Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2202.06243 · EMS Press eBooks

The Lieb–Schultz–Mattis theorem. A topological point of view

Hal Tasaki

Published Jun 29, 2022• 22 citations
arXivHTMLPDF

Abstract

We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.

DOI
10.4171/90-2/46

Related papers

Lieb-Schultz-Mattis Theorem in Open Quantum Systems

Kohei Kawabata, Ramanjit Sohal, Shinsei Ryu

The Lieb-Schultz-Mattis (LSM) theorem provides a general constraint on quantum many-body systems and plays a significant role in the Haldane gap phenomena and topological phases of matter. Here, we extend the LSM theorem to open quantum systems and establish a general theorem that restricts the steady state and spectral gap of Liouvillians based solely on symmetry. Specifically, we demonstrate that the unique gapped steady state is prohibited when translation invariance and U(1) symmetry are simultaneously present for noninteger filling numbers. As an illustrative example, we find that no dissipative gap is open in the spin-1/2 dissipative Heisenberg model, while a dissipative gap can be open in the spin-1 counterpart-an analog of the Haldane gap phenomena in open quantum systems. Furthermore, we show that the LSM constraint manifests itself in a quantum anomaly of the dissipative form factor of Liouvillians. We also find the LSM constraints due to symmetry intrinsic to open quantum systems, such as Kubo-Martin-Schwinger symmetry. Our work leads to a unified understanding of phases and phenomena in open quantum systems.

arXiv:2305.16496•Physical Review Letters•Feb 16, 2024•42 citations

Geometric approach to Lieb-Schultz-Mattis theorem without translation symmetry under inversion or rotation symmetry

Yuan Yao, Akira Furusaki

We propose a geometric approach to the Lieb-Schultz-Mattis theorem for quantum many-body systems with discrete spin-rotation symmetries and lattice inversion or rotation symmetry, but without translation symmetry assumed. Under symmetry twisting on a $(d\ensuremath{-}1)$-dimensional plane, we find that any $d$-dimensional inversion-symmetric spin system possesses a doubly degenerate spectrum when it hosts a half-integer spin at the inversion-symmetric point. We also show that any rotation-symmetric generalized spin model with a projective representation at the rotation center has a similar degeneracy under symmetry twisting. We argue that these degeneracies imply that a unique symmetric gapped ground state that is smoothly connected to product states is forbidden in the original untwisted systems---generalized inversional or rotational Lieb-Schultz-Mattis theorems without lattice translation symmetry imposed. The traditional Lieb-Schultz-Mattis theorems with translations also fit in the proposed framework.

arXiv:2110.08819•Physical review. B./Physical review. B•Jul 19, 2022•10 citations

The Lieb-Schultz-Mattis Theorem

Christopher Mudry, Claudio Chamon

Chapter 6 ties invertible topological phases to extensions of the original Lieb–Schultz–Mattis theorem. A review is made of the original Lieb–Schultz–Mattis theorem and how it has been refined under the assumption that a continuous symmetry holds. Two extensions of the Lieb–Schultz–Mattis theorem are given that apply to the Majorana chains from Chapter 5 when protected by discrete symmetries. To this end, it is necessary to introduce the notion of projective representations of symmetries and their classifications in terms of the second cohomology group. A precise definition is given of fermionic invertible topological phases and how they can be classified by the second cohomology group in one-dimensional space. Stacking rules of fermionic invertible topological phases in one-dimensional space are explained and shown to deliver the degeneracies of the boundary states that are protected by the symmetries.

