Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2606.30762

Athermality of generalized Gibbs ensembles

Riccardo Senese, Bruno Bertini, Katja Klobas, Pasquale Calabrese

cond-mat.stat-mechquant-phSubmitted Jun 29, 2026• Announced Jul 1, 2026• 0 citations• Revised Sep 2, 2026 (v3)
v1 · Jun 29, 2026v2 · Jul 8, 2026v3 · Sep 2, 2026
arXivHTMLPDF

Abstract

Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.

Journal reference
JQUANT 1 (2026) 001006
DOI
10.22323/421920260816212446
Comments
23 + 19 pages, 15 + 7 figures. Added a few references and corrected typos. Close to the final published version

Related papers

Subsystem thermalization hypothesis in quantum spin chains with conserved charges

Feng-Li Lin, Jhh-Jing Hong, Ching-Yu Huang

We consider the thermalization hypothesis of pure states in nonintegrable quantum spin chains with conserved charges, including the nonintergable variants of the Ising chain with Z_{2} symmetry, XXZ chain with U(1) symmetry, and XXX chain with SU(2) symmetries. Two kinds of pure states are considered: the energy eigenstates and the typical states evolved unitarily from the random product states for a long enough period. We further group the typical states by their expectation values of the conserved charges and consider the fine-grained thermalization hypothesis. We compare the locally (subsystem) reduced states of typical states/eigenstates with the ones of the corresponding thermal ensemble states. Besides the usual thermal ensembles such as the (micro)canonical ensemble without conserved charges and the generalized Gibbs ensemble (GGE) with all conserved charges included, we also consider the so-called partial-GGEs (p-GGEs), which include only part of the conserved charges in the thermal ensemble. Moreover, in the framework of p-GGE, the Hamiltonian and other conserved charges are on an equal footing. The introduction of p-GGEs extends quantum thermalization to a more general scope. The validity of the subsystem thermalization hypothesis can be quantified by the smallness of the relative entropy of the reduced states obtained from the GGE/p-GGE and the typical states/eigenstates. We examine the validity of the thermalization hypothesis by numerically studying the relative entropy demographics. We show that the thermalization hypothesis holds generically for small enough subsystems for various p-GGEs. Thus, our framework extends the universality of quantum thermalization.

arXiv:2412.09905•Physical review. E•Jul 18, 2025•0 citations

Prethermalization and thermalization in entanglement dynamics

Bruno Bertini, Pasquale Calabrese

We investigate the crossover of the entanglement entropy toward its thermal value in nearly integrable systems. We employ equations-of-motion techniques to study the entanglement dynamics in a lattice model of weakly interacting spinless fermions after a quantum quench. For weak enough interactions we observe a two-step relaxation of the entanglement entropies of finite subsystems. Initially, the entropies follow a nearly integrable evolution, approaching the value predicted by the generalized Gibbs ensemble (GGE) of the unperturbed model. Then, they start a slow drift toward the thermal stationary value described by a standard Gibbs ensemble (GE). While the initial relaxation to the GGE is independent of the interaction, the slow drift from GGE to GE values happens on timescales proportional to the inverse interaction squared. For asymptotically large times and subsystem sizes the dynamics of the entropies can be predicted using a modified quasiparticle picture that keeps track of the evolution of the fermionic occupations caused by the integrability breaking. This picture gives a quantitative description of the results as long as the integrability-breaking timescale is much larger than the one associated with the (quasi)saturation to the GGE. In the opposite limit, the quasiparticle picture still provides the correct late-time behavior, but it underestimates the initial slope of the entanglement entropy.

arXiv:2007.01286•Physical review. B./Physical review. B•Sep 9, 2020•23 citations

Generalized Gibbs Ensemble from Eigenstate Entanglement Hamiltonian

Hao Chen, Biao Lian

Relaxed quantum systems with conservation laws are believed to be approximated by the generalized Gibbs ensemble (GGE), which incorporates the constraints of certain conserved quantities serving as integrals of motion. By drawing an analogy between eigenstate reduced density matrix and GGE, we conjecture that a natural set of conserved quantities for GGE can emerge from the reduced density matrices of properly chosen eigenstates by the entanglement Hamiltonian superdensity matrix (EHSM) framework, and we demonstrate this explicitly for models mappable to free fermions. The framework proposes that such conserved quantities are linear superpositions of eigenstate entanglement Hamiltonians of a larger auxiliary system, where the eigenstates are Fock states occupying what we call the common eigenmodes, which remain eigenmodes when truncated within the physical subsystem. For 1D homogeneous free fermions with (anti)periodic boundary conditions, which maps to 1D hardcore bosons with nearest neighbor hoppings, these conserved quantities lead to a non-Abelian GGE, which predicts the relaxation of both fermion and boson bilinears more accurately than the conventional Abelian GGE. Generalization of this framework may provide novel numerical insights for quantum integrability.

arXiv:2402.00939•Physical Review Letters•Nov 18, 2025•0 citations

Squeezed Ensembles and Anomalous Dynamic Roughening in Interacting Integrable Chains

