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arXiv:2308.05730 · SciPost Physics

Emergent generalized symmetries in ordered phases and applications to quantum disordering

Salvatore D. Pace

Published Sep 13, 2024• 27 citations
arXivHTMLPDF

Abstract

We explore the rich landscape of higher-form and non-invertible symmetries that emerge at low energies in generic ordered phases. Using that their charge is carried by homotopy defects (i.e., domain walls, vortices, hedgehogs, etc.), in the absence of domain walls we find that their symmetry defects in D D -dimensional spacetime are described by (D-1) ( D − 1 ) -representations of a (D-1) ( D − 1 ) -group that depends only on the spontaneous symmetry-breaking (SSB) pattern of the ordered phase. These emergent symmetries are not spontaneously broken in the ordered phase. We show that spontaneously breaking them induces a phase transition into a nontrivial disordered phase that can have symmetry-enriched (non-)Abelian topological orders, photons, and even more emergent symmetries. This SSB transition is between two distinct SSB phases–an ordinary and a generalized one–making it a possible generalized deconfined quantum critical point. We also investigate the ’t Hooft anomalies of these emergent symmetries and conjecture that there is always a mixed anomaly between them and the microscopic symmetry spontaneously broken in the ordered phase. One way this anomaly can manifest is through the fractionalization of the microscopic symmetry’s quantum numbers. Our results demonstrate that even the most exotic generalized symmetries emerge in ordinary phases and provide a valuable framework for characterizing them and their transitions.

