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arXiv:2012.06361 · Physical review. E

Eigenstate thermalization scaling in approaching the classical limit

Goran Nakerst, Masudul Haque

Published Apr 5, 2021• 11 citations
arXivHTMLPDF

Abstract

According to the eigenstate thermalization hypothesis (ETH), the eigenstate-to-eigenstate fluctuations of expectation values of local observables should decrease with increasing system size. In approaching the thermodynamic limit-the number of sites and the particle number increasing at the same rate-the fluctuations should scale as ∼D^{-1/2} with the Hilbert space dimension D. Here, we study a different limit-the classical or semiclassical limit-by increasing the particle number in fixed lattice topologies. We focus on the paradigmatic Bose-Hubbard system, which is quantum-chaotic for large lattices and shows mixed behavior for small lattices. We derive expressions for the expected scaling, assuming ideal eigenstates having Gaussian-distributed random components. We show numerically that, for larger lattices, ETH scaling of physical midspectrum eigenstates follows the ideal (Gaussian) expectation, but for smaller lattices, the scaling occurs via a different exponent. We examine several plausible mechanisms for this anomalous scaling.

DOI
10.1103/physreve.103.042109

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According to the eigenstate thermalization hypothesis (ETH), the eigenstate-to-eigenstate fluctuations of expectation values of local observables should decrease with increasing system size. In approaching the thermodynamic limit-the number of sites and the particle number increasing at the same rate-the fluctuations should scale as ∼D^{-1/2} with the Hilbert space dimension D. Here, we study a different limit-the classical or semiclassical limit-by increasing the particle number in fixed lattice topologies. We focus on the paradigmatic Bose-Hubbard system, which is quantum-chaotic for large lattices and shows mixed behavior for small lattices. We derive expressions for the expected scaling, assuming ideal eigenstates having Gaussian-distributed random components. We show numerically that, for larger lattices, ETH scaling of physical midspectrum eigenstates follows the ideal (Gaussian) expectation, but for smaller lattices, the scaling occurs via a different exponent. We examine several plausible mechanisms for this anomalous scaling.
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The eigenstate thermalization hypothesis (ETH), which asserts that every eigenstate of a many-body quantum system is indistinguishable from a thermal ensemble, plays a pivotal role in understanding thermalization of isolated quantum systems. Yet, no evidence has been obtained as to whether the ETH holds for all few-body operators in a chaotic system; such few-body operators include key quantities in statistical mechanics, such as the total magnetization, the momentum distributions, and their low-order thermal and quantum fluctuations. Here, we formulate a conjecture that for a generic nonintegrable system the ETH holds simultaneously for all mmm-body operators with m<α∗Nm < α_{\ast} Nm<α∗​N in the thermodynamic limit for some nonzero constant α∗>0α_{\ast} > 0α∗​>0. We first show the existence of such nontrivial constants for idealized (pseudo) random-matrix descriptions of many-body eigenstates. We then verify the conjecture for generic spin, Bose, and Fermi systems with local and few-body interactions by large-scale numerical calculations. Our results imply that generic systems satisfy the ETH simultaneously for all few-body operators, including their thermal and quantum fluctuations.
Using the ergodicity principle for the expectation values of several types of observables, we investigate the thermalization process in isolated fermionic systems.These are described by the two-body random ensemble, which is a paradigmatic model to study quantum chaos and especially the dynamical transition from integrability to chaos.By means of exact diagonalizations we analyze the relevance of the eigenstate thermalization hypothesis as well as the influence of other factors, such as the energy and structure of the initial state, or the dimension of the Hilbert space.We also obtain analytical expressions linking the degree of thermalization for a given observable with the so-called number of principal components for transition strengths originating at a given energy, with the dimensions of the whole Hilbert space and microcanonical energy shell, and with the correlations generated by the observable.As the strength of the residual interaction is increased, an order-to-chaos transition takes place, and we show that the onset of Wigner spectral fluctuations, which is the standard signature of chaos, is not sufficient to guarantee thermalization in finite systems.When all the signatures of chaos are fulfilled, including the quasicomplete delocalization of eigenfunctions, the eigenstate thermalization hypothesis is the mechanism responsible for the thermalization of certain types of observables, such as (linear combinations of) occupancies and strength function operators.Our results also suggest that fully chaotic systems will thermalize relative to most observables in the thermodynamic limit.
Understanding the asymptotic behavior of physical quantities in the thermodynamic limit is a fundamental problem in statistical mechanics. In this paper, we study how fast the eigenstate expectation values of a local operator converge to a smooth function of energy density as the system size diverges. In translation-invariant quantum lattice systems in any spatial dimension, we prove that for all but a measure zero set of local operators, the deviations of finite-size eigenstate expectation values from the aforementioned smooth function are lower bounded by 1/O(N)1/O(N)1/O(N), where NNN is the system size. The lower bound holds regardless of the integrability or chaoticity of the model, and is saturated in systems satisfying the eigenstate thermalization hypothesis.
We study the off-diagonal matrix elements of real-space observables in time-reversal-invariant single-particle chaotic systems. By analyzing the semiclassical expression for the off-diagonal variance derived from Berry's conjecture, we show that the banded structure of the observable matrix emerges naturally. For local observables, we identify a characteristic bandwidth associated with a late-time timescale inversely proportional to the particle velocity. We further show that, for systems with steep-wall confinement, the predicted magnitude follows the entropy scaling of the eigenstate thermalization hypothesis (ETH), multiplied by an additional kinetic-energy-dependent factor that is independent of spatial dimension and is not captured by conventional many-body ETH. We illustrate these results through a case study of quantum billiards and verify the semiclassical scaling numerically in a generalized quarter-Sinai billiard. Our results elucidate the dynamical implications of Berry's conjecture and provide a comparison between single-particle eigenstate thermalization and many-body ETH.
Despite the unitary evolution of closed quantum systems, long-time expectation of local observables are well described by thermal ensembles, providing the foundation of quantum statistical mechanics. A promising route to understanding this quantum thermalization is the eigenstate thermalization hypothesis (ETH), which posits that individual energy eigenstates already appear locally thermal. Subsequent studies have extended this concept to the full ETH, which captures higher-order correlations among matrix elements through nontrivial relations. In this work, we perform a detailed exact-diagonalization study of finite-size corrections to these relations in the canonical ensemble. We distinguish two distinct sources of corrections: those arising from energy fluctuations, which decay polynomially with system size, and those originating from fluctuations within each energy window, which decay exponentially with system size. In particular, our analysis resolves the puzzle that, for certain observables, finite-size corrections exhibit anomalous growth with increasing system size even in chaotic systems. Our results provide a systematic and practical methodology for validating the full ETH in quantum many-body systems.