Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Cambridge University Press eBooks

The Lieb-Schultz-Mattis Theorem

Christopher Mudry, Claudio Chamon

Published Jan 9, 2025• 0 citations
Publisher

Abstract

Chapter 6 ties invertible topological phases to extensions of the original Lieb–Schultz–Mattis theorem. A review is made of the original Lieb–Schultz–Mattis theorem and how it has been refined under the assumption that a continuous symmetry holds. Two extensions of the Lieb–Schultz–Mattis theorem are given that apply to the Majorana chains from Chapter 5 when protected by discrete symmetries. To this end, it is necessary to introduce the notion of projective representations of symmetries and their classifications in terms of the second cohomology group. A precise definition is given of fermionic invertible topological phases and how they can be classified by the second cohomology group in one-dimensional space. Stacking rules of fermionic invertible topological phases in one-dimensional space are explained and shown to deliver the degeneracies of the boundary states that are protected by the symmetries.

DOI
10.1017/9780511841828.007

Related papers

The Lieb–Schultz–Mattis theorem. A topological point of view

Hal Tasaki

We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.

arXiv:2202.06243•EMS Press eBooks•Jun 29, 2022•22 citations

Rotation symmetry-protected topological phases of fermions

Meng Cheng, Chenjie Wang

We study the classification of interacting fermionic symmetry-protected topological (SPT) phases with both rotation symmetry and Abelian internal symmetries in one, two, and three dimensions. By working out this classification, on the one hand, we demonstrate the recently proposed correspondence principle between crystalline topological phases and those with internal symmetries through explicit block-state constructions. We find that for the precise correspondence to hold it is necessary to change the central extension structure of the symmetry group by the ${\mathbb{Z}}_{2}$ fermion parity. On the other hand, we uncover new classes of intrinsically fermionic SPT phases that are only enabled by interactions, both in 2D and 3D. Several 3D Majorana-type fermionic SPT phases are identified. Moreover, several new instances of Lieb-Schultz-Mattis-type theorems for Majorana-type fermionic SPT phases are obtained and we discuss their interpretations from the perspective of bulk-boundary correspondence.

arXiv:1810.12308•Physical review. B./Physical review. B•May 31, 2022•30 citations

Matrix Product States for Modulated Topological Phases: Crystalline Equivalence Principle and Lieb-Schultz-Mattis Constraints

Shang-Qiang Ning, Hiromi Ebisu, Ho Tat Lam

Modulated symmetries are internal symmetries that act in a spatially non-uniform manner. Consequently, when a modulated symmetry $G_{\text{int}}$ is combined with a spatial symmetry $G_{\text{sp}}$, the total symmetry group takes the form of a semidirect product $G=G_{\text{int}}\rtimes G_{\text{sp}}$. Using matrix product states, we classify topological phases protected by modulated symmetries together with spatial symmetries in one spatial dimension. We show that these modulated symmetry-protected topological (SPT) phases are classified by $H^{2}(G,U(1)_s)$, in agreement with the crystalline equivalence principle, which states that SPT phases protected by symmetries involving spatial elements are in one-to-one correspondence with internal SPT phases protected by the same symmetries, viewed as acting internally. Furthermore, we provide a matrix product state derivation of the Lyndon-Hochschild-Serre spectral sequence for the corresponding internal SPT phases, which enables us to construct an explicit correspondence between modulated SPT phases and internal SPT phases. As applications of this classification, we prove a Lieb-Schultz-Mattis (LSM) theorem for modulated symmetries that forbids the existence of symmetric short-ranged entangled ground state, as well as an SPT-LSM constraint that enforces nontrivial entanglement in the SPT ground state. Finally, we use the classification to establish a similar LSM-type constraints for non-invertible Kramers-Wannier reflection symmetries.

cond-mat.str-elCross-listedarXiv:2603.19381•Mar 23, 2026•0 citations

Lieb-Schultz-Mattis type theorems for Majorana models with discrete symmetries

Ömer M. Aksoy, Apoorv Tiwari, Christopher Mudry

We prove two Lieb-Schultz-Mattis type theorems that apply to any translationally invariant and local fermionic $d$-dimensional lattice Hamiltonian for which fermion-number conservation is broken down to the conservation of fermion parity. We show that when the internal symmetry group ${G}_{f}^{\phantom{\rule{0.16em}{0ex}}}$ is realized locally (in a repeat unit cell of the lattice) by a nontrivial projective representation, then the ground state cannot be simultaneously nondegenerate, symmetric (with respect to lattice translations and ${G}_{f}^{\phantom{\rule{0.16em}{0ex}}}$), and gapped. We also show that when the repeat unit cell hosts an odd number of Majorana degrees of freedom and the cardinality of the lattice is even, then the ground state cannot be simultaneously nondegenerate, gapped, and translation symmetric.

arXiv:2102.08389•Physical review. B./Physical review. B•Aug 24, 2021•28 citations

Mixed-State Topological Phase: Quantized Topological Order Parameter and Lieb-Schultz-Mattis Theorem

