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arXiv:quant-ph/0510180 · WORLD SCIENTIFIC eBooks

Einstein and the Quantum

Virendra Singh

Published Dec 1, 2006• 19 citations
arXivHTMLPDF

Abstract

We review here the main contributions of Einstein to the quantum theory. To put them in perspective we first give an account of Physics as it was before him. It is followed by a brief account of the problem of black body radiation which provided the context for Planck to introduce the idea of quantum. Einstein's revolutionary paper of 1905 on light-quantum hypothesis is then described as well as an application of this idea to the photoelectric effect. We next take up a discussion of Einstein's other contributions to old quantum theory. These include (i) his theory of specific heat of solids, which was the first application of quantum theory to matter, (ii) his discovery of wave-particle duality for light and (iii) Einstein's A and B coefficients relating to the probabilities of emission and absorption of light by atomic systems and his discovery of radiation stimulated emission of light which provides the basis for laser action. We then describe Einstein's contribution to quantum statistics viz Bose-Einstein Statistics and his prediction of Bose-Einstein condensation of a boson gas. Einstein played a pivotal role in the discovery of Quantum mechanics and this is briefly mentioned. After 1925 Einstein's contributed mainly to the foundations of Quantum Mechanics. We choose to discuss here (i) his Ensemble (or Statistical) Interpretation of Quantum Mechanics and (ii) the discovery of Einstein-Podolsky-Rosen (EPR) correlations and the EPR theorem on the conflict between Einstein-Locality and the completeness of the formalism of Quantum Mechanics. We end with some comments on later developments.

