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Young Einstein and the beginnings of quantum mechanics

John Lekner

Published Jan 1, 2007• 0 citations
OpenAlex

Abstract

In 1905 Einstein wrote five history-making papers (on the particle nature of light, Brownian motion, special relativity, energy and inertia, and on molecular dimensions). He was 26, married to Mileva Mari, with one-year-old child Hans Albert, and employed as Technical Expert (third class) by the Bern Patent Office. His relativity theory captured the public imagination, but his quantum ideas were even more revolutionary. His light quantum (now the ‘photon’) was rejected by Planck, who is often thought of as the originator of the concept, and by Millikan, whose 1916 photoelectric data agreed beautifully with Einstein’s predictions (‘a bold, not to say reckless, hypothesis of an electromagnetic light corpuscle ... which flies in the face of thoroughly established facts of interference’). Compton’s 1923 paper on the scattering of X-rays and gamma rays uses the light quantum idea, but makes no mention of Einstein. There followed more than 20 papers on various aspects of quantum theory, substantial enough to make Einstein one of the founders of quantum mechanics, possibly the founder. This paper traces the beginnings of quantum mechanics, giving an outline of Einstein’s contributions. It begins with a sketch of his early life.

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In 1905 Einstein wrote five history-making papers (on the particle nature of light, Brownian motion, special relativity, energy and inertia, and on molecular dimensions). He was 26, married to Mileva Mari, with one-year-old child Hans Albert, and employed as Technical Expert (third class) by the Bern Patent Office. His relativity theory captured the public imagination, but his quantum ideas were even more revolutionary. His light quantum (now the ‘photon’) was rejected by Planck, who is often thought of as the originator of the concept, and by Millikan, whose 1916 photoelectric data agreed beautifully with Einstein’s predictions (‘a bold, not to say reckless, hypothesis of an electromagnetic light corpuscle ... which flies in the face of thoroughly established facts of interference’). Compton’s 1923 paper on the scattering of X-rays and gamma rays uses the light quantum idea, but makes no mention of Einstein. There followed more than 20 papers on various aspects of quantum theory, substantial enough to make Einstein one of the founders of quantum mechanics, possibly the founder. This paper traces the beginnings of quantum mechanics, giving an outline of Einstein’s contributions. It begins with a sketch of his early life.
Einstein in 1905 The next great steps were taken by Albert Einstein and it is no exaggeration to state that he was the first person to appreciate the full significance of quantisation and the reality of quanta. He showed that these are fundamental aspects of all physical phenomena, rather than just a ‘formal device’ for accounting for the Planck distribution. From 1905 onwards, he never deviated from his belief in the reality of quanta – it was some considerable time before the great figures of the day conceded that Einstein was indeed correct. Einstein completed what we would now call his undergraduate studies in August 1900. Between 1902 and 1904, he wrote three papers on the foundations of Boltzmann's statistical mechanics. In 1905, Einstein was 26 and employed as ‘technical expert, third class’ at the Swiss patent office in Bern. In that year, he completed his doctoral dissertation on A new determination of molecular dimensions , which he presented to the University of Zurich on 20 July 1905. In the same year, he published three papers which are among the greatest classics in the literature of physics. Any one of them would have ensured that his name remained a permanent fixture in the scientific literature. These papers are: (1) On a heuristic point of view concerning the production and transformation of light (Einstein, 1905a); (2) On the motion of small particles suspended in stationary liquids required by the molecular-kinetic theory of heat (Einstein, 1905b); (3) On the electrodynamics of moving bodies (Einstein, 1905c).
This is an account of Einstein's work and thoughts on the quantum theory. The following topics will be discussed: The light-quantum hypothesis and its gradual evolution into the photon concept. Early history of the photoelectric effect. The theoretical and experimental reasons why the resistance to the photon was stronger and more protracted than for any other particle proposed to date. Einstein's position regarding the Bohr-Kramers-Slater suggestion, the last bastion of resistance to the photon. Einstein's analysis of fluctuations around thermal equilibrium and his proposal of a duality between particles and waves, in 1909 for electromagnetic radiation (the first time this duality was ever stated) and in January 1925 for matter (prior to quantum mechanics and for reasons independent of those given earlier by de Broglie). His demonstration that long-known specific heat anomalies are quantum effects. His role in the evolution of the third law of thermodynamics. His new derivation of Planck's law in 1917 which also marks the beginning of his concern with the failure of classical causality. His role as one of the founders of quantum statistics and his discovery of the first example of a phase transition derived by using purely statistical methods. His position as a critic of quantum mechanics. Initial doubts on the consistency of quantum mechanics (1926-1930). His view maintained from 1930 until the end of his life: quantum mechanics is logically consistent and quite successful but it is incomplete. His attitude toward success. His criterion of objective reality. Differences in the roles relativity and quantum theory played in Einstein's life. His vision regarding quantum theory in the context of a unified field theory. His last autobiographical sketch, written a few months before his death, concluding with a statement about the quantum theory, a subject to which (by his own account) he had given more thought than even to general relativity.
Einstein’s 1905 paper on the photoelectric effect, in which he considered Planck’s idea of quanta of energy to be a universal characteristic of light, marks the beginning of quantum theory. For over ten years Einstein stood alone on the issue of energy quantization of light; and although in 1915 experimental conrmation of his photoelectric effect came from painstaking experiments performed by Millikan, acceptance of the idea that light was composed of particles was far from universal. Millikan himself wrote in 1915: “Despite … the apparent complete success of the Einstein equation, the physical theory of which it was designed to be the symbolic expression is found so untenable that Einstein himself, I believe, no longer holds to it.” Einstein did hold to it. It was only in the mid 1920s, when Heisenberg, Schrödinger, Dirac, and others developed the rst forms of quantum theory, that serious discussions concerning the particle nature of light and the meaning of the new theory began. Discussions about the meaning of quantum theory continue today.