Linhao Li, Yuan Yao

We investigate the extension of pure-state symmetry protected topological phases to mixed-state regime with a strong U(1) and a weak $\mathbb{Z}_2$ symmetries in one-dimensional spin systems by the concept of quantum channels. We propose a corresponding topological phase order parameter for short-range entangled mixed states by showing that it is quantized and its distinct values can be realized by concrete spin systems with disorders, sharply signaling phase transitions among them. We also give a model-independent way to generate two distinct phases by various types of translation and reflection transformations. These results on the short-range entangled mixed states further enable us to generalize the conventional Lieb-Schultz-Mattis theorem to mixed states, even without the concept of spectral gaps and lattice Hamiltonians.

cond-mat.str-elCross-listedarXiv:2603.24031•Mar 26, 2026•0 citations

Non-invertible translation from Lieb-Schultz-Mattis anomaly

Tsubasa Oishi, Takuma Saito, Hiromi Ebisu

Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.

cond-mat.str-elCross-listedarXiv:2601.21625•Physical review. B./Physical review. B•Jan 30, 2026•0 citations
Chapter 6 ties invertible topological phases to extensions of the original Lieb–Schultz–Mattis theorem. A review is made of the original Lieb–Schultz–Mattis theorem and how it has been refined under the assumption that a continuous symmetry holds. Two extensions of the Lieb–Schultz–Mattis theorem are given that apply to the Majorana chains from Chapter 5 when protected by discrete symmetries. To this end, it is necessary to introduce the notion of projective representations of symmetries and their classifications in terms of the second cohomology group. A precise definition is given of fermionic invertible topological phases and how they can be classified by the second cohomology group in one-dimensional space. Stacking rules of fermionic invertible topological phases in one-dimensional space are explained and shown to deliver the degeneracies of the boundary states that are protected by the symmetries.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
We study the classification of interacting fermionic symmetry-protected topological (SPT) phases with both rotation symmetry and Abelian internal symmetries in one, two, and three dimensions. By working out this classification, on the one hand, we demonstrate the recently proposed correspondence principle between crystalline topological phases and those with internal symmetries through explicit block-state constructions. We find that for the precise correspondence to hold it is necessary to change the central extension structure of the symmetry group by the Z2{\mathbb{Z}}_{2}Z2​ fermion parity. On the other hand, we uncover new classes of intrinsically fermionic SPT phases that are only enabled by interactions, both in 2D and 3D. Several 3D Majorana-type fermionic SPT phases are identified. Moreover, several new instances of Lieb-Schultz-Mattis-type theorems for Majorana-type fermionic SPT phases are obtained and we discuss their interpretations from the perspective of bulk-boundary correspondence.
Modulated symmetries are internal symmetries that act in a spatially non-uniform manner. Consequently, when a modulated symmetry GintG_{\text{int}}Gint​ is combined with a spatial symmetry GspG_{\text{sp}}Gsp​, the total symmetry group takes the form of a semidirect product G=Gint⋊GspG=G_{\text{int}}\rtimes G_{\text{sp}}G=Gint​⋊Gsp​. Using matrix product states, we classify topological phases protected by modulated symmetries together with spatial symmetries in one spatial dimension. We show that these modulated symmetry-protected topological (SPT) phases are classified by H2(G,U(1)s)H^{2}(G,U(1)_s)H2(G,U(1)s​), in agreement with the crystalline equivalence principle, which states that SPT phases protected by symmetries involving spatial elements are in one-to-one correspondence with internal SPT phases protected by the same symmetries, viewed as acting internally. Furthermore, we provide a matrix product state derivation of the Lyndon-Hochschild-Serre spectral sequence for the corresponding internal SPT phases, which enables us to construct an explicit correspondence between modulated SPT phases and internal SPT phases. As applications of this classification, we prove a Lieb-Schultz-Mattis (LSM) theorem for modulated symmetries that forbids the existence of symmetric short-ranged entangled ground state, as well as an SPT-LSM constraint that enforces nontrivial entanglement in the SPT ground state. Finally, we use the classification to establish a similar LSM-type constraints for non-invertible Kramers-Wannier reflection symmetries.
We prove two Lieb-Schultz-Mattis type theorems that apply to any translationally invariant and local fermionic ddd-dimensional lattice Hamiltonian for which fermion-number conservation is broken down to the conservation of fermion parity. We show that when the internal symmetry group Gf{G}_{f}^{\phantom{\rule{0.16em}{0ex}}}Gf​ is realized locally (in a repeat unit cell of the lattice) by a nontrivial projective representation, then the ground state cannot be simultaneously nondegenerate, symmetric (with respect to lattice translations and Gf{G}_{f}^{\phantom{\rule{0.16em}{0ex}}}Gf​), and gapped. We also show that when the repeat unit cell hosts an odd number of Majorana degrees of freedom and the cardinality of the lattice is even, then the ground state cannot be simultaneously nondegenerate, gapped, and translation symmetric.
We investigate the extension of pure-state symmetry protected topological phases to mixed-state regime with a strong U(1) and a weak Z2\mathbb{Z}_2Z2​ symmetries in one-dimensional spin systems by the concept of quantum channels. We propose a corresponding topological phase order parameter for short-range entangled mixed states by showing that it is quantized and its distinct values can be realized by concrete spin systems with disorders, sharply signaling phase transