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arXiv:2207.13628 · Physical Review A

Generalized deep thermalization for free fermions

Maxime Lucas, Lorenzo Piroli, Jacopo De Nardis, Andrea De Luca

Published Mar 22, 2023• 51 citations
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Abstract

In noninteracting isolated quantum systems out of equilibrium, local subsystems typically relax to nonthermal stationary states. In the standard framework, information on the rest of the system is discarded, and such states are described by a generalized Gibbs ensemble (GGE), maximizing the entropy while respecting the constraints imposed by the local conservation laws. Here we show that the latter also completely characterize a recently introduced projected ensemble (PE), constructed by performing projective measurements on the rest of the system and recording the outcomes. By focusing on the time evolution of fermionic Gaussian states in a tight-binding chain, we put forward a random ensemble constructed out of the local conservation laws, which we call deep GGE (dGGE). For infinite-temperature initial states, we show that the dGGE coincides with a universal Haar random ensemble on the manifold of Gaussian states. For both infinite and finite temperatures, we use a Monte Carlo approach to test numerically the predictions of the dGGE against the PE. We study, in particular, the $k$ moments of the state covariance matrix and the entanglement entropy, finding excellent agreement. Our work provides a first step towards a systematic characterization of projected ensembles beyond the case of chaotic systems and infinite temperatures.

