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arXiv:1712.07289 · Physical Review Letters

Numerical Large Deviation Analysis of the Eigenstate Thermalization Hypothesis

Tôru Yoshizawa, Eiki Iyoda, Takahiro Sagawa

Published May 16, 2018• 63 citations
arXivHTMLPDF

Abstract

A plausible mechanism of thermalization in isolated quantum systems is based on the strong version of the eigenstate thermalization hypothesis (ETH), which states that all the energy eigenstates in the microcanonical energy shell have thermal properties. We numerically investigate the ETH by focusing on the large deviation property, which directly evaluates the ratio of athermal energy eigenstates in the energy shell. As a consequence, we have systematically confirmed that the strong ETH is indeed true even for near-integrable systems. Furthermore, we found that the finite-size scaling of the ratio of athermal eigenstates is a double exponential for nonintegrable systems. Our result illuminates the universal behavior of quantum chaos, and suggests that a large deviation analysis would serve as a powerful method to investigate thermalization in the presence of the large finite-size effect.

DOI
10.1103/physrevlett.120.200604

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A plausible mechanism of thermalization in isolated quantum systems is based on the strong version of the eigenstate thermalization hypothesis (ETH), which states that all the energy eigenstates in the microcanonical energy shell have thermal properties. We numerically investigate the ETH by focusing on the large deviation property, which directly evaluates the ratio of athermal energy eigenstates in the energy shell. As a consequence, we have systematically confirmed that the strong ETH is indeed true even for near-integrable systems. Furthermore, we found that the finite-size scaling of the ratio of athermal eigenstates is a double exponential for nonintegrable systems. Our result illuminates the universal behavior of quantum chaos, and suggests that a large deviation analysis would serve as a powerful method to investigate thermalization in the presence of the large finite-size effect.
According to the eigenstate thermalization hypothesis (ETH), even isolated quantum systems can thermalize because the eigenstate-to-eigenstate fluctuations of typical observables vanish in the limit of large systems. Of course, isolated systems are by nature finite and the main way of computing such quantities is through numerical evaluation for finite-size systems. Therefore, the finite-size scaling of the fluctuations of eigenstate expectation values is a central aspect of the ETH. In this work, we present numerical evidence that for generic nonintegrable systems these fluctuations scale with a universal power law D-1/2 with the dimension D of the Hilbert space. We provide heuristic arguments, in the same spirit as the ETH, to explain this universal result. Our results are based on the analysis of three families of models and several observables for each model. Each family includes integrable members and we show how the system size where the universal power law becomes visible is affected by the proximity to integrability.
By calculating correlation functions for the Lieb-Liniger model based on the algebraic Bethe ansatz method, we conduct a finite-size scaling analysis of the eigenstate thermalization hypothesis (ETH), which is considered to be a possible mechanism of thermalization in isolated quantum systems. We find that the ETH in a weak sense holds in the thermodynamic limit even for an integrable system, although it does not hold in the strong sense. Based on the result of the finite-size scaling analysis, we compare the contribution of the weak ETH to thermalization with that of yet another thermalization mechanism, the typicality, and show that the former gives only a logarithmic correction to the latter.
We investigate the eigenstate thermalization hypothesis (ETH) for a translationally invariant quantum spin system on the ddd-dimensional cubic lattice under the periodic boundary conditions. It is known that the ETH holds in this model for typical energy eigenstates in the sense that the standard deviation of the expectation values of a local observable in the energy eigenstates within the microcanonical energy shell vanishes in the thermodynamic limit, which is called the weak ETH. Here, it is remarked that the diagonal elements of a local observable in the energy representation shows the large deviation behavior. This result implies that the fraction of atypical eigenstates which do not represent thermal equilibrium is exponentially small.
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We investigate thermalization in finite quantum systems with strong long-range interactions. Nearly conserved quantities inherited from the fully connected limit organize the Hilbert space into weakly coupled sectors and split the many-body spectrum into energy bands. Despite the resulting breakdown of global ergodicity, quantum chaos develops within individual energy bands, enabling the definition of microcanonical ensembles within the bands. This supports a band-resolved formulation of thermalization, which we term fragmented eigenstate thermalization hypothesis (fETH). Unlike conventional ETH, finite-size scaling in fETH obeys a symmetry-imposed selection rule that restricts which system sizes can be compared. This band-resolved description has consequences for equilibrium statistical mechanics. While microcanonical ensembles remain confined to a single band, canonical ensembles mix different bands. This mismatch explains ensemble inequivalence without invoking equilibrium phase transitions. Our results apply broadly to Hamiltonians near a fully permutation-symmetric limit.
The eigenstate thermalization hypothesis (ETH) provides a way to understand how an isolated quantum mechanical system can be approximated by a thermal density matrix. We find a class of operators in (1+1)-dimensional conformal field theories, consisting of quasiprimaries of the identity module, which satisfy the hypothesis only at the leading order in large central charge. In the context of subsystem ETH, this plays a role in the deviation of the reduced density matrices, corresponding to a finite energy density eigenstate from its hypothesized thermal approximation. The universal deviation in terms of the square of the trace-square distance goes as the eighth power of the subsystem fraction and is suppressed by powers of inverse central charge (c). Furthermore, the nonuniversal deviations from subsystem ETH are found to be proportional to the heavy-light-heavy structure constants which are typically exponentially suppressed in sqrt[h/c], where h is the conformal scaling dimension of the finite energy density state. We also examine the effects of the leading finite-size corrections.