The discovery of generalized symmetries has led to powerful new insights into quantum matter. They have been used to classify new families of quantum phases, place constraints on phases realizable in a given physical system, and conceptually unify seemingly disparate phenomena. In many ways, they prove just as powerful as traditional symmetries at organizing and constraining the theories that describe quantum matter. In this thesis, we attempt a unification of such constraints by developing a holographic correspondence between (generalized) symmetries and topological orders, called the Sym/TO correspondence. For any (finite internal) symmetry of a quantum system in d (spatial) dimensions, we associate with it a unique topological order in d + 1 dimensions, called its Symmetry Topological Order (SymTO). We devise an operator algebraic recipe to compute the SymTO data for any lattice spin model, demonstrating it in a number of examples. We then use the SymTO to classify possible quantum phases allowed by the symmetry—we call this a generalized Landau paradigm. Besides classifying phases, we also identify constraints on the phase transitions between them using a SymTO-resolved modular bootstrap. We test this framework in a quantum spin chain with non-invertible symmetries. We discover a new Kramers-Wannier-like duality and a rich phase diagram including a noninvertible symmetry-enriched incommensurate phase. The translation symmetry of the spin chain has a nontrivial interplay with the lattice Kramers-Wannier duality, which matches the anomaly of the corresponding non-invertible symmetry in the low-energy effective field theory. Finally, we explore such unusual anomaly-matching mechanisms in more detail in the context of the chiral anomaly of a single massless Dirac fermion, demonstrating a novel lattice realization of chiral symmetries and their anomaly.
The discovery of generalized symmetries has led to powerful new insights into quantum matter. They have been used to classify new families of quantum phases, place constraints on phases realizable in a given physical system, and conceptually unify seemingly disparate phenomena. In many ways, they prove just as powerful as traditional symmetries at organizing and constraining the theories that describe quantum matter. In this thesis, we attempt a unification of such constraints by developing a holographic correspondence between (generalized) symmetries and topological orders, called the Sym/TO correspondence. For any (finite internal) symmetry of a quantum system in d (spatial) dimensions, we associate with it a unique topological order in d + 1 dimensions, called its Symmetry Topological Order (SymTO). We devise an operator algebraic recipe to compute the SymTO data for any lattice spin model, demonstrating it in a number of examples. We then use the SymTO to classify possible quantum phases allowed by the symmetry—we call this a generalized Landau paradigm. Besides classifying phases, we also identify constraints on the phase transitions between them using a SymTO-resolved modular bootstrap. We test this framework in a quantum spin chain with non-invertible symmetries. We discover a new Kramers-Wannier-like duality and a rich phase diagram including a noninvertible symmetry-enriched incommensurate phase. The translation symmetry of the spin chain has a nontrivial interplay with the lattice Kramers-Wannier duality, which matches the anomaly of the corresponding non-invertible symmetry in the low-energy effective field theory. Finally, we explore such unusual anomaly-matching mechanisms in more detail in the context of the chiral anomaly of a single massless Dirac fermion, demonstrating a novel lattice realization of chiral symmetries and their anomaly.
Symmetry is foundational in theoretical physics. In this thesis, we show how recent advances in symmetry have reinforced its power to classify, characterize, and constrain quantum systems non-perturbatively. We study symmetries, ranging from spatial symmetries to generalized symmetries, in both quantum field theory and quantum lattice systems. In particular, this thesis develops five sets of results. First, we show that ordinary ordered phases generically host emergent generalized symmetries in the infrared, associated with homotopy defects of the order-parameter space. We use these emergent generalized symmetries to characterize and classify defect-suppressed disorder transitions to phases with topological order and emergent gauge structures. Second, we turn to lattice anomalies and show how the chiral anomaly of a massless Dirac fermion in two spacetime dimensions can be realized on the lattice. In particular, we identify lattice realizations of the vector and axial symmetries and demonstrate how their anomaly is matched by the non-abelian Onsager algebra in the staggered fermion Hamiltonian. Third, we give a microscopic lattice understanding of T-duality in quantum spin chains using non-invertible symmetry. This non-invertible symmetry, together with lattice momentum and winding symmetries, also enforces gaplessness, hence providing a novel way to realize perturbative anomalies in quantum spin-chain models. Fourth, we show that in local lattice models of spinless fermions, fermion-number conservation combined with a non-onsite Majorana translation symmetry enforces a Fermi surface. This symmetry-enforced Fermi surface is a strong form of symmetry-enforced gaplessness. Finally, we introduce a framework of stratified symmetries and stratified anomalies to understand and discover new Lieb–Schultz–Mattis constraints. We apply this framework to modulated symmetries and find an explicit criterion for when local anomaly data imply obstructions to a trivial gapped phase. Together, these results demonstrate the broad applicability and power of symmetry and its generalizations, both for organizing quantum phases and for deriving robust non-perturbative constraints.
