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arXiv:1909.02232 · Physical review. B./Physical review. B

Translation constraints on quantum phases with twisted boundary conditions

Shunsuke C. Furuya, Yusuke Horinouchi

Published Nov 27, 2019• 8 citations
arXivHTMLPDF

Abstract

Bulk properties of quantum phases should be independent of a specific choice of boundary conditions as long as the boundary respects the symmetries. Based on this physically reasonable requirement, we discuss the Lieb-Schultz-Mattis-type ingappability in two-dimensional quantum magnets under a boundary condition that makes evident a quantum anomaly underlying the lattice system. In particular, we direct our attention to those on the checkerboard lattice, which are closely related to frustrated quantum magnets on the square lattice and on the Shastry-Sutherland lattice. Our discussion is focused on the adiabatic U(1) flux insertion through a closed path in a boundary condition twisted by a spatial rotation and a reflection. Two-dimensional systems in this boundary condition are effectively put on a nonorientable space, namely the Klein bottle. We show that the translation symmetry on the Klein-bottle space excludes the possibility of the unique and gapped ground state. Taking advantage of the flux insertion argument, we also discuss the ground-state degeneracy on magnetization plateaus of the Heisenberg antiferromagnet on the checkerboard lattice.

DOI
10.1103/physrevb.100.174435

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Bulk properties of quantum phases should be independent of a specific choice of boundary conditions as long as the boundary respects the symmetries. Based on this physically reasonable requirement, we discuss the Lieb-Schultz-Mattis-type ingappability in two-dimensional quantum magnets under a boundary condition that makes evident a quantum anomaly underlying the lattice system. In particular, we direct our attention to those on the checkerboard lattice, which are closely related to frustrated quantum magnets on the square lattice and on the Shastry-Sutherland lattice. Our discussion is focused on the adiabatic U(1) flux insertion through a closed path in a boundary condition twisted by a spatial rotation and a reflection. Two-dimensional systems in this boundary condition are effectively put on a nonorientable space, namely the Klein bottle. We show that the translation symmetry on the Klein-bottle space excludes the possibility of the unique and gapped ground state. Taking advantage of the flux insertion argument, we also discuss the ground-state degeneracy on magnetization plateaus of the Heisenberg antiferromagnet on the checkerboard lattice.
We discuss quantum many-body systems with lattice translation and discrete on-site symmetries. We point out that, under a boundary condition twisted by a symmetry operation, there is an exact degeneracy of ground states if the unit cell forms a projective representation of the on-site discrete symmetry. Based on the quantum transfer matrix formalism, we show that, if the system is gapped, the ground-state degeneracy under the twisted boundary condition also implies a ground-state (quasi)degeneracy under the periodic boundary conditions. This gives a compelling evidence for the recently proposed Lieb-Schultz-Mattis-type ingappability due to the on-site discrete symmetry in two and higher dimensions.
We discuss the ground-state degeneracy of spin-1/21/21/2 kagome-lattice quantum antiferromagnets on magnetization plateaus by employing two complementary methods: the adiabatic flux insertion in closed boundary conditions and a 't Hooft anomaly argument on inherent symmetries in a quasi-one-dimensional limit. The flux insertion with a tilted boundary condition restricts the lower bound of the ground-state degeneracy on 1/91/91/9, 1/31/31/3, 5/95/95/9, and 7/97/97/9 magnetization plateaus under the U(1)\mathrm{U(1)}U(1) spin-rotation and the translation symmetries: 333, 111, 333, and 333, respectively. This result motivates us further to develop an anomaly interpretation of the 1/31/31/3 plateau. Taking advantage of the insensitivity of anomalies to spatial anisotropies, we examine the existence of the unique gapped ground state on the 1/31/31/3 plateau