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When symmetry does the unexpected

Salvatore D. Pace

Published May 1, 2026• 0 citations
OpenAlex

Abstract

Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.

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Anomalies of coset non-invertible symmetries

Po-Shen Hsin, Ryohei Kobayashi, Carolyn Zhang

Anomalies of global symmetries provide important information on the quantum dynamics. We show the dynamical constraints can be organized into three classes: genuine anomalies, fractional topological responses, and integer responses that can be realized in symmetry-protected topological (SPT) phases. Coset symmetry can be present in many physical systems including quantum spin liquids, and the coset symmetry can be a non-invertible symmetry. We introduce twists in coset symmetries, which modify the fusion rules and the generalized Frobenius-Schur indicators. We call such coset symmetries twisted coset symmetries, and they are labeled by the quadruple (G,K,\omega_{D+1},\alpha_D) ( G , K , ω D + 1 , α D ) in D D spacetime dimensions where G G is a group and K\subset G K ⊂ G is a discrete subgroup, \omega_{D+1} ω D + 1 is a (D+1) ( D + 1 ) -cocycle for group G G , and \alpha_{D} α D is a D D -cochain for group K K . We present several examples with twisted coset symmetries using lattice models and field theory, including both gapped and gapless systems (such as gapless symmetry-protected topological phases). We investigate the anomalies of general twisted coset symmetry, which presents obstructions to realizing the coset symmetry in (gapped) symmetry-protected topological phases. We show that finite coset symmetry G/K G / K becomes anomalous when G G cannot be expressed as the bicrossed product G=H\Join K G = H ⋈ K , and such anomalous coset symmetry leads to symmetry-enforced gaplessness in generic spacetime dimensions. We illustrate examples of anomalous coset symmetries with A_5/\Z_2 symmetry, with realizations in lattice models.