We outline a holographic framework that attempts to unify Landau and beyond-Landau paradigms of quantum phases and phase transitions. Leveraging a modern understanding of symmetries as topological defects/operators, the framework uses a topological order to organize the space of quantum systems with a global symmetry in one lower dimension. The global symmetry naturally serves as an input for the topological order. In particular, we holographically construct a String Operator Algebra (SOA) which is the building block of symmetric quantum systems with a given symmetry G in one lower dimension. This exposes a vast web of dualities which act on the space of G-symmetric quantum systems. The SOA facilitates the classification of gapped phases as well as their corresponding order parameters and fundamental excitations, while dualities help to navigate and predict various corners of phase diagrams and analytically compute universality classes of phase transitions. A novelty of the approach is that it treats conventional Landau and unconventional topological phase transitions on an equal footing, thereby providing a holographic unification of these seemingly-disparate domains of understanding. We uncover a new feature of gapped phases and their multi-critical points, which we dub fusion structure, that encodes information about which phases and transitions can be dual to each other. Furthermore, we discover that self-dual systems typically posses emergent non-invertible, i.e., beyond group-like symmetries. We apply these ideas to 1+1d 1 + 1 d quantum spin chains with finite Abelian group symmetry, using topologically-ordered systems in 2+1d 2 + 1 d . We predict the phase diagrams of various concrete spin models, and analytically compute the full conformal spectra of non-trivial quantum phase transitions, which we then verify numerically.
Generalized symmetries often appear in the form of emergent symmetries in low energy effective descriptions of quantum many-body systems. Non-invertible symmetries are a particularly exotic class of generalized symmetries, in that they are implemented by transformations that do not form a group. Such symmetries appear in large families of gapless states of quantum matter and constrain their low-energy dynamics. To provide a UV-complete description of such symmetries, it is useful to construct lattice models that respect these symmetries exactly. In this paper, we discuss two families of one-dimensional lattice Hamiltonians with finite on-site Hilbert spaces: one with (invertible) S_3 S 3 symmetry and the other with non-invertible \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) symmetry. Our models are largely analytically tractable and demonstrate all possible spontaneous symmetry breaking patterns of these symmetries. Moreover, we use numerical techniques to study the nature of continuous phase transitions between the different symmetry-breaking gapped phases associated with both symmetries. Both models have self-dual lines, where the models are enriched by so-called intrinsically non-invertible symmetries generated by Kramers-Wannier-like duality transformations. We provide explicit lattice operators that generate these non-invertible self-duality symmetries. We show that the enhanced symmetry at the self-dual lines is described by a 2+1d symmetry-topological-order (SymTO) of type JK_4\boxtimes \overline{JK}_4 J K 4 ⊠ J K ¯ 4 . The condensable algebras of the SymTO determine the allowed gapped and gapless states of the self-dual S_3 S 3 -symmetric and \mathsf{Rep}(S_3) 𝖱 𝖾 𝗉 ( S 3 ) -symmetric models.