DOI
10.1142/9789812772718_0009

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We review here the main contributions of Einstein to the quantum theory. To put them in perspective we first give an account of Physics as it was before him. It is followed by a brief account of the problem of black body radiation which provided the context for Planck to introduce the idea of quantum. Einstein's revolutionary paper of 1905 on light-quantum hypothesis is then described as well as an application of this idea to the photoelectric effect. We next take up a discussion of Einstein's other contributions to old quantum theory. These include (i) his theory of specific heat of solids, which was the first application of quantum theory to matter, (ii) his discovery of wave-particle duality for light and (iii) Einstein's A and B coefficients relating to the probabilities of emission and absorption of light by atomic systems and his discovery of radiation stimulated emission of light which provides the basis for laser action. We then describe Einstein's contribution to quantum statistics viz Bose-Einstein Statistics and his prediction of Bose-Einstein condensation of a boson gas. Einstein played a pivotal role in the discovery of Quantum mechanics and this is briefly mentioned. After 1925 Einstein's contributed mainly to the foundations of Quantum Mechanics. We choose to discuss here (i) his Ensemble (or Statistical) Interpretation of Quantum Mechanics and (ii) the discovery of Einstein-Podolsky-Rosen (EPR) correlations and the EPR theorem on the conflict between Einstein-Locality and the completeness of the formalism of Quantum Mechanics. We end with some comments on later developments.
This is an account of Einstein's work and thoughts on the quantum theory. The following topics will be discussed: The light-quantum hypothesis and its gradual evolution into the photon concept. Early history of the photoelectric effect. The theoretical and experimental reasons why the resistance to the photon was stronger and more protracted than for any other particle proposed to date. Einstein's position regarding the Bohr-Kramers-Slater suggestion, the last bastion of resistance to the photon. Einstein's analysis of fluctuations around thermal equilibrium and his proposal of a duality between particles and waves, in 1909 for electromagnetic radiation (the first time this duality was ever stated) and in January 1925 for matter (prior to quantum mechanics and for reasons independent of those given earlier by de Broglie). His demonstration that long-known specific heat anomalies are quantum effects. His role in the evolution of the third law of thermodynamics. His new derivation of Planck's law in 1917 which also marks the beginning of his concern with the failure of classical causality. His role as one of the founders of quantum statistics and his discovery of the first example of a phase transition derived by using purely statistical methods. His position as a critic of quantum mechanics. Initial doubts on the consistency of quantum mechanics (1926-1930). His view maintained from 1930 until the end of his life: quantum mechanics is logically consistent and quite successful but it is incomplete. His attitude toward success. His criterion of objective reality. Differences in the roles relativity and quantum theory played in Einstein's life. His vision regarding quantum theory in the context of a unified field theory. His last autobiographical sketch, written a few months before his death, concluding with a statement about the quantum theory, a subject to which (by his own account) he had given more thought than even to general relativity.
Einstein's papers on quantum theory over the period 1905-1925 are reviewed. These papers played a fundamental role in the development of quantum concepts. This review traces the relationship between these papers, on the one hand, and Wien's and Planck's theoretical work on thermal radiation and Einstein's own work on statistical thermodynamics, on the other. Einstein's 1905 development of the concept of light quanta from Wien's radiation law, the application of this concept to elementary interactions of radiation with matter, Einstein's 1906–1907 analysis of the Planck radiation law, and Einstein's development of the foundations of a quantum theory of specific heat are all discussed. Particular attention is paid to Einstein's 1909 development of the concept of a particle-wave duality for radiation from a study of the energy and momentum fluctuations in a radiation field. Einstein's 1916 papers on the quantum theory of radiation are analyzed, and it is emphasized that Einstein was the first to suggest a probabilistic interpretation of the particle-wave duality, in addition to introducing coefficients to characterize the probabilities for optical transitions and offering his well-known derivation of the Planck radiation law. There is a special discussion of Einstein's expression, in his 1925 paper on the quantum theory of monatomic ideal gases, of high regard for de Broglie's concept of a particle-wave duality for material particles.
This chapter comprises Einstein's explanation of the photoelectric effect, his analysis of the transition of electrons in atoms, his study of the behavior of bosons (named after their discoverer, Satyendra Bose), and his opposition to the standard interpretation of quantum mechanics. For the photoelectric effect, Einstein showed that light could behave as a particle, not only as a wave. Using this “photon” model, he explained how atoms absorbed and emitted light. He also predicted that a photon could stimulate the emission of many more, through (decades later) light amplification by stimulated emission of radiation. He studied bosons, particles that, unlike fermions (named after Enrico Fermi), such as electrons in atoms, had no “Exclusion Principle”: any number of them could “condense” into a single state. Finally, he opposed Bohr's “Copenhagen interpretation,” that a system such as an electron has a range of values for its properties such as spin, until a measurement is made, forcing it to choose one. Einstein argued for a “hidden variable theory” in which there was something deeper than quantum mechanics: that a system was in a specific state before a measurement. (He was wrong.)
Is it possible that the most famous critic of quantum mechanics actually invented most of its fundamentally important concepts? In his 1905 Brownian motion paper, Einstein quantized matter, proving the existence of atoms. His light quantum hypothesis showed that energy itself comes in particles (photons). He showed energy and matter are interchangeable, E = mc2. In 1905 Einstein was first to see nonlocality and instantaneous action-at-a-distance. In 1907 he saw quantum “jumps” between energy levels in matter, six years before Bohr postulated them in his atomic model. Einstein saw wave-particle duality and the “collapse” of the wave in 1909. And in 1916 his transition probabilities for emission and absorption processes introduced ontological chance when matter and radiation interact, making quantum mechanics statistical. He discovered the indistinguishability and odd quantum statistics of elementary particles in 1925 and in 1935 speculated about the nonseparability of interacting identical particles. It took physicists over twenty years to accept Einstein’s light-quantum. He explained the relation of particles to waves fifteen years before Heisenberg matrices and Schrödinger wave functions. He saw indeterminism ten years before the uncertainty principle. And he saw nonlocality as early as 1905, presenting it formally in 1927, but was ignored. In the 1935 Einstein-Podolsky-Rosen paper, he explored nonseparability, which was dubbed “entanglement” by Schrödinger. The EPR paper has gone from being irrelevant to Einstein’s most cited work and the basis for today’s “second revolution in quantum mechanics.” In a radical revision of the history of quantum physics, Bob Doyle develops Einstein’s idea of objective reality to resolve several of today’s most puzzling quantum mysteries, including the two-slit experiment, quantum entanglement, and microscopic irreversibility.
In 1905 Einstein wrote five history-making papers (on the particle nature of light, Brownian motion, special relativity, energy and inertia, and on molecular dimensions). He was 26, married to Mileva Mari, with one-year-old child Hans Albert, and employed as Technical Expert (third class) by the Bern Patent Office. His relativity theory captured the public imagination, but his quantum ideas were even more revolutionary. His light quantum (now the ‘photon’) was rejected by Planck, who is often thought of as the originator of the concept, and by Millikan, whose 1916 photoelectric data agreed beautifully with Einstein’s predictions (‘a bold, not to say reckless, hypothesis of an electromagnetic light corpuscle ... which flies in the face of thoroughly established facts of interference’). Compton’s 1923 paper on the scattering of X-rays and gamma rays uses the light quantum idea, but makes no mention of Einstein. There followed more than 20 papers on various aspects of quantum theory, substantial enough to make Einstein one of the founders of quantum mechanics, possibly the founder. This paper traces the beginnings of quantum mechanics, giving an outline of Einstein’s contributions. It begins with a sketch of his early life.
We discuss another of Einstein’s statistical contributions to quantum theory: his work on quantum statistics. It was prompted by a paper that S. Bose sent to him in 1924 when the physics community had finally accepted the photon idea upon the discovery and analysis of Compton scattering. We present in detail Bose’s derivation of Planck’s distribution, using a particle approach. Einstein extended Bose’s analysis of radiation to systems of matter particles. Here he made the discovery of the astounding phenomenon of Bose–Einstein condensation. The ultimate understanding of Planck’s spectral distribution came about in modern quantum mechanics with its notion of indistinguishable particles, and the connection between spin and statistics. We also provide a modern discussion of Bose–Einstein condensation.