arXiv:2503.00105•SciPost Physics•Jan 13, 2026•4 citations
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
The discovery of generalized symmetries has led to powerful new insights into quantum matter. They have been used to classify new families of quantum phases, place constraints on phases realizable in a given physical system, and conceptually unify seemingly disparate phenomena. In many ways, they prove just as powerful as traditional symmetries at organizing and constraining the theories that describe quantum matter. In this thesis, we attempt a unification of such constraints by developing a holographic correspondence between (generalized) symmetries and topological orders, called the Sym/TO correspondence. For any (finite internal) symmetry of a quantum system in d (spatial) dimensions, we associate with it a unique topological order in d + 1 dimensions, called its Symmetry Topological Order (SymTO). We devise an operator algebraic recipe to compute the SymTO data for any lattice spin model, demonstrating it in a number of examples. We then use the SymTO to classify possible quantum phases allowed by the symmetry—we call this a generalized Landau paradigm. Besides classifying phases, we also identify constraints on the phase transitions between them using a SymTO-resolved modular bootstrap. We test this framework in a quantum spin chain with non-invertible symmetries. We discover a new Kramers-Wannier-like duality and a rich phase diagram including a noninvertible symmetry-enriched incommensurate phase. The translation symmetry of the spin chain has a nontrivial interplay with the lattice Kramers-Wannier duality, which matches the anomaly of the corresponding non-invertible symmetry in the low-energy effective field theory. Finally, we explore such unusual anomaly-matching mechanisms in more detail in the context of the chiral anomaly of a single massless Dirac fermion, demonstrating a novel lattice realization of chiral symmetries and their anomaly.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.
Symmetries rigidly delimit the landscape of quantum matter. Recently uncovered spatially modulated symmetries, whose actions vary with position, enable excitations with restricted mobility, while Lieb-Schultz-Mattis (LSM) type anomalies impose sharp constraints on which lattice phases are realizable. In a one-dimensional spin chain, gauging procedures have linked modulated symmetry to LSM type anomaly, but a general understanding beyond 1D remains incomplete. We show that generalized LSM anomalies force the emergence of the modulated symmetries upon gauging. We construct explicit lattice models in two and three spatial dimensions and develop complementary field-theoretic descriptions in arbitrary spatial dimensions that connect LSM anomaly inflow to higher-group symmetry structures governing the modulated symmetries. Our results provide a unified, nonperturbative framework that ties together LSM constraints and spatially modulated symmetries across dimensions.
't Hooft anomalies impose fundamental constraints on quantum matter and often lead to emergent symmetry structures upon gauging. We analyze a lattice model with four global symmetries realizing a mixed anomaly described by ∼a1∧a2∧a3∧a4\sim a_1\wedge a_2\wedge a_3\wedge a_4∼a1​∧a2​∧a3​∧a4​, where the aia_iai​ denote background gauge fields for the global symmetries. Through explicit lattice gauging, we demonstrate the emergence of higher symmetry structures, including 2-group, non-invertible, and higher fusion categorical symmetries. We also provide a field-theoretical understanding of these results. Applying this framework to systems with Lieb-Schultz-Mattis anomalies, obtained by promoting part of the internal symmetries to translational symmetries, we demonstrate that modulated (dipole) symmetries arise as direct counterparts of those in systems with purely internal typeIV anomalies. Importantly, we uncover a qualitatively new feature absent in previously studied modulated symmetries: their realization can become intrinsically defect-dependent. In particular, the emergent symmetry structure changes depending on whether symmetry defects are present. This work establishes a concrete lattice realization of mixed anomalies and reveals a rich structure of emergent symmetries, thereby clarifying their role in constraining quantum phases of matter.
We explore the rich landscape of higher-form and non-invertible symmetries that emerge at low energies in generic ordered phases. Using that their charge is carried by homotopy defects (i.e., domain walls, vortices, hedgehogs, etc.), in the absence of domain walls we find that their symmetry defects in D D -dimensional spacetime are described by (D-1) ( D − 1 ) -representations of a (D-1) ( D − 1 ) -group that depends only on the spontaneous symmetry-breaking (SSB) pattern of the ordered phase. These emergent symmetries are not spontaneously broken in the ordered phase. We show that spontaneously breaking them induces a phase transition into a nontrivial disordered phase that can have symmetry-enriched (non-)Abelian topological orders, photons, and even more emergent symmetries. This SSB transition is between two distinct SSB phases–an ordinary and a generalized one–making it a possible generalized deconfined quantum critical point. We also investigate the ’t Hooft anomalies of these emergent symmetries and conjecture that there is always a mixed anomaly between them and the microscopic symmetry spontaneously broken in the ordered phase. One way this anomaly can manifest is through the fractionalization of the microscopic symmetry’s quantum numbers. Our results demonstrate that even the most exotic generalized symmetries emerge in ordinary phases and provide a valuable framework for characterizing them and their transitions.
Anomalies of global symmetries provide important information on the quantum dynamics. We show the dynamical constraints can be organized into three classes: genuine anomalies, fractional topological responses, and integer responses that can be realized in symmetry-protected topological (SPT) phases. Coset symmetry can be present in many physical systems including quantum spin liquids, and the coset symmetry can be a non-invertible symmetry. We introduce twists in coset symmetries, which modify the fusion rules and the generalized Frobenius-Schur indicators. We call such coset symmetries twisted coset symmetries, and they are labeled by the quadruple (G,K,\omega_{D+1},\alpha_D) ( G , K , ω D + 1 , α D ) in D D spacetime dimensions where G G is a group and K\subset G K ⊂ G is a discrete subgroup, \omega_{D+1} ω D + 1 is a (D+1) ( D + 1 ) -cocycle for group G G , and \alpha_{D} α D is a D D -cochain for group K K . We present several examples with twisted coset symmetries using lattice models and field theory, including both gapped and gapless systems (such as gapless symmetry-protected topological phases). We investigate the anomalies of general twisted coset symmetry, which presents obstructions to realizing the coset symmetry in (gapped) symmetry-protected topological phases. We show that finite coset symmetry G/K G / K becomes anomalous when G G cannot be expressed as the bicrossed product G=H\Join K G = H ⋈ K , and such anomalous coset symmetry leads to symmetry-enforced gaplessness in generic spacetime dimensions. We illustrate examples of anomalous coset symmetries with A_5/\Z_2 symmetry, with realizations in lattice models.