Anomalies of global symmetries provide important information on the quantum dynamics. We show the dynamical constraints can be organized into three classes: genuine anomalies, fractional topological responses, and integer responses that can be realized in symmetry-protected topological (SPT) phases. Coset symmetry can be present in many physical systems including quantum spin liquids, and the coset symmetry can be a non-invertible symmetry. We introduce twists in coset symmetries, which modify the fusion rules and the generalized Frobenius-Schur indicators. We call such coset symmetries twisted coset symmetries, and they are labeled by the quadruple (G,K,\omega_{D+1},\alpha_D) ( G , K , ω D + 1 , α D ) in D D spacetime dimensions where G G is a group and K\subset G K ⊂ G is a discrete subgroup, \omega_{D+1} ω D + 1 is a (D+1) ( D + 1 ) -cocycle for group G G , and \alpha_{D} α D is a D D -cochain for group K K . We present several examples with twisted coset symmetries using lattice models and field theory, including both gapped and gapless systems (such as gapless symmetry-protected topological phases). We investigate the anomalies of general twisted coset symmetry, which presents obstructions to realizing the coset symmetry in (gapped) symmetry-protected topological phases. We show that finite coset symmetry G/K G / K becomes anomalous when G G cannot be expressed as the bicrossed product G=H\Join K G = H ⋈ K , and such anomalous coset symmetry leads to symmetry-enforced gaplessness in generic spacetime dimensions. We illustrate examples of anomalous coset symmetries with A_5/\Z_2 symmetry, with realizations in lattice models.
We investigate fractionalization of non-invertible symmetry in (2+1)D topological orders. We focus on coset non-invertible symmetries obtained by gauging non-normal subgroups of invertible 0 0 -form symmetries. These symmetries can arise as global symmetries in quantum spin liquids, given by the quotient of the projective symmetry group by a non-normal subgroup as invariant gauge group. We point out that such coset non-invertible symmetries in topological orders can exhibit symmetry fractionalization: each anyon can carry a “fractional charge” under the coset non-invertible symmetry given by a gauge invariant superposition of fractional quantum numbers. We present various examples using field theories and quantum double lattice models, such as fractional quantum Hall systems with charge conjugation symmetry gauged and finite group gauge theory from gauging a non-normal subgroup. They include symmetry enriched S_3 S 3 and O(2) O ( 2 ) gauge theories. We show that such systems have a fractionalized continuous non-invertible coset symmetry and a well-defined electric Hall conductance. The coset symmetry enforces a gapless edge state if the boundary preserves the continuous non-invertible symmetry. We propose a general approach for constructing coset symmetry defects using a “sandwich” construction: non-invertible symmetry defects can generally be constructed from an invertible defect sandwiched by condensation defects. The anomaly free condition for finite coset symmetry is also identified.
Anomalies of global symmetries are important tools for understanding the dynamics of quantum systems. We investigate anomalies of non-invertible symmetries in 3+1d using 4+1d bulk topological quantum field theories given by Abelian two-form gauge theories, with a 0-form permutation symmetry. Gauging the 0-form symmetry gives the 4+1d “inflow” symmetry topological field theory for the non-invertible symmetry. We find a two levels of anomalies: (1) the bulk may fail to have an appropriate set of loop excitations which can condense to trivialize the boundary dynamics, and (2) the “Frobenius-Schur indicator” of the non-invertible symmetry (generalizing the Frobenius-Schur indicator of 1+1d fusion categories) may be incompatible with trivial boundary dynamics. As a consequence we derive conditions for non-invertible symmetries in 3+1d to be compatible with symmetric gapped phases, and invertible gapped phases. Along the way, we see that the defects characterizing \mathbb{Z}_{4} ℤ 4 ordinary symmetry host worldvolume theories with time-reversal symmetry \mathsf{T} 𝖳 obeying the algebra \mathsf{T}^{2}=C 𝖳 2 = C or \mathsf{T}^{2}=(-1)^{F}C, 𝖳 2 = ( − 1 ) F C , with C C a unitary charge conjugation symmetry. We classify the anomalies of this symmetry algebra in 2+1d and further use these ideas to construct 2+1d topological orders with non-invertible time-reversal symmetry that permutes anyons. As a concrete realization of our general discussion, we construct new lattice Hamiltonian models in 3+1d with non-invertible symmetry, and constrain their dynamics.
We study invertible phases protected by non-onsite symmetries carrying nontrivial lattice anomaly indices. While lattice anomalies are usually viewed as obstructions to symmetric short-range-entangled (SRE) states, we show that anomalous lattice symmetries can nevertheless admit invertible phases that are not SRE, and can moreover shift the set of symmetry-compatible invertible phases. In particular, we consider a fermionic
Z4F symmetry in (2+1) dimensions. For an onsite
Z4F symmetry, symmetric invertible phases have integer chiral central charge
c−∈Z, whereas a non-onsite symmetry with nontrivial lattice anomaly index obstructs all such phases despite having trivial continuum 't Hooft anomaly. We resolve this by constructing an exact exponentially quasi-local
Z4F symmetry of a
p+ip superconductor with
c−=1/2. We compute its lattice anomaly, and find that the symmetry indeed forbids
c−∈Z invertible states. The allowed invertible phases are consequently shifted to
c−∈Z+1/2. By gauging the fermion parity of the
p+ip superconductor, one obtains an Ising topological order enriched by a
Z4 symmetry. We describe the corresponding symmetry structure in terms of a fusion 2-category. We further show that the
p+ip state admits an enlarged non-onsite
U(1)f symmetry, providing an analogue of fractional quantum Hall response in an invertible phase. This non-onsite
U(1)f symmetry again forbids Chern insulators carrying
c−∈Z, while being compatible with invertible states with
c−∈Z+1/2. This result motivates a systematic study of new classes of invertible phases and spin liquids enriched by non-onsite symmetries.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
Intrinsically gapless symmetry-protected topological phases (igSPT) are gapless systems with SPT edge states with properties that could not arise in a gapped system with the same symmetry and dimensionality. igSPT states arise from gapless systems in which an anomaly in the low-energy (infrared) symmetry group emerges from an extended anomaly-free microscopic (ultraviolet) symmetry. We construct a general framework for constructing lattice models for igSPT phases with emergent anomalies classified by group cohomology, and establish a direct connection between the emergent anomaly, group-extension, and topological edge states by gauging the extending symmetry. In many examples, the edge-state protection has a physically transparent mechanism: the extending UV symmetry operations pump lower-dimensional SPTs onto the igSPT edge, tuning the edge to a (multi)critical point between different SPTs protected by the IR symmetry. In two- and three-dimensional systems, an additional possibility is that the emergent anomaly can be satisfied by an anomalous symmetry-enriched topological order, which we call a quotient-symmetry-enriched topological order (QSET) that is sharply distinguished from the nonanomalous UV SETs by an edge phase transition. We construct exactly solvable lattice models with QSET order.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.