We review here the main contributions of Einstein to the quantum theory. To put them in perspective we first give an account of Physics as it was before him. It is followed by a brief account of the problem of black body radiation which provided the context for Planck to introduce the idea of quantum. Einstein's revolutionary paper of 1905 on light-quantum hypothesis is then described as well as an application of this idea to the photoelectric effect. We next take up a discussion of Einstein's other contributions to old quantum theory. These include (i) his theory of specific heat of solids, which was the first application of quantum theory to matter, (ii) his discovery of wave-particle duality for light and (iii) Einstein's A and B coefficients relating to the probabilities of emission and absorption of light by atomic systems and his discovery of radiation stimulated emission of light which provides the basis for laser action. We then describe Einstein's contribution to quantum statistics viz Bose-Einstein Statistics and his prediction of Bose-Einstein condensation of a boson gas. Einstein played a pivotal role in the discovery of Quantum mechanics and this is briefly mentioned. After 1925 Einstein's contributed mainly to the foundations of Quantum Mechanics. We choose to discuss here (i) his Ensemble (or Statistical) Interpretation of Quantum Mechanics and (ii) the discovery of Einstein-Podolsky-Rosen (EPR) correlations and the EPR theorem on the conflict between Einstein-Locality and the completeness of the formalism of Quantum Mechanics. We end with some comments on later developments.
In 2005 we celebrate the hundredth anniversary of the publication of five seminal papers by Albert Einstein establishing the basis of three fundamental fields of physics: the theory of relativity, quantum theory and the theory of Brownian motion. This happened at a time when the reality of atoms and molecules was still far from certain. The microscopic view Einstein took of molecular motion led to the calculation of Avogadro's number and the size of molecules by studying the motion of small particles in liquids. Combining kinetic theory and classical thermodynamics finally led Einstein to the conclusion that the displacement of a microparticle under Brownian motion varies as the square root of time. The experimental demonstration of this law three years later was considered as the striking proof that atoms and molecules are physically real. Today single atoms are probed directly in experiments, and we are able to observe the individual paths of colliding or dissociating particles. These new techniques are described in some of the papers of this issue in a very impressive way. An even more exciting development was initiated with the demonstration of Bose–Einstein condensation of dilute gases of ultracold atoms, a phenomenon first predicted by Einstein in papers published between 1916 and 1924. The first paper of Einstein's famous series of 1905, 'On an heuristic point of view about the creation and conversion of light', was an explanation of the photoelectric effect, demonstrated in several experiments over the previous few years. The explanation was based on the quantum hypothesis introduced by Max Planck five years earlier, and was considered as an additional and important proof of Planck's hypothesis. Today quantum theory and photons are the basis for much of modern science and technology. We have learned to experiment with single photons, and we have demonstrated the advantages of information transfer by single photons. Photons permit new and incredibly precise time and frequency standards. These are not only technically important, but may also lead to even more stringent tests of relativity and other fundamental laws and concepts of physics. Examples of these applications and many other uses of modern optics are discussed in this issue. Special relativity, the third of Einstein's 1905 topics, has always been closely connected with atomic, molecular and optical physics. Today atomic physics provides some of the most stringent tests of special relativity. Furthermore, fast electron beams are used in advanced light sources such as synchrotron radiation generators and free electron lasers. Those aspects and related applications are also discussed here. We hope that this special issue will be of great interest to the reader by highlighting recent advances in atomic, molecular and optical physics. This field continues to provide one of the most fertile areas for research one hundred years after it first emerged from the work of Einstein published in 1905, his 'miraculous year'.
Steven Weinberg’s love for and knowledge of history inform his instructive sampling of Albert Einstein’s mistakes (Physics Today, November 2005, page 31). One mistake, or at least one tantalizing omission, seems worth adding to the collection. In a May 1905 letter to Conrad Habicht, Einstein wrote that he thought his revolutionary contribution was the hypothesis that light consists of particles. 1 1. A. Einstein, The Collected Papers of Albert Einstein, vol. 5, English translation, Princeton U. Press, Princeton, NJ (1995), p. 20. Consider his lifelong passion for unification, as in his resolution of the clash between Isaac Newton’s mechanics and James Clerk Maxwell’s electrodynamics (with the special theory of relativity modifying the former). It is hard to believe that Einstein did not worry about reconciling the well-established wave aspects of light with his new particle hypothesis. If he had pursued that connection, he could have developed one-photon quantum mechanics in 1905 or shortly afterward, by combining the Poynting-vector expression for the power intensity of light with his own relation between frequency and energy of a particle to obtain the photon-number intensity of a light beam. The wave equation is the Maxwell equations, and the probability interpretation pops up immediately.Many observers have said that general relativity was one advance that would have taken a very long time without Einstein, but we have no direct test for that statement. However, if you accept my argument that Einstein could have developed the first true quantum mechanics, then we can say exactly how long it took the physics community to catch up—20 years for Heisenberg’s matrix mechanics and Schrödinger’s mathematically equivalent wave mechanics. REFERENCESection:ChooseTop of pageREFERENCE <<1. A. Einstein, The Collected Papers of Albert Einstein, vol. 5, English translation, Princeton U. Press, Princeton, NJ (1995), p. 20. Google Scholar© 2006 American Institute of Physics.