Anomalies of global symmetries are important tools for understanding the dynamics of quantum systems. We investigate anomalies of non-invertible symmetries in 3+1d using 4+1d bulk topological quantum field theories given by Abelian two-form gauge theories, with a 0-form permutation symmetry. Gauging the 0-form symmetry gives the 4+1d “inflow” symmetry topological field theory for the non-invertible symmetry. We find a two levels of anomalies: (1) the bulk may fail to have an appropriate set of loop excitations which can condense to trivialize the boundary dynamics, and (2) the “Frobenius-Schur indicator” of the non-invertible symmetry (generalizing the Frobenius-Schur indicator of 1+1d fusion categories) may be incompatible with trivial boundary dynamics. As a consequence we derive conditions for non-invertible symmetries in 3+1d to be compatible with symmetric gapped phases, and invertible gapped phases. Along the way, we see that the defects characterizing \mathbb{Z}_{4} ℤ 4 ordinary symmetry host worldvolume theories with time-reversal symmetry \mathsf{T} 𝖳 obeying the algebra \mathsf{T}^{2}=C 𝖳 2 = C or \mathsf{T}^{2}=(-1)^{F}C, 𝖳 2 = ( − 1 ) F C , with C C a unitary charge conjugation symmetry. We classify the anomalies of this symmetry algebra in 2+1d and further use these ideas to construct 2+1d topological orders with non-invertible time-reversal symmetry that permutes anyons. As a concrete realization of our general discussion, we construct new lattice Hamiltonian models in 3+1d with non-invertible symmetry, and constrain their dynamics.
Anomalies of global symmetries are important tools for understanding the dynamics of quantum systems. We investigate anomalies of non-invertible symmetries in 3+1d using 4+1d bulk topological quantum field theories given by Abelian two-form gauge theories, with a 0-form permutation symmetry. Gauging the 0-form symmetry gives the 4+1d “inflow” symmetry topological field theory for the non-invertible symmetry. We find a two levels of anomalies: (1) the bulk may fail to have an appropriate set of loop excitations which can condense to trivialize the boundary dynamics, and (2) the “Frobenius-Schur indicator” of the non-invertible symmetry (generalizing the Frobenius-Schur indicator of 1+1d fusion categories) may be incompatible with trivial boundary dynamics. As a consequence we derive conditions for non-invertible symmetries in 3+1d to be compatible with symmetric gapped phases, and invertible gapped phases. Along the way, we see that the defects characterizing \mathbb{Z}_{4} ℤ 4 ordinary symmetry host worldvolume theories with time-reversal symmetry \mathsf{T} 𝖳 obeying the algebra \mathsf{T}^{2}=C 𝖳 2 = C or \mathsf{T}^{2}=(-1)^{F}C, 𝖳 2 = ( − 1 ) F C , with C C a unitary charge conjugation symmetry. We classify the anomalies of this symmetry algebra in 2+1d and further use these ideas to construct 2+1d topological orders with non-invertible time-reversal symmetry that permutes anyons. As a concrete realization of our general discussion, we construct new lattice Hamiltonian models in 3+1d with non-invertible symmetry, and constrain their dynamics.
We discuss the exact non-invertible Kramers-Wannier symmetry of 1+1d lattice models on a tensor product Hilbert space of qubits. This symmetry is associated with a topological defect and a conserved operator, and the latter can be presented as a matrix product operator. Importantly, unlike its continuum counterpart, the symmetry algebra involves lattice translations. Consequently, it is not described by a fusion category. In the presence of this defect, the symmetry algebra involving parity/time-reversal is realized projectively, which is reminiscent of an anomaly. Different Hamiltonians with the same lattice non-invertible symmetry can flow in their continuum limits to infinitely many different fusion categories (with different Frobenius-Schur indicators), including, as a special case, the Ising CFT. The non-invertible symmetry leads to a constraint similar to that of Lieb-Schultz-Mattis, implying that the system cannot have a unique gapped ground state. It is either in a gapless phase or in a gapped phase with three (or a multiple of three) ground states, associated with the spontaneous breaking of the lattice non-invertible symmetry.
We explore exact generalized symmetries in the standard 2+1d lattice \mathbb{Z}_2 ℤ 2 gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the “Higgs=SPT” proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation.
Anomalies of global symmetries provide important information on the quantum dynamics. We show the dynamical constraints can be organized into three classes: genuine anomalies, fractional topological responses, and integer responses that can be realized in symmetry-protected topological (SPT) phases. Coset symmetry can be present in many physical systems including quantum spin liquids, and the coset symmetry can be a non-invertible symmetry. We introduce twists in coset symmetries, which modify the fusion rules and the generalized Frobenius-Schur indicators. We call such coset symmetries twisted coset symmetries, and they are labeled by the quadruple (G,K,\omega_{D+1},\alpha_D) ( G , K , ω D + 1 , α D ) in D D spacetime dimensions where G G is a group and K\subset G K ⊂ G is a discrete subgroup, \omega_{D+1} ω D + 1 is a (D+1) ( D + 1 ) -cocycle for group G G , and \alpha_{D} α D is a D D -cochain for group K K . We present several examples with twisted coset symmetries using lattice models and field theory, including both gapped and gapless systems (such as gapless symmetry-protected topological phases). We investigate the anomalies of general twisted coset symmetry, which presents obstructions to realizing the coset symmetry in (gapped) symmetry-protected topological phases. We show that finite coset symmetry G/K G / K becomes anomalous when G G cannot be expressed as the bicrossed product G=H\Join K G = H ⋈ K , and such anomalous coset symmetry leads to symmetry-enforced gaplessness in generic spacetime dimensions. We illustrate examples of anomalous coset symmetries with A_5/\Z_2 symmetry, with realizations in lattice models.