Guillaume Cecile, Jacopo De Nardis, Enej Ilievski

It is widely accepted that local subsystems in isolated integrable quantum systems equilibrate to generalized Gibbs ensembles. Here, we identify a particular class of initial states in interacting integrable models that evade canonical generalized thermalization. Particularly, we demonstrate that in the easy-axis regime of the quantum XXZ chain, pure nonequilibrium initial states that lack magnetic fluctuations instead locally relax to squeezed generalized Gibbs ensembles governed by nonlocal equilibrium Hamiltonians, representing exotic equilibrium states with subextensive charge fluctuations that violate the self-affine scaling. At the isotropic point, we find exceptional behavior and explicit dependence on the initial state. Particularly, we find that relaxation from the Néel state is governed by extensive fluctuations and a superdiffusive dynamical exponent compatible with the Kardar-Parisi-Zhang universality. On the other hand, there are other nonfluctuating initial states that display diffusive scaling, e.g., a product state of spin singlets. Our predictions provide examples of anomalous quantum transport and fluctuations in strictly quantum states which can be directly tested in state-of-the-art cold atomic experimental settings.

arXiv:2303.08832•Physical Review Letters•Mar 25, 2024•17 citations

Relaxation to Generalized Gibbs Ensembles in Quadratic Quantum Open Systems

Takaaki Monnai

Integrable quantum many-body systems are considered to equilibrate to generalized Gibbs ensembles (GGEs). A general mechanism of such relaxation to GGE has been shown for unitary evolutions of exactly solvable quadratic bosonic systems in the thermodynamic limit. Here, we explore the role of locality and interaction with surroundings in the relaxation by considering the reduced dynamics of a class of open systems weakly interacting with a reservoir, which is initially prepared in a locally perturbed GGE. The standard derivation of a quantum master equation fails to describe relaxation to GGE in the long-time limit in the presence of the initial perturbation. We investigate a proper quantum master equation that guarantees the relaxation to GGE to avoid this counterintuitive issue and describes the relaxation to the reduced state corresponding to GGE in the thermodynamic limit. In particular, we show that the stationary state of the open system is fully characterized by GGE of the reservoir, which is independent of the initial local perturbation.

Journal of the Physical Society of Japan•Nov 26, 2020•1 citation

Generalized deep thermalization for free fermions

Maxime Lucas, Lorenzo Piroli, Jacopo De Nardis +1 more

In noninteracting isolated quantum systems out of equilibrium, local subsystems typically relax to nonthermal stationary states. In the standard framework, information on the rest of the system is discarded, and such states are described by a generalized Gibbs ensemble (GGE), maximizing the entropy while respecting the constraints imposed by the local conservation laws. Here we show that the latter also completely characterize a recently introduced projected ensemble (PE), constructed by performing projective measurements on the rest of the system and recording the outcomes. By focusing on the time evolution of fermionic Gaussian states in a tight-binding chain, we put forward a random ensemble constructed out of the local conservation laws, which we call deep GGE (dGGE). For infinite-temperature initial states, we show that the dGGE coincides with a universal Haar random ensemble on the manifold of Gaussian states. For both infinite and finite temperatures, we use a Monte Carlo approach to test numerically the predictions of the dGGE against the PE. We study, in particular, the $k$ moments of the state covariance matrix and the entanglement entropy, finding excellent agreement. Our work provides a first step towards a systematic characterization of projected ensembles beyond the case of chaotic systems and infinite temperatures.

