Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.
Symmetry-protected topological (SPT) states have boundary 't Hooft anomalies that obstruct the effective boundary theory realized in its own dimension with UV completion and with an on-site G-symmetry.In this work, yet we show that a certain anomalous non-on-site G-symmetry along the boundary becomes on-site when viewed as an extended H-symmetry, via a suitable group extension 1 → K → H → G → 1. Namely, a nonperturbative global (gauge or gravitational) anomaly in G becomes anomaly free in H.This guides us to construct an exactly soluble lattice path integral and Hamiltonian of symmetric gapped boundaries applicable to any SPT state of any finite symmetry group, including on-site unitary and antiunitary time-reversal symmetries.The resulting symmetric gapped boundary can be described either by an H-symmetry extended boundary in any spacetime dimension or, more naturally, by a topological emergent K-gauge theory with a global symmetry G on a 3 þ 1D bulk or above.The excitations on such a symmetric topologically ordered boundary can carry fractional quantum numbers of the symmetry G, described by representations of H. (Applying our approach to a 1 þ 1D boundary of 2 þ 1D bulk, we find that a deconfined gauge boundary indeed has spontaneous symmetry breaking with long-range order.The deconfined symmetry-breaking phase crosses over smoothly to a confined phase without a phase transition.)In contrast to known gapped boundaries or interfaces obtained via symmetry breaking (either global symmetry breaking or the Anderson-Higgs mechanism for gauge theory), our approach is based on symmetry extension.More generally, applying our approach to SPT states, topologically ordered gauge theories, and symmetry enriched topologically ordered (SET) states leads to generic boundaries or interfaces constructed with a mixture of symmetry breaking, symmetry extension, and dynamical gauging.
We show how 1+1-dimensional fermionic symmetry-protected topological states (SPTs, i.e., nontrivial short-range entangled gapped phases of quantum matter whose boundary exhibits 't Hooft anomaly and whose bulk cannot be deformed into a trivial tensor product state under finite-depth local unitary transformations only in the presence of global symmetries), indeed can be unwound to a trivial state by enlarging the Hilbert space via adding extra degrees of freedom and suitably extending the global symmetries. The extended projective global symmetry on the boundary can become supersymmetric in a specific sense, i.e., it contains group elements that do not commute with the fermion number parity ${(\ensuremath{-}1)}^{F}$, while the antiunitary time-reversal symmetry becomes fractionalized. This also means we can uplift and remove certain exotic fermionic anomalies (e.g., ``parity'' anomaly in time-reversal or reflection symmetry) via appropriate supersymmetry extensions in terms of group extensions. We work out explicit examples for multilayers of 1+1d Majorana fermion chains, then comment on models with Sachdev-Ye-Kitaev (SYK) interactions, intrinsic fermionic gapless SPTs protected by supersymmetry, and generalizations to higher space-time dimensions via a cobordism theory.
Intrinsically gapless symmetry-protected topological phases (igSPT) are gapless systems with SPT edge states with properties that could not arise in a gapped system with the same symmetry and dimensionality. igSPT states arise from gapless systems in which an anomaly in the low-energy (infrared) symmetry group emerges from an extended anomaly-free microscopic (ultraviolet) symmetry. We construct a general framework for constructing lattice models for igSPT phases with emergent anomalies classified by group cohomology, and establish a direct connection between the emergent anomaly, group-extension, and topological edge states by gauging the extending symmetry. In many examples, the edge-state protection has a physically transparent mechanism: the extending UV symmetry operations pump lower-dimensional SPTs onto the igSPT edge, tuning the edge to a (multi)critical point between different SPTs protected by the IR symmetry. In two- and three-dimensional systems, an additional possibility is that the emergent anomaly can be satisfied by an anomalous symmetry-enriched topological order, which we call a quotient-symmetry-enriched topological order (QSET) that is sharply distinguished from the nonanomalous UV SETs by an edge phase transition. We construct exactly solvable lattice models with QSET order.