DOI
10.1103/physreva.107.032215

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In noninteracting isolated quantum systems out of equilibrium, local subsystems typically relax to nonthermal stationary states. In the standard framework, information on the rest of the system is discarded, and such states are described by a generalized Gibbs ensemble (GGE), maximizing the entropy while respecting the constraints imposed by the local conservation laws. Here we show that the latter also completely characterize a recently introduced projected ensemble (PE), constructed by performing projective measurements on the rest of the system and recording the outcomes. By focusing on the time evolution of fermionic Gaussian states in a tight-binding chain, we put forward a random ensemble constructed out of the local conservation laws, which we call deep GGE (dGGE). For infinite-temperature initial states, we show that the dGGE coincides with a universal Haar random ensemble on the manifold of Gaussian states. For both infinite and finite temperatures, we use a Monte Carlo approach to test numerically the predictions of the dGGE against the PE. We study, in particular, the kkk moments of the state covariance matrix and the entanglement entropy, finding excellent agreement. Our work provides a first step towards a systematic characterization of projected ensembles beyond the case of chaotic systems and infinite temperatures.
Deep thermalization indicates the emergence of universal ensembles of pure states in a subsystem after measuring its environment. We investigate this phenomenon in a free-fermion chain using local measurements that preserve Gaussianity and break particle-number conservation. Although the measurement outcomes provide partial information about local conserved charges within a finite subsystem, we argue that this information becomes negligible in the thermodynamic limit. This effective non-revelation underlies the emergence of a fermionic Gaussian Scrooge ensemble, determined by the subsystem's generalized Gibbs ensemble. We construct this universal ensemble directly at the subsystem level and provide numerical evidence that it describes the late-time projected ensemble at finite temperature. Our results extend the description of thermalization in non-interacting integrable systems beyond the reduced density matrix to universal statistics of conditional pure states.
Measuring part of a many-body wave function generates a projected ensemble of pure quantum states on the unmeasured subsystem. Recent advances in deep thermalization have shown that, in chaotic systems, this ensemble universally converges to the maximally random ensemble compatible with its average density matrix, known as the Scrooge ensemble. By contrast, free-fermion systems are nonchaotic, and their quantum states are constrained to remain Gaussian. Motivated by this distinction, we introduce the fermionic Gaussian Scrooge ensemble to describe deep thermalization in generic free-fermion systems. This ensemble is defined as a distortion of the Gaussian Haar ensemble by the average density matrix, and its moments reveal an enlarged symmetry of Gaussian states in the replicated Hilbert space. We demonstrate the emergence of the fermionic Gaussian Scrooge ensemble in two complementary settings: (1) we analytically prove that the projected ensemble of the SYK2_22​ model follows the fermionic Gaussian Scrooge ensemble at arbitrary evolution times; (2) we provide numerical evidence that it emerges at sufficiently long times in random Gaussian circuits with charge conservation. Our results establish the fermionic Gaussian Scrooge ensemble as a universal description of deep thermalization in free-fermion systems.
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
Relaxed quantum systems with conservation laws are believed to be approximated by the generalized Gibbs ensemble (GGE), which incorporates the constraints of certain conserved quantities serving as integrals of motion. By drawing an analogy between eigenstate reduced density matrix and GGE, we conjecture that a natural set of conserved quantities for GGE can emerge from the reduced density matrices of properly chosen eigenstates by the entanglement Hamiltonian superdensity matrix (EHSM) framework, and we demonstrate this explicitly for models mappable to free fermions. The framework proposes that such conserved quantities are linear superpositions of eigenstate entanglement Hamiltonians of a larger auxiliary system, where the eigenstates are Fock states occupying what we call the common eigenmodes, which remain eigenmodes when truncated within the physical subsystem. For 1D homogeneous free fermions with (anti)periodic boundary conditions, which maps to 1D hardcore bosons with nearest neighbor hoppings, these conserved quantities lead to a non-Abelian GGE, which predicts the relaxation of both fermion and boson bilinears more accurately than the conventional Abelian GGE. Generalization of this framework may provide novel numerical insights for quantum integrability.
Can measuring part of a quantum system make the remainder more random than the whole? Deep thermalization is a phenomenon in which measurement on part of a thermalizing quantum many-body system produces a subsystem ensemble of states whose higher moments approximate those of Haar-random states, i.e. a quantum state design. In this work, we tightly limit how much randomness from the global state can be transferred to the subsystem in this way: without further assumptions, a global k-design degrades to at most a k/2-design on the unmeasured subsystem. We show this optimality bound by constructing a global k-design for which each sampled state hides a sign preference in its projected distribution that can always be discovered by analyzing moments of its projected ensemble greater than k/2. Strikingly, we show this design loss can be reversed when the global design is generated by chaotic dynamics. Under the chaotic constant-time evolution of a Gaussian Unitary Ensemble (GUE) Hamiltonian, we find that the projected ensemble becomes exactly Haar-random in the thermodynamic limit --- even if the global state seems to be only a O(1)\mathcal{O}(1)O(1)-design. Moreover, we show this phenomenon does not require the full GUE structure: it persists under substantially weaker assumptions on the spectrum and eigenbasis, and admits finite-size versions with increasingly accurate projected designs as the measured subsystem grows. Our results identify global chaotic dynamics as a mechanism by which measurements can ``concentrate'' quantum randomness and place tight limits on when such amplification is possible.
We report universal statistical properties displayed by ensembles of pure states that naturally emerge in quantum many-body systems. Specifically, two classes of state ensembles are considered: those formed by (i) the temporal trajectory of a quantum state under unitary evolution or (ii) the quantum states of small subsystems obtained by partial, local projective measurements performed on their complements. These cases, respectively, exemplify the phenomena of “Hilbert-space ergodicity” and “deep thermalization.” In both cases, the resultant ensembles are defined by a simple principle: The distributions of pure states have maximum entropy, subject to constraints such as energy conservation, and effective constraints imposed by thermalization. We present and numerically verify quantifiable signatures of this principle by deriving explicit formulas for all statistical moments of the ensembles, proving the necessary and sufficient conditions for such universality under widely accepted assumptions, and describing their measurable consequences in experiments. We further discuss information-theoretic implications of the universality: Our ensembles have maximal information content while being maximally difficult to interrogate, establishing that generic quantum state ensembles that occur in nature hide (scramble) information as strongly as possible. Our results generalize the notions of Hilbert-space ergodicity to time-independent Hamiltonian dynamics and deep thermalization from infinite to finite effective temperature. Our work presents new perspectives to characterize and understand universal behaviors of quantum dynamics using statistical and information-theoretic tools. Published by the American Physical Society 2024