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arXiv:2405.13105 · SciPost Physics

Non-invertible and higher-form symmetries in 2+1d lattice gauge theories

Yichul Choi, Yaman Sanghavi, Shu-Heng Shao, Yunqin Zheng

Published Jan 9, 2025• 38 citations
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Abstract

We explore exact generalized symmetries in the standard 2+1d lattice \mathbb{Z}_2 ℤ 2 gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the “Higgs=SPT” proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation.

DOI
10.21468/scipostphys.18.1.008

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We explore exact generalized symmetries in the standard 2+1d lattice \mathbb{Z}_2 ℤ 2 gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the “Higgs=SPT” proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation.
Anomalies of global symmetries are important tools for understanding the dynamics of quantum systems. We investigate anomalies of non-invertible symmetries in 3+1d using 4+1d bulk topological quantum field theories given by Abelian two-form gauge theories, with a 0-form permutation symmetry. Gauging the 0-form symmetry gives the 4+1d “inflow” symmetry topological field theory for the non-invertible symmetry. We find a two levels of anomalies: (1) the bulk may fail to have an appropriate set of loop excitations which can condense to trivialize the boundary dynamics, and (2) the “Frobenius-Schur indicator” of the non-invertible symmetry (generalizing the Frobenius-Schur indicator of 1+1d fusion categories) may be incompatible with trivial boundary dynamics. As a consequence we derive conditions for non-invertible symmetries in 3+1d to be compatible with symmetric gapped phases, and invertible gapped phases. Along the way, we see that the defects characterizing \mathbb{Z}_{4} ℤ 4 ordinary symmetry host worldvolume theories with time-reversal symmetry \mathsf{T} 𝖳 obeying the algebra \mathsf{T}^{2}=C 𝖳 2 = C or \mathsf{T}^{2}=(-1)^{F}C, 𝖳 2 = ( − 1 ) F C , with C C a unitary charge conjugation symmetry. We classify the anomalies of this symmetry algebra in 2+1d and further use these ideas to construct 2+1d topological orders with non-invertible time-reversal symmetry that permutes anyons. As a concrete realization of our general discussion, we construct new lattice Hamiltonian models in 3+1d with non-invertible symmetry, and constrain their dynamics.
We investigate the interplay of generalized global symmetries in 2+1 dimensions in a lattice model that couples a \mathbb{Z}_N ℤ N clock model to a \mathbb{Z}_N ℤ N gauge theory via a topological interaction. This coupling binds the charges of one symmetry to the disorder operators of the other, and when these composite objects condense, they give rise to emergent generalized symmetries with mixed ’t Hooft anomalies. These anomalies result in phases with ordinary symmetry breaking, topological order, and symmetry-protected topological (SPT) order, where the different types of order are not independent but intimately related. We further explore the gapped boundary states of these exotic phases and develop theories for phase transitions between them. Additionally, we extend this lattice model to incorporate a non-invertible global symmetry, which can be spontaneously broken, leading to domain walls with non-trivial fusion rules.
We extend non-invertible duality concepts from one-dimensional systems to two spatial dimensions by constructing a web of non-invertible dualities for lattice models with subsystem symmetries. For the Z2×Z2\mathbb{Z}_2 \times \mathbb{Z}_2Z2​×Z2​ subsystem symmetry on the square lattice, we build two complementary dualities: a map that sends spontaneous subsystem symmetry-broken (SSSB) phases to the trivial phase (the analogue of the Kramers-Wannier (KW) duality in 1+1D), and a generalized subsystem Kennedy-Tasaki (KT) transformation that maps SSSB phases to subsystem symmetry-protected topological (SSPT) phases while leaving the trivial phase invariant. These dualities are boundary-sensitive. On open lattices, both subsystem KW and KT transformations act as unitary, invertible operators. In particular, the KT map not only matches the bulk Hamiltonians of the dual phases but also carries the spontaneous ground-state degeneracy of the SSSB phase onto the protected boundary degeneracy of the SSPT phase. On closed manifolds, however, both maps become intrinsically non-unitary and non-invertible when restricted to the original Hilbert space. We demonstrate this non-invertibility via ground-state degeneracy matching (in two copies of the Xu-Moore/Ising-plaquette model), analysis of symmetry-twist sectors mapping, and the fusion algebra of the duality operator. Enlarging the Hilbert space to include twisted sectors allows the subsystem KW map to be formulated as a projective unitary preserving quantum transition probabilities, consistent with generalized Wigner-theorem-based constructions. We also show that the KT map faithfully transmits the algebraic content of bulk and edge invariants diagnosing strong SSPT order: although strictly local SSPT repair operators map to highly nonlocal objects in the dual SSSB phase, the essential commutation algebra and the bulk-edge correspondence remain intact.
We give an explicit operator representation (via a sequential circuit and projection to symmetry subspaces) of Kramers-Wannier duality transformation in higher-dimensional subsystem symmetric models, generalizing the construction in the 1D transverse-field Ising model. Using the Kramers-Wannier duality operator, we also construct the Kennedy-Tasaki transformation that maps subsystem symmetry-protected topological phases to spontaneous subsystem symmetry-breaking phases, where the symmetry group for the former is either ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ or Z2{\mathbb{Z}}_{2}Z2​. This also generalizes the recently proposed picture of the one-dimensional Kennedy-Tasaki transformation as a composition of manipulations involving gauging and stacking symmetry-protected topological phases to higher dimensions.
We provide a general prescription for gauging finite non-invertible symmetries in 1+1d lattice Hamiltonian systems. Our primary example is the Rep(D _8 8 ) fusion category generated by the Kennedy-Tasaki transformation, which is the simplest anomaly-free non-invertible symmetry on a spin chain of qubits. We explicitly compute its lattice F-symbols and illustrate our prescription for a particular (non-maximal) gauging of this symmetry. In our gauging procedure, we introduce two qubits around each link, playing the role of “gauge fields” for the non-invertible symmetry, and impose novel Gauss’s laws. Similar to the Kramers-Wannier transformation for gauging an ordinary \mathbb{Z}_2 ℤ 2 , our gauging can be summarized by a gauging map, which is part of a larger, continuous non-invertible cosine symmetry.
We construct 2+1-dimensional lattice models of symmetry-protected topological (SPT) phases with non-invertible symmetries and investigate their properties using tensor networks. These models, which we refer to as generalized cluster models, are constructed by gauging a subgroup symmetry H⊂GH \subset GH⊂G in models with a finite group 0-form symmetry GGG. By construction, these models have a non-invertible symmetry described by the group-theoretical fusion 2-category C(G;H)\mathcal{C}(G; H)C(G;H). After identifying the tensor network representations of the symmetry operators, we study the symmetry acting on the interface between two generalized cluster states. In particular, we will see that the symmetry at the interface is described by a multifusion category known as the strip 2-algebra. By studying possible interface modes allowed by this symmetry, we show that the interface between generalized cluster states in different SPT phases must be degenerate. This result generalizes the ordinary bulk-boundary correspondence. Furthermore, we construct parameterized families of generalized cluster states and study the topological charge pumping phenomena, known as the generalized Thouless pump. We exemplify our construction with several concrete cases, and compare them with known phases, such as SPT phases with 2Rep((Z2[1]×Z2[1])⋊Z2[0])2\mathrm{Rep}((\mathbb{Z}_{2}^{[1]}\times\mathbb{Z}_{2}^{[1]})\rtimes\mathbb{Z}_{2}^{[0]})2Rep((Z2[1]​×Z2[1]​)⋊Z2[0]​) symmetry.