Where in the landscape of many-body phases of matter do we place the Higgs condensate of a gauge theory? On the one hand, the Higgs phase is gapped, has no local order parameter, and for fundamental Higgs fields is adiabatically connected to the confined phase. On the other hand, Higgs phases such as superconductors display rich phenomenology. In this work, we propose a minimal description of the Higgs phase as a symmetry-protected topological (SPT) phase, utilizing conventional and higher-form symmetries. In this first part, we focus on 2+1D Z2 gauge theory and find that the Higgs phase is protected by a higher-form magnetic symmetry and a matter symmetry, whose meaning depends on the physical context. While this proposal captures known properties of Higgs phases, it also predicts that the Higgs phase of the Fradkin-Shenker model has SPT edge modes in the symmetric part of the phase diagram, which we confirm analytically. In addition, we argue that this SPT property is remarkably robust upon explicitly breaking the magnetic symmetry. Although the Higgs and confined phases are then connected without a bulk transition, they are separated by a boundary phase transition, which we confirm with tensor network simulations. More generally, the boundary anomaly of the Higgs SPT phase coincides with the emergent anomaly of symmetry-breaking phases, making precise the relation between Higgs phases and symmetry breaking. The SPT nature of the Higgs phase can also manifest in the bulk, e.g., at transitions between distinct Higgs condensates. Finally, we extract insights which are applicable to general SPT phases, such as a 'bulk-defect correspondence' generalizing discrete gauge group analogs of Superconductor-Insulator-Superconductor (SIS) junctions. The sequel to this work will generalize 'Higgs=SPT' to continuous symmetries, interpreting superconductivity as an SPT property.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
A bstract We develop a mathematical theory of symmetry protected trivial (SPT) orders and anomaly-free symmetry enriched topological (SET) orders in all dimensions via two different approaches with an emphasis on the second approach. The first approach is to gauge the symmetry in the same dimension by adding topological excitations as it was done in the 2d case, in which the gauging process is mathematically described by the minimal modular extensions of unitary braided fusion 1-categories. This 2d result immediately generalizes to all dimensions except in 1d, which is treated with special care. The second approach is to use the 1-dimensional higher bulk of the SPT/SET order and the boundary-bulk relation. This approach also leads us to a precise mathematical description and a classification of SPT/SET orders in all dimensions. The equivalence of these two approaches, together with known physical results, provides us with many precise mathematical predictions.
Symmetry-protected topological (SPT) phases are gapped phases of matter that cannot be deformed to a trivial phase without breaking the symmetry or closing the bulk gap.Here we introduce a notion of a topological obstruction that is not captured by bulk energy gap closings in periodic boundary conditions.More specifically, given a symmetric boundary termination we say two bulk Hamiltonians belong to distinct boundary obstructed topological phases (BOTPs) if they can be deformed to each other on a system with periodic boundaries, but cannot be deformed to each other in the open system without closing the gap at at least one high-symmetry surface.BOTPs are not topological phases of matter in the standard sense since they are adiabatically deformable to each other on a torus, but, similar to SPTs, they are associated with boundary signatures in open systems such as surface states or fractional corner charges.In contrast to SPTs, these boundary signatures are not anomalous and can be removed by symmetrically adding lower-dimensional SPTs on the boundary, but they are stable as long as the spectral gap at high-symmetry edges/surfaces remains open.We show that the double-mirror quadrupole model of [W. A. Benalcazar, B. A. Bernevig, and T. L. Hughes, Science 357, 61 (2017)] is a prototypical example of such phases, and present a detailed analysis of several aspects of boundary obstructions in this model.In addition, we introduce several three-dimensional models having boundary obstructions, which are characterized either by surface states or fractional corner charges.Furthermore, we provide a complete characterization of boundary obstructed phases in terms of symmetry representations.Namely, two distinct BOTP phases correspond to equivalent band representations in the periodic system which become inequivalent upon restricting the symmetry group to that of the open system.This is used to shown that for a given open boundary, there is only one class of BOTPs which corresponds to a local representation of the symmetry of the open system and thus can be designated as the trivial phase.All other BOTP classes do not correspond to local representation of the open system and as a result necessarily exhibit a filling anomaly or gapless surface states.