Dualities are central to our understanding of physics, in particular in the study of quantum phases of matter. In this dissertation, we explore exact lattice dualities that relate various topological phases of matter, which elucidates the interrelations between them. Moreover, searching for new dualities can even lead to the theoretical realization of new phases of matter. In the first half, we study local dualities, and how they can be used as quantum circuits to prepare Symmetry-Protected Topological (SPT) phases. We construct explicit quantum circuits that prepare fermionic SPT phases, which gives insight into the strongly interacting nature of these phases in contrast to previous free-fermion realizations. Moreover, we discuss a family of dualities, which not only generates the entanglement necessary to prepare SPT phases, but also generates anomalous symmetries which arise at transitions between such topological phases, giving new insights into topological quantum criticality. In the second half, we explore non-local dualities, exemplified by the famous Kramers-Wannier or Jordan-Wigner dualities in one dimension. we give a systematic method to generalize such non-local dualities to systems with different symmetries and to higher dimensions, which leads to explicit lattice models realizing new phases of matter. In particular, we uncover new families of fracton phases such as (i) Phases where immobile fracton excitations are emergent fermions (ii) Fracton phases that are enriched by spatial and/or time-reversal symmetries (iii) phases that "hybridizes" between conventional topological orders and fracton orders, some of which hosts non-abelian fracton excitations. Finally, we show that the two types of dualities can be related by an extra ingredient: measurement. This gives a practical method to realize non-local dualities in near-term quantum devices, paving a way to efficiently prepare a large class of topological phases of matter in experiments.
This thesis explores the interaction of symmetries and quantum anomalies on the low-energy dynamics and phase transitions of strongly correlated quantum matter. Beyond the traditional Landau-Ginzburg-Wilson paradigm, we investigate how the embedding of microscopic lattice symmetries into emergent continuum symmetries governs the stability of quantum critical points in (2+1) dimensions. Through the lens of 't Hooft anomalies and anomaly matching, we establish a theoretical framework for understanding the fate of various exotic quantum phase transitions. A central application of this framework is understanding the stability of emergent conformal field theories (CFTs) that describe gapless quantum critical points. The exact nature of these phase transitions is chiefly governed by how the microscopic lattice symmetries impose stringent conditions on the relevant operators allowed in the low-energy effective theory. When physical symmetries suppress relevant perturbations, an interacting conformal fixed point, such as (2+1)-dimensional quantum electrodynamics (QED₃), can stably emerge. Chapters 2 and 3 explore the consequences of this symmetry embedding through the phenomenon of "unnecessary'' quantum critical points, which uniquely describe continuous transitions occurring entirely within a single phase of matter. We demonstrate that the Dirac spin liquid (DSL) in lattice magnets can surprisingly describe a stable continuous phase transition within a single, conventional, symmetry breaking phase. In chapter 4, we apply these tools to a class of quantum phase transitions between featureless bosonic atomic insulators. Despite lacking topological order or protected edge modes, these insulators represent distinct phases because they can be "obstructed,'' meaning their Wannier centers are not pinned to the physical atomic sites. Surprisingly, we find that the transition between these topologically trivial states can host a conformally invariant state described by QED₃, suggesting that even transitions between trivial phases can harbor rich, fractionalized physics. Lastly, chapter 5 analyzes transitions from a composite Fermi liquid (CFL) to a chiral superconductor, employing more traditional field-theoretic techniques and making concrete connections with recent experiments in moire materials.
We present a systematic framework to classify symmetry-enriched topological quantum spin liquids in two spatial dimensions. This framework can deal with all topological quantum spin liquids, which may be either Abelian or non-Abelian and chiral or nonchiral. It can systematically treat a general symmetry, which may include both lattice symmetry and internal symmetry, may contain antiunitary symmetry, and may permute anyons. The framework applies to all types of lattices and can systematically distinguish different lattice systems with the same symmetry group using their quantum anomalies, which are sometimes known as Lieb-Schultz-Mattis anomalies. We apply this framework to classify U ( 1 ) 2 N chiral states and non-Abelian Ising ( ν ) states enriched by a p 6 × SO ( 3 ) or p 4 × SO ( 3 ) symmetry and Z N topological orders and U ( 1 ) 2 N × U ( 1 ) − 2 N topological orders enriched by a p 6 m × SO ( 3 ) × Z 2 T , p 4 m × SO ( 3 ) × Z 2 T , p 6 m × Z 2 T , or p 4 m × Z 2 T symmetry, where p 6 , p 4 , p 6 m , and p 4 m are lattice symmetries while SO(3) and Z 2 T are spin rotation and time-reversal symmetries, respectively. In particular, we identify symmetry-enriched topological quantum spin liquids that are not easily captured by the usual parton-mean-field approach, including examples with the familiar Z 2 topological order. Published by the American Physical Society 2024