentieth century when Max Planck found the expression for black body thermal radiation in which the emitted light was not a continuum as postulated by classical physics. Erwin Schrodinger applied his equation to solve the quantum harmonic oscillator, the quantum rigid rotor, and a hydrogen-like atom. Pertaining to the solution of the Schrodinger equation to hydrogen atoms are the quantum numbers. C. K. Ingold’s overview of Schrodinger wave mechanics: “What can be known about an electron, considered as a particle, is of a statistical nature, and is summarized in the behavior of a wave. When considering singlet substances, the normal Zeeman Effect occurs, providing the discrete values of the orbital angular momentum. In an attempt to rationalize the anomalous Zeeman effect, W. Pauli proposed the fourth degree of freedom of the electron which he called “two-valuedness not describable classically”.