arXiv:2207.13628•Physical Review A•Mar 22, 2023•51 citations
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
We consider the thermalization hypothesis of pure states in nonintegrable quantum spin chains with conserved charges, including the nonintergable variants of the Ising chain with Z_{2} symmetry, XXZ chain with U(1) symmetry, and XXX chain with SU(2) symmetries. Two kinds of pure states are considered: the energy eigenstates and the typical states evolved unitarily from the random product states for a long enough period. We further group the typical states by their expectation values of the conserved charges and consider the fine-grained thermalization hypothesis. We compare the locally (subsystem) reduced states of typical states/eigenstates with the ones of the corresponding thermal ensemble states. Besides the usual thermal ensembles such as the (micro)canonical ensemble without conserved charges and the generalized Gibbs ensemble (GGE) with all conserved charges included, we also consider the so-called partial-GGEs (p-GGEs), which include only part of the conserved charges in the thermal ensemble. Moreover, in the framework of p-GGE, the Hamiltonian and other conserved charges are on an equal footing. The introduction of p-GGEs extends quantum thermalization to a more general scope. The validity of the subsystem thermalization hypothesis can be quantified by the smallness of the relative entropy of the reduced states obtained from the GGE/p-GGE and the typical states/eigenstates. We examine the validity of the thermalization hypothesis by numerically studying the relative entropy demographics. We show that the thermalization hypothesis holds generically for small enough subsystems for various p-GGEs. Thus, our framework extends the universality of quantum thermalization.
We investigate the crossover of the entanglement entropy toward its thermal value in nearly integrable systems. We employ equations-of-motion techniques to study the entanglement dynamics in a lattice model of weakly interacting spinless fermions after a quantum quench. For weak enough interactions we observe a two-step relaxation of the entanglement entropies of finite subsystems. Initially, the entropies follow a nearly integrable evolution, approaching the value predicted by the generalized Gibbs ensemble (GGE) of the unperturbed model. Then, they start a slow drift toward the thermal stationary value described by a standard Gibbs ensemble (GE). While the initial relaxation to the GGE is independent of the interaction, the slow drift from GGE to GE values happens on timescales proportional to the inverse interaction squared. For asymptotically large times and subsystem sizes the dynamics of the entropies can be predicted using a modified quasiparticle picture that keeps track of the evolution of the fermionic occupations caused by the integrability breaking. This picture gives a quantitative description of the results as long as the integrability-breaking timescale is much larger than the one associated with the (quasi)saturation to the GGE. In the opposite limit, the quasiparticle picture still provides the correct late-time behavior, but it underestimates the initial slope of the entanglement entropy.
Relaxed quantum systems with conservation laws are believed to be approximated by the generalized Gibbs ensemble (GGE), which incorporates the constraints of certain conserved quantities serving as integrals of motion. By drawing an analogy between eigenstate reduced density matrix and GGE, we conjecture that a natural set of conserved quantities for GGE can emerge from the reduced density matrices of properly chosen eigenstates by the entanglement Hamiltonian superdensity matrix (EHSM) framework, and we demonstrate this explicitly for models mappable to free fermions. The framework proposes that such conserved quantities are linear superpositions of eigenstate entanglement Hamiltonians of a larger auxiliary system, where the eigenstates are Fock states occupying what we call the common eigenmodes, which remain eigenmodes when truncated within the physical subsystem. For 1D homogeneous free fermions with (anti)periodic boundary conditions, which maps to 1D hardcore bosons with nearest neighbor hoppings, these conserved quantities lead to a non-Abelian GGE, which predicts the relaxation of both fermion and boson bilinears more accurately than the conventional Abelian GGE. Generalization of this framework may provide novel numerical insights for quantum integrability.
It is widely accepted that local subsystems in isolated integrable quantum systems equilibrate to generalized Gibbs ensembles. Here, we identify a particular class of initial states in interacting integrable models that evade canonical generalized thermalization. Particularly, we demonstrate that in the easy-axis regime of the quantum XXZ chain, pure nonequilibrium initial states that lack magnetic fluctuations instead locally relax to squeezed generalized Gibbs ensembles governed by nonlocal equilibrium Hamiltonians, representing exotic equilibrium states with subextensive charge fluctuations that violate the self-affine scaling. At the isotropic point, we find exceptional behavior and explicit dependence on the initial state. Particularly, we find that relaxation from the Néel state is governed by extensive fluctuations and a superdiffusive dynamical exponent compatible with the Kardar-Parisi-Zhang universality. On the other hand, there are other nonfluctuating initial states that display diffusive scaling, e.g., a product state of spin singlets. Our predictions provide examples of anomalous quantum transport and fluctuations in strictly quantum states which can be directly tested in state-of-the-art cold atomic experimental settings.
Integrable quantum many-body systems are considered to equilibrate to generalized Gibbs ensembles (GGEs). A general mechanism of such relaxation to GGE has been shown for unitary evolutions of exactly solvable quadratic bosonic systems in the thermodynamic limit. Here, we explore the role of locality and interaction with surroundings in the relaxation by considering the reduced dynamics of a class of open systems weakly interacting with a reservoir, which is initially prepared in a locally perturbed GGE. The standard derivation of a quantum master equation fails to describe relaxation to GGE in the long-time limit in the presence of the initial perturbation. We investigate a proper quantum master equation that guarantees the relaxation to GGE to avoid this counterintuitive issue and describes the relaxation to the reduced state corresponding to GGE in the thermodynamic limit. In particular, we show that the stationary state of the open system is fully characterized by GGE of the reservoir, which is independent of the initial local perturbation.
In noninteracting isolated quantum systems out of equilibrium, local subsystems typically relax to nonthermal stationary states. In the standard framework, information on the rest of the system is discarded, and such states are described by a generalized Gibbs ensemble (GGE), maximizing the entropy while respecting the constraints imposed by the local conservation laws. Here we show that the latter also completely characterize a recently introduced projected ensemble (PE), constructed by performing projective measurements on the rest of the system and recording the outcomes. By focusing on the time evolution of fermionic Gaussian states in a tight-binding chain, we put forward a random ensemble constructed out of the local conservation laws, which we call deep GGE (dGGE). For infinite-temperature initial states, we show that the dGGE coincides with a universal Haar random ensemble on the manifold of Gaussian states. For both infinite and finite temperatures, we use a Monte Carlo approach to test numerically the predictions of the dGGE against the PE. We study, in particular, the kkk moments of the state covariance matrix and the entanglement entropy, finding excellent agreement. Our work provides a first step towards a systematic characterization of projected ensembles beyond the case of chaotic systems and infinite temperatures.