Cambridge University Press eBooks•Jan 9, 2025•0 citations

アノマリーに基づくLieb-Schultz-Mattis ギャップ不可能性と臨界相の分類

Yuan Yao

We study (1 + 1)-dimensional SU(N ) spin systems in the presence of global SU(N ) rotation and lattice translation symmetries.Knowing the mixed anomaly of the two symmetries at low energy, we identify, by anomaly matching argument, a topological index for spin model-the total number of Young-tableaux boxes of spins per unit cell modulo N -characterizing the "ingappability" of the system.A nontrivial index implies either a ground-state degeneracy in a gapped phase, which can be thought of as a field-theory version of the Lieb-Schultz-Mattis (LSM) theorem, or a restriction of the possible universality classes in a critical phase, regarded as the symmetry-protected critical phases.As an example of the latter case, we show only a class of SU(N ) Wess-Zumino-Witten theories can be realized in the low-energy limit of the given lattice model in the presence of the symmetries.Similar constraints also apply when a higher global symmetry emerges in the model with a lower symmetry.We also predict a general constraint on the structure factor which is measurable in experiments.To generalize to higher dimensions, we introduce a new boundary condition which renders the flux-insertion argument for the LSM-type theorems in two or higher dimensional lattices free from the specific choice of system sizes.It also enables a formulation of the LSM-type theorems in arbitrary dimensions in terms of the anomaly in field theories of bulk correspondences.Moreover, by our new boundary condition, we also show that the higher-form U(1) LSM theorem and U(1) and SU(N ) LSM theorems in arbitrary higher dimensions have unified form in the bulk viewpoint.At last, we also discuss the discrete-symmetry LSM-type ingappabilities in the lattice language and we find that projective symmetry representations per unit cell implies that the system cannot be gapped with a unique translation-symmetric ground state.I would like to express my sincere gratitude to all those having helped me during my Master and Doctoral courses at the University of Tokyo.First of all, I would like to thank my parents who have supported me financially and encouraged me to do whatever I am keen on in the past 28 years.Also, I am grateful to every one that has taught me great knowledges on life and study at various steps.More specifically, I have to appreciate the guidance and kind supports by my supervisor, Professor Masaki Oshikawa who has given me patient guidance on study and kind financial supports.Moreover, I would thank Prof. Masahiro Sato for his cooperation in our paper, "Theory of electron spin resonance in one-dimensional topological insulators with spinorbit couplings: Detection of edge states".I am also grateful for Dr. Chang-Tse Hsieh for his collaboration on our work "Anomaly Matching and Symmetry-Protected Critical Phases in SU (N ) Spin Systems in 1+1 Dimensions", on which this Thesis is largely based, and Dr. Yoshiki Fukusumi on the work "Bosonization in a background U (1) gauge field".I would also thank Prof. Yuji Tachikawa and Prof. David Tong for patient and kind help on resolving my confusion during study.I would also like to acknowledge with much appreciation the help from our group members.

•Sep 18, 2020•0 citations

Lieb-Schultz-Mattis constraints for hyperbolic lattices

G. Shankar, Joseph Maciejko

The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.

cond-mat.str-elCross-listedarXiv:2605.15974•Physical review. B./Physical review. B•May 18, 2026•0 citations

An elementary proof of 1D LSM theorems

Abhishodh Prakash

The Lieb-Schultz-Mattis (LSM) theorem and its generalizations forbids the existence of a unique gapped ground state in the presence of certain lattice and internal symmetries and thus imposes powerful constraints on the low energy properties of quantum many-body systems. We provide an elementary proof of a class of generalized LSM theorems in 1D using matrix product state representations and the representation theory of groups.

