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arXiv:1308.2862 · Physical Review E

Finite-size scaling of eigenstate thermalization

Wouter Beugeling, Roderich Moessner, Masudul Haque

Published Apr 4, 2014• 266 citations
arXivHTMLPDF

Abstract

According to the eigenstate thermalization hypothesis (ETH), even isolated quantum systems can thermalize because the eigenstate-to-eigenstate fluctuations of typical observables vanish in the limit of large systems. Of course, isolated systems are by nature finite and the main way of computing such quantities is through numerical evaluation for finite-size systems. Therefore, the finite-size scaling of the fluctuations of eigenstate expectation values is a central aspect of the ETH. In this work, we present numerical evidence that for generic nonintegrable systems these fluctuations scale with a universal power law D-1/2 with the dimension D of the Hilbert space. We provide heuristic arguments, in the same spirit as the ETH, to explain this universal result. Our results are based on the analysis of three families of models and several observables for each model. Each family includes integrable members and we show how the system size where the universal power law becomes visible is affected by the proximity to integrability.

DOI
10.1103/physreve.89.042112

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According to the eigenstate thermalization hypothesis (ETH), even isolated quantum systems can thermalize because the eigenstate-to-eigenstate fluctuations of typical observables vanish in the limit of large systems. Of course, isolated systems are by nature finite and the main way of computing such quantities is through numerical evaluation for finite-size systems. Therefore, the finite-size scaling of the fluctuations of eigenstate expectation values is a central aspect of the ETH. In this work, we present numerical evidence that for generic nonintegrable systems these fluctuations scale with a universal power law D-1/2 with the dimension D of the Hilbert space. We provide heuristic arguments, in the same spirit as the ETH, to explain this universal result. Our results are based on the analysis of three families of models and several observables for each model. Each family includes integrable members and we show how the system size where the universal power law becomes visible is affected by the proximity to integrability.
A plausible mechanism of thermalization in isolated quantum systems is based on the strong version of the eigenstate thermalization hypothesis (ETH), which states that all the energy eigenstates in the microcanonical energy shell have thermal properties. We numerically investigate the ETH by focusing on the large deviation property, which directly evaluates the ratio of athermal energy eigenstates in the energy shell. As a consequence, we have systematically confirmed that the strong ETH is indeed true even for near-integrable systems. Furthermore, we found that the finite-size scaling of the ratio of athermal eigenstates is a double exponential for nonintegrable systems. Our result illuminates the universal behavior of quantum chaos, and suggests that a large deviation analysis would serve as a powerful method to investigate thermalization in the presence of the large finite-size effect.
We investigate the eigenstate thermalization hypothesis (ETH) in integrable models, focusing on the $\text{spin}\ensuremath{-}\frac{1}{2}$ isotropic Heisenberg (XXX)(XXX)(XXX) chain. We provide numerical evidence that the ETH holds for typical eigenstates (weak ETH scenario). Specifically, using a numerical implementation of state-of-the-art Bethe ansatz results, we study the finite-size scaling of the eigenstate-to-eigenstate fluctuations of the reduced density matrix. We find that fluctuations are normally distributed, and their standard deviation decays in the thermodynamic limit as ${L}^{\ensuremath{-}1/2}$, with LLL the size of the chain. This is in contrast with the exponential decay that is found in generic nonintegrable systems. Based on our results, it is natural to expect that this scenario holds in other integrable spin models and for typical local observables. Finally, we investigate the entanglement properties of the excited states of the XXXXXXXXX chain. We numerically verify that typical midspectrum eigenstates exhibit extensive entanglement entropy (i.e., volume-law scaling).
The eigenstate thermalization hypothesis (ETH), which asserts that every eigenstate of a many-body quantum system is indistinguishable from a thermal ensemble, plays a pivotal role in understanding thermalization of isolated quantum systems. Yet, no evidence has been obtained as to whether the ETH holds for all few-body operators in a chaotic system; such few-body operators include key quantities in statistical mechanics, such as the total magnetization, the momentum distributions, and their low-order thermal and quantum fluctuations. Here, we formulate a conjecture that for a generic nonintegrable system the ETH holds simultaneously for all mmm-body operators with m<α∗Nm < α_{\ast} Nm<α∗​N in the thermodynamic limit for some nonzero constant α∗>0α_{\ast} > 0α∗​>0. We first show the existence of such nontrivial constants for idealized (pseudo) random-matrix descriptions of many-body eigenstates. We then verify the conjecture for generic spin, Bose, and Fermi systems with local and few-body interactions by large-scale numerical calculations. Our results imply that generic systems satisfy the ETH simultaneously for all few-body operators, including their thermal and quantum fluctuations.
According to the eigenstate thermalization hypothesis (ETH), the eigenstate-to-eigenstate fluctuations of expectation values of local observables should decrease with increasing system size. In approaching the thermodynamic limit-the number of sites and the particle number increasing at the same rate-the fluctuations should scale as ∼D^{-1/2} with the Hilbert space dimension D. Here, we study a different limit-the classical or semiclassical limit-by increasing the particle number in fixed lattice topologies. We focus on the paradigmatic Bose-Hubbard system, which is quantum-chaotic for large lattices and shows mixed behavior for small lattices. We derive expressions for the expected scaling, assuming ideal eigenstates having Gaussian-distributed random components. We show numerically that, for larger lattices, ETH scaling of physical midspectrum eigenstates follows the ideal (Gaussian) expectation, but for smaller lattices, the scaling occurs via a different exponent. We examine several plausible mechanisms for this anomalous scaling.
By calculating correlation functions for the Lieb-Liniger model based on the algebraic Bethe ansatz method, we conduct a finite-size scaling analysis of the eigenstate thermalization hypothesis (ETH), which is considered to be a possible mechanism of thermalization in isolated quantum systems. We find that the ETH in a weak sense holds in the thermodynamic limit even for an integrable system, although it does not hold in the strong sense. Based on the result of the finite-size scaling analysis, we compare the contribution of the weak ETH to thermalization with that of yet another thermalization mechanism, the typicality, and show that the former gives only a logarithmic correction to the latter.
Despite the unitary evolution of closed quantum systems, long-time expectation of local observables are well described by thermal ensembles, providing the foundation of quantum statistical mechanics. A promising route to understanding this quantum thermalization is the eigenstate thermalization hypothesis (ETH), which posits that individual energy eigenstates already appear locally thermal. Subsequent studies have extended this concept to the full ETH, which captures higher-order correlations among matrix elements through nontrivial relations. In this work, we perform a detailed exact-diagonalization study of finite-size corrections to these relations in the canonical ensemble. We distinguish two distinct sources of corrections: those arising from energy fluctuations, which decay polynomially with system size, and those originating from fluctuations within each energy window, which decay exponentially with system size. In particular, our analysis resolves the puzzle that, for certain observables, finite-size corrections exhibit anomalous growth with increasing system size even in chaotic systems. Our results provide a systematic and practical methodology for validating the full ETH in quantum many-body systems.