from a quasi-one-dimensional viewpoint. In the quasi-one-dimensional limit, kagome antiferromagnets are reduced to weakly coupled three-leg spin tubes. Here, we point out the following anomaly description of the 1/31/31/3 plateau. While a simple S=1/2S=1/2S=1/2 three-leg spin tube cannot have the unique gapped ground state on the 1/31/31/3 plateau because of an anomaly between a Z3×Z3\mathbb Z_3\times \mathbb Z_3Z3​×Z3​ symmetry and the translation symmetry at the 1/31/31/3 filling, the kagome antiferromagnet breaks explicitly one of the Z3\mathbb Z_3Z3​ symmetries related to a Z3\mathbb Z_3Z3​ cyclic transformation of spins in the unit cell. Hence the kagome antiferromagnet can have the unique gapped ground state on the 1/31/31/3 plateau.
We study quantum many-body systems in the presence of an exotic antiunitary translation or inversion symmetry involving time reversal. Based on a symmetry-twisting method and spectrum robustness, we propose that a half-integer spin chain that respects any of these two antiunitary crystalline symmetries in addition to the discrete Z_{2}×Z_{2} global spin-rotation symmetry must either be gapless or possess degenerate ground states. This explains the gaplessness of a class of chiral spin models not indicated by the Lieb-Schultz-Mattis theorem and its known extensions. Moreover, we present symmetry classes with minimal sets of generators that give nontrivial Lieb-Schultz-Mattis-type constraints, argued by the bulk-boundary correspondence in 2D symmetry-protected topological phases as well as lattice homotopy. Our results for detecting the ingappability of 1D quantum magnets from the interplay between spin-rotation symmetries and magnetic space groups are applicable to systems with a broader class of spin interactions, including Dzyaloshinskii-Moriya and triple-product interactions.
It is well known that theorems of Lieb-Schultz-Mattis type prohibit the existence of a trivial symmetric gapped ground state in certain systems possessing a combination of internal and lattice symmetries. In the continuum description of such systems, the Lieb-Schultz-Mattis theorem is manifested in the form of a quantum anomaly afflicting the symmetry. We demonstrate this phenomenon in the context of the deconfined critical point between a Neel state and a valence bond solid in an S=1/2S=1/2S=1/2 square lattice antiferromagnet and compare it to the case of S=1/2S=1/2S=1/2 honeycomb lattice where no anomaly is present. We also point out that new anomalies, unrelated to the microscopic Lieb-Schultz-Mattis theorem, can emerge, prohibiting the existence of a trivial gapped state in the immediate vicinity of critical points or phases. For instance, no translationally invariant weak perturbation of the S=1/2S=1/2S=1/2 gapless spin chain can open up a trivial gap even if the spin-rotation symmetry is explicitly broken. The same result holds for the S=1/2S=1/2S=1/2 deconfined critical point on a square lattice.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
We study ’t Hooft anomalies of global symmetries in 1+1d lattice Hamiltonian systems. We consider anomalies in internal and lattice translation symmetries. We derive a microscopic formula for the “anomaly cocycle” using topological defects implementing twisted boundary conditions. The anomaly takes value in the cohomology group H^3(G,U(1)) × H^2(G,U(1)) H 3 ( G , U ( 1 ) ) × H 2 ( G , U ( 1 ) ) . The first factor captures the anomaly in the internal symmetry group G, and the second factor corresponds to a generalized Lieb-Schultz-Mattis anomaly involving G and lattice translation. We present a systematic procedure to gauge internal symmetries (that may not act on-site) on the lattice. We show that the anomaly cocycle is the obstruction to gauging the internal symmetry while preserving the lattice translation symmetry. As an application, we construct anomaly-free chiral lattice gauge theories. We demonstrate a one-to-one correspondence between (locality-preserving) symmetry operators and topological defects, which is essential for the results we prove. We also discuss the generalization to fermionic theories. Finally, we construct non-invertible lattice translation symmetries by gauging internal symmetries with a Lieb-Schultz-Mattis anomaly.