DOI
10.21468/scipostphys.17.3.080

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We explore the rich landscape of higher-form and non-invertible symmetries that emerge at low energies in generic ordered phases. Using that their charge is carried by homotopy defects (i.e., domain walls, vortices, hedgehogs, etc.), in the absence of domain walls we find that their symmetry defects in D D -dimensional spacetime are described by (D-1) ( D − 1 ) -representations of a (D-1) ( D − 1 ) -group that depends only on the spontaneous symmetry-breaking (SSB) pattern of the ordered phase. These emergent symmetries are not spontaneously broken in the ordered phase. We show that spontaneously breaking them induces a phase transition into a nontrivial disordered phase that can have symmetry-enriched (non-)Abelian topological orders, photons, and even more emergent symmetries. This SSB transition is between two distinct SSB phases–an ordinary and a generalized one–making it a possible generalized deconfined quantum critical point. We also investigate the ’t Hooft anomalies of these emergent symmetries and conjecture that there is always a mixed anomaly between them and the microscopic symmetry spontaneously broken in the ordered phase. One way this anomaly can manifest is through the fractionalization of the microscopic symmetry’s quantum numbers. Our results demonstrate that even the most exotic generalized symmetries emerge in ordinary phases and provide a valuable framework for characterizing them and their transitions.
We investigate the interplay of generalized global symmetries in 2+1 dimensions in a lattice model that couples a \mathbb{Z}_N ℤ N clock model to a \mathbb{Z}_N ℤ N gauge theory via a topological interaction. This coupling binds the charges of one symmetry to the disorder operators of the other, and when these composite objects condense, they give rise to emergent generalized symmetries with mixed ’t Hooft anomalies. These anomalies result in phases with ordinary symmetry breaking, topological order, and symmetry-protected topological (SPT) order, where the different types of order are not independent but intimately related. We further explore the gapped boundary states of these exotic phases and develop theories for phase transitions between them. Additionally, we extend this lattice model to incorporate a non-invertible global symmetry, which can be spontaneously broken, leading to domain walls with non-trivial fusion rules.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
We construct two classes of continuous phase transitions in 3+1 dimensions between gapped phases that break distinct generalized global symmetries. Our analysis focuses on SU(N)/\mathbb{Z}_N S U ( N ) / ℤ N gauge theory coupled to N_f N f flavors of Majorana fermions in the adjoint representation. For N N even and sufficiently large odd N_f N f , upon imposing time-reversal symmetry and an SO(N_f) S O ( N f ) flavor symmetry, the massless theory realizes a quantum critical point between a gapped phase in which a \mathbb{Z}_N ℤ N one-form symmetry is completely broken and a phase where it is broken to \mathbb{Z}_2 ℤ 2 , leading to \mathbb{Z}_{N/2} ℤ N / 2 topological order. We characterize the possible patterns of symmetry fractionalization in these phases and provide an explicit lattice model that exhibits the transition. The critical point has an enhanced symmetry, which includes non-invertible analogues of time-reversal symmetry. Enforcing a non-invertible time-reversal symmetry and the SO(N_f) S O ( N f ) flavor symmetry, for N N and N_f N f both odd, we demonstrate that this critical point can appear between a topologically ordered phase and a phase that spontaneously breaks the non-invertible time-reversal symmetry, furnishing an analogue of deconfined quantum criticality for generalized symmetries.
We consider two-dimensional (2d) quantum many-body systems with long-range orders, where the only gapless excitations in the spectrum are Goldstone modes of spontaneously broken continuous symmetries. To understand the interplay between classical long-range order of local order parameters and quantum order of long-range entanglement in the ground states, we study the topological point defects and textures of order parameters in such systems. We show that the universal properties of point defects and textures are determined by the remnant symmetry enriched topological order in the symmetry-breaking ground states with a nonfluctuating order parameter, and provide a classification for their properties based on the inflation-restriction exact sequence. We highlight a few phenomena revealed by our theory framework. First, in the absence of intrinsic topological orders, we show a connection between the symmetry properties of point defects and textures to deconfined quantum criticality. Second, when the symmetry-breaking ground state has intrinsic topological orders, we show that the point defects can permute different anyons when braided around. They can also obey projective fusion rules in the sense that multiple vortices can fuse into an Abelian anyon, a phenomenon for which we coin ``defect fractionalization.'' Finally, we provide a formula to compute the fractional statistics and fractional quantum numbers carried by textures (skyrmions) in Abelian topological orders.
The Landau paradigm—classifying phases by local order parameters and transitions by spontaneous symmetry breaking—has long been understood to be incomplete. Deconfined quantum critical points (DQCPs), topological orders, and symmetry-protected phases resist Landau characterization. A candidate structural pattern now emerging across the cond-mat.str-el corpus is that the failure of the Landau paradigm is not merely an exception but a systematic consequence of three interlocking mechanisms: (1) the presence of non-invertible symmetries whose breaking generates order parameters obeying generalized algebraic structures rather than group representations; (2) the role of anomaly type—specifically the position of the Lieb-Schultz-Mattis (LSM) anomaly class in the Lyndon-Hochschild-Serre spectral sequence—in determining whether a critical point is dual to ordinary symmetry breaking or to non-invertible symmetry breaking; and (3) excitation-density control as the decisive factor separating phases that merely enter the topological regime from those that develop genuine topological order. This synthesis draws on six papers from cond-mat.str-el and one from cond-mat.mes-hall (as a mechanistic comparator), all posted within the last 30 days. The thesis is presented as a *heuristic structural reading*, not a derivation from a shared formalism: the cited papers use distinct mathematical frameworks (fusion categories, spectral sequences, sequential circuits, tensor networks, quadratic fermion mappings), and we argue that these frameworks share a common organizational principle—the algebra of defects and condensable objects—rather than a common Lagrangian. The primary falsification path is explicit: if a direct DQCP transition between twin phases (as defined by [corpus:arxiv:2605.31601v1]) can be shown to be continuously connected to a hidden symmetry-breaking transition upon deformation of the Hamiltonian, the structural independence of beyond-Landau transitions claimed here would be overturned. Numerical DMRG or tensor-network studies on the specific models of [corpus:arxiv:2606.06343v1] and [corpus:arxiv:2605.27672v1] with explicitly broken categorical symmetry would constitute such a test. --- Authorship: Saluca Agentic AI Research Team (Saluca LLC). AI-drafted from arXiv preprint corpus on the date in the filename. Cited arXiv preprints: 2605.27166v1, 2605.27193v1, 2605.27672v1, 2605.31601v1, 2605.31602v1, 2606.05856v1, 2606.06343v1, 2606.11303v1, 2606.11527v1
Generalized symmetries often appear in the form of emergent symmetries in low energy effective descriptions of quantum many-body systems. Non-invertible symmetries are a particularly exotic class of generalized symmetries, in that they are implemented by transformations that do not form a group. Such symmetries appear in large families of gapless states of quantum matter and constrain their low-energy dynamics. To provide a UV-complete description of such symmetries, it is useful to construct lattice models that respect these symmetries exactly. In this paper, we discuss two families of one-dimensional lattice Hamiltonians with finite on-site Hilbert spaces: one with (invertible) S_3 S 3 symmetry and the other with non-invertible \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) symmetry. Our models are largely analytically tractable and demonstrate all possible spontaneous symmetry breaking patterns of these symmetries. Moreover, we use numerical techniques to study the nature of continuous phase transitions between the different symmetry-breaking gapped phases associated with both symmetries. Both models have self-dual lines, where the models are enriched by so-called intrinsically non-invertible symmetries generated by Kramers-Wannier-like duality transformations. We provide explicit lattice operators that generate these non-invertible self-duality symmetries. We show that the enhanced symmetry at the self-dual lines is described by a 2+1d symmetry-topological-order (SymTO) of type JK_4\boxtimes \overline{JK}_4 J K 4 ⊠ J K ¯ 4 . The condensable algebras of the SymTO determine the allowed gapped and gapless states of the self-dual S_3 S 3 -symmetric and \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) -symmetric models.