arXiv:2002.11176•Feb 25, 2020•3 citations
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
The Lieb-Schultz-Mattis (LSM) theorem provides a general constraint on quantum many-body systems and plays a significant role in the Haldane gap phenomena and topological phases of matter. Here, we extend the LSM theorem to open quantum systems and establish a general theorem that restricts the steady state and spectral gap of Liouvillians based solely on symmetry. Specifically, we demonstrate that the unique gapped steady state is prohibited when translation invariance and U(1) symmetry are simultaneously present for noninteger filling numbers. As an illustrative example, we find that no dissipative gap is open in the spin-1/2 dissipative Heisenberg model, while a dissipative gap can be open in the spin-1 counterpart-an analog of the Haldane gap phenomena in open quantum systems. Furthermore, we show that the LSM constraint manifests itself in a quantum anomaly of the dissipative form factor of Liouvillians. We also find the LSM constraints due to symmetry intrinsic to open quantum systems, such as Kubo-Martin-Schwinger symmetry. Our work leads to a unified understanding of phases and phenomena in open quantum systems.
We propose a geometric approach to the Lieb-Schultz-Mattis theorem for quantum many-body systems with discrete spin-rotation symmetries and lattice inversion or rotation symmetry, but without translation symmetry assumed. Under symmetry twisting on a $(d\ensuremath{-}1)$-dimensional plane, we find that any ddd-dimensional inversion-symmetric spin system possesses a doubly degenerate spectrum when it hosts a half-integer spin at the inversion-symmetric point. We also show that any rotation-symmetric generalized spin model with a projective representation at the rotation center has a similar degeneracy under symmetry twisting. We argue that these degeneracies imply that a unique symmetric gapped ground state that is smoothly connected to product states is forbidden in the original untwisted systems---generalized inversional or rotational Lieb-Schultz-Mattis theorems without lattice translation symmetry imposed. The traditional Lieb-Schultz-Mattis theorems with translations also fit in the proposed framework.
Chapter 6 ties invertible topological phases to extensions of the original Lieb–Schultz–Mattis theorem. A review is made of the original Lieb–Schultz–Mattis theorem and how it has been refined under the assumption that a continuous symmetry holds. Two extensions of the Lieb–Schultz–Mattis theorem are given that apply to the Majorana chains from Chapter 5 when protected by discrete symmetries. To this end, it is necessary to introduce the notion of projective representations of symmetries and their classifications in terms of the second cohomology group. A precise definition is given of fermionic invertible topological phases and how they can be classified by the second cohomology group in one-dimensional space. Stacking rules of fermionic invertible topological phases in one-dimensional space are explained and shown to deliver the degeneracies of the boundary states that are protected by the symmetries.
We study (1 + 1)-dimensional SU(N ) spin systems in the presence of global SU(N ) rotation and lattice translation symmetries.Knowing the mixed anomaly of the two symmetries at low energy, we identify, by anomaly matching argument, a topological index for spin model-the total number of Young-tableaux boxes of spins per unit cell modulo N -characterizing the "ingappability" of the system.A nontrivial index implies either a ground-state degeneracy in a gapped phase, which can be thought of as a field-theory version of the Lieb-Schultz-Mattis (LSM) theorem, or a restriction of the possible universality classes in a critical phase, regarded as the symmetry-protected critical phases.As an example of the latter case, we show only a class of SU(N ) Wess-Zumino-Witten theories can be realized in the low-energy limit of the given lattice model in the presence of the symmetries.Similar constraints also apply when a higher global symmetry emerges in the model with a lower symmetry.We also predict a general constraint on the structure factor which is measurable in experiments.To generalize to higher dimensions, we introduce a new boundary condition which renders the flux-insertion argument for the LSM-type theorems in two or higher dimensional lattices free from the specific choice of system sizes.It also enables a formulation of the LSM-type theorems in arbitrary dimensions in terms of the anomaly in field theories of bulk correspondences.Moreover, by our new boundary condition, we also show that the higher-form U(1) LSM theorem and U(1) and SU(N ) LSM theorems in arbitrary higher dimensions have unified form in the bulk viewpoint.At last, we also discuss the discrete-symmetry LSM-type ingappabilities in the lattice language and we find that projective symmetry representations per unit cell implies that the system cannot be gapped with a unique translation-symmetric ground state.I would like to express my sincere gratitude to all those having helped me during my Master and Doctoral courses at the University of Tokyo.First of all, I would like to thank my parents who have supported me financially and encouraged me to do whatever I am keen on in the past 28 years.Also, I am grateful to every one that has taught me great knowledges on life and study at various steps.More specifically, I have to appreciate the guidance and kind supports by my supervisor, Professor Masaki Oshikawa who has given me patient guidance on study and kind financial supports.Moreover, I would thank Prof. Masahiro Sato for his cooperation in our paper, "Theory of electron spin resonance in one-dimensional topological insulators with spinorbit couplings: Detection of edge states".I am also grateful for Dr. Chang-Tse Hsieh for his collaboration on our work "Anomaly Matching and Symmetry-Protected Critical Phases in SU (N ) Spin Systems in 1+1 Dimensions", on which this Thesis is largely based, and Dr. Yoshiki Fukusumi on the work "Bosonization in a background U (1) gauge field".I would also thank Prof. Yuji Tachikawa and Prof. David Tong for patient and kind help on resolving my confusion during study.I would also like to acknowledge with much appreciation the help from our group members.
The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.