Quasiparticle excitations in 3+1 dimensions can be either bosons or fermions. In this work, we introduce the notion of fermionic loop excitations in (3+1)-dimensional (3+1d) topological phases. Specifically, we construct a new many-body lattice invariant of gapped Hamiltonians, the loop self-statistics $\ensuremath{\mu}=\ifmmode\pm\else\textpm\fi{}1$, that distinguishes two bosonic topological orders that both superficially resemble 3+1dZ2 gauge theory coupled to fermionic charged matter. The first has fermionic charges and bosonic Z2 gauge flux loops (FcBl) and is just the ordinary fermionic toric code. The second has fermionic charges and fermionic loops (FcFl) and, as we argue, can only exist at the boundary of a nontrivial (4+1)-dimensional (4+1d) invertible phase, stable without any symmetries, i.e., it possesses a gravitational anomaly. We substantiate these claims by constructing an explicit exactly solvable 4+1d model using a method that bootstraps a boundary theory into a bulk Hamiltonian, analogous to that of Walker and Wang, and computing the loop self-statistics in the fermionic Z2 gauge theory hosted at its boundary. We also show that the FcFl phase has the same gravitational anomaly as all-fermion quantum electrodynamics. Our results are in agreement with the recent classification of nondegenerate braided fusion 2-categories by Johnson-Freyd, and with the cobordism prediction of a nontrivial Z2-classified 4+1d invertible phase with action $S=\frac{1}{2}\ensuremath{\int}{w}_{2}{w}_{3}$.
We study invertible phases protected by non-onsite symmetries carrying nontrivial lattice anomaly indices. While lattice anomalies are usually viewed as obstructions to symmetric short-range-entangled (SRE) states, we show that anomalous lattice symmetries can nevertheless admit invertible phases that are not SRE, and can moreover shift the set of symmetry-compatible invertible phases. In particular, we consider a fermionic Z4F symmetry in (2+1) dimensions. For an onsite Z4F symmetry, symmetric invertible phases have integer chiral central charge c−∈Z, whereas a non-onsite symmetry with nontrivial lattice anomaly index obstructs all such phases despite having trivial continuum 't Hooft anomaly. We resolve this by constructing an exact exponentially quasi-local Z4F symmetry of a p+ip superconductor with c−=1/2. We compute its lattice anomaly, and find that the symmetry indeed forbids c−∈Z invertible states. The allowed invertible phases are consequently shifted to c−∈Z+1/2. By gauging the fermion parity of the p+ip superconductor, one obtains an Ising topological order enriched by a Z4 symmetry. We describe the corresponding symmetry structure in terms of a fusion 2-category. We further show that the p+ip state admits an enlarged non-onsite U(1)f symmetry, providing an analogue of fractional quantum Hall response in an invertible phase. This non-onsite U(1)f symmetry again forbids Chern insulators carrying c−∈Z, while being compatible with invertible states with c−∈Z+1/2. This result motivates a systematic study of new classes of invertible phases and spin liquids enriched by non-onsite symmetries.
We investigate fractionalization of non-invertible symmetry in (2+1)D topological orders. We focus on coset non-invertible symmetries obtained by gauging non-normal subgroups of invertible 0 0 -form symmetries. These symmetries can arise as global symmetries in quantum spin liquids, given by the quotient of the projective symmetry group by a non-normal subgroup as invariant gauge group. We point out that such coset non-invertible symmetries in topological orders can exhibit symmetry fractionalization: each anyon can carry a “fractional charge” under the coset non-invertible symmetry given by a gauge invariant superposition of fractional quantum numbers. We present various examples using field theories and quantum double lattice models, such as fractional quantum Hall systems with charge conjugation symmetry gauged and finite group gauge theory from gauging a non-normal subgroup. They include symmetry enriched S_3 S 3 and O(2) O ( 2 ) gauge theories. We show that such systems have a fractionalized continuous non-invertible coset symmetry and a well-defined electric Hall conductance. The coset symmetry enforces a gapless edge state if the boundary preserves the continuous non-invertible symmetry. We propose a general approach for constructing coset symmetry defects using a “sandwich” construction: non-invertible symmetry defects can generally be constructed from an invertible defect sandwiched by condensation defects. The anomaly free condition for finite coset symmetry is also identified.