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arXiv:2009.05095 · Advances in Theoretical and Mathematical Physics

Convergence of eigenstate expectation values with system size

Yichen Huang

Published Jan 1, 2022• 2 citations
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Abstract

Understanding the asymptotic behavior of physical quantities in the thermodynamic limit is a fundamental problem in statistical mechanics. In this paper, we study how fast the eigenstate expectation values of a local operator converge to a smooth function of energy density as the system size diverges. In translation-invariant quantum lattice systems in any spatial dimension, we prove that for all but a measure zero set of local operators, the deviations of finite-size eigenstate expectation values from the aforementioned smooth function are lower bounded by $1/O(N)$, where $N$ is the system size. The lower bound holds regardless of the integrability or chaoticity of the model, and is saturated in systems satisfying the eigenstate thermalization hypothesis.

DOI
10.4310/atmp.2022.v26.n6.a5

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Understanding the asymptotic behavior of physical quantities in the thermodynamic limit is a fundamental problem in statistical mechanics. In this paper, we study how fast the eigenstate expectation values of a local operator converge to a smooth function of energy density as the system size diverges. In translation-invariant quantum lattice systems in any spatial dimension, we prove that for all but a measure zero set of local operators, the deviations of finite-size eigenstate expectation values from the aforementioned smooth function are lower bounded by 1/O(N)1/O(N)1/O(N), where NNN is the system size. The lower bound holds regardless of the integrability or chaoticity of the model, and is saturated in systems satisfying the eigenstate thermalization hypothesis.
According to the eigenstate thermalization hypothesis (ETH), the eigenstate-to-eigenstate fluctuations of expectation values of local observables should decrease with increasing system size. In approaching the thermodynamic limit-the number of sites and the particle number increasing at the same rate-the fluctuations should scale as ∼D^{-1/2} with the Hilbert space dimension D. Here, we study a different limit-the classical or semiclassical limit-by increasing the particle number in fixed lattice topologies. We focus on the paradigmatic Bose-Hubbard system, which is quantum-chaotic for large lattices and shows mixed behavior for small lattices. We derive expressions for the expected scaling, assuming ideal eigenstates having Gaussian-distributed random components. We show numerically that, for larger lattices, ETH scaling of physical midspectrum eigenstates follows the ideal (Gaussian) expectation, but for smaller lattices, the scaling occurs via a different exponent. We examine several plausible mechanisms for this anomalous scaling.
We investigate the eigenstate thermalization hypothesis (ETH) for a translationally invariant quantum spin system on the ddd-dimensional cubic lattice under the periodic boundary conditions. It is known that the ETH holds in this model for typical energy eigenstates in the sense that the standard deviation of the expectation values of a local observable in the energy eigenstates within the microcanonical energy shell vanishes in the thermodynamic limit, which is called the weak ETH. Here, it is remarked that the diagonal elements of a local observable in the energy representation shows the large deviation behavior. This result implies that the fraction of atypical eigenstates which do not represent thermal equilibrium is exponentially small.
The eigenstate thermalization hypothesis (ETH), which asserts that every eigenstate of a many-body quantum system is indistinguishable from a thermal ensemble, plays a pivotal role in understanding thermalization of isolated quantum systems. Yet, no evidence has been obtained as to whether the ETH holds for all few-body operators in a chaotic system; such few-body operators include key quantities in statistical mechanics, such as the total magnetization, the momentum distributions, and their low-order thermal and quantum fluctuations. Here, we formulate a conjecture that for a generic nonintegrable system the ETH holds simultaneously for all mmm-body operators with m<α∗Nm < α_{\ast} Nm<α∗​N in the thermodynamic limit for some nonzero constant α∗>0α_{\ast} > 0α∗​>0. We first show the existence of such nontrivial constants for idealized (pseudo) random-matrix descriptions of many-body eigenstates. We then verify the conjecture for generic spin, Bose, and Fermi systems with local and few-body interactions by large-scale numerical calculations. Our results imply that generic systems satisfy the ETH simultaneously for all few-body operators, including their thermal and quantum fluctuations.
The eigenstate thermalization hypothesis for translation invariant quantum spin systems has been proved recently by using random matrices. In this paper, we study the subsystem version of the eigenstate thermalization hypothesis for translation invariant quantum systems without referring to random matrices. We first find a relation between the quantum variance and the Belavkin-Staszewski relative entropy. Then, by showing the small upper bounds on the quantum variance and the Belavkin-Staszewski relative entropy, we prove the subsystem eigenstate thermalization hypothesis for translation invariant quantum systems with an algebraic speed of convergence in an elementary way. The proof holds for most of the translation invariant quantum lattice models with exponential or algebraic decays of correlations.
The eigenstate thermalization hypothesis conjectures that for a thermodynamically large system in one of its energy eigenstates, the reduced density matrix describing any finite subsystem is determined solely by a set of relevant conserved quantities. In a chaotic quantum system, only the energy is expected to play that role and hence eigenstates appear locally thermal. Integrable systems, on the other hand, possess an extensive number of such conserved quantities and therefore the reduced density matrix requires specification of all the corresponding parameters (generalized Gibbs ensemble). However, here we show by unbiased statistical sampling of the individual eigenstates with a given finite energy density that the local description of an overwhelming majority of these states of even such an integrable system is actually Gibbs-like, i.e., requires only the energy density of the eigenstate. Rare eigenstates that cannot be represented by the Gibbs ensemble can also be sampled efficiently by our method and their local properties are then shown to be described by appropriately truncated generalized Gibbs ensembles. We further show that the presence of these rare eigenstates differentiates the model from the chaotic case and leads to the system being described by a generalized Gibbs ensemble at long time under a unitary dynamics following a sudden quench, even when the initial state is a typical (Gibbs-like) eigenstate of the prequench Hamiltonian.
According to the eigenstate thermalization hypothesis (ETH), even isolated quantum systems can thermalize because the eigenstate-to-eigenstate fluctuations of typical observables vanish in the limit of large systems. Of course, isolated systems are by nature finite and the main way of computing such quantities is through numerical evaluation for finite-size systems. Therefore, the finite-size scaling of the fluctuations of eigenstate expectation values is a central aspect of the ETH. In this work, we present numerical evidence that for generic nonintegrable systems these fluctuations scale with a universal power law D-1/2 with the dimension D of the Hilbert space. We provide heuristic arguments, in the same spirit as the ETH, to explain this universal result. Our results are based on the analysis of three families of models and several observables for each model. Each family includes integrable members and we show how the system size where the universal power law becomes visible is affected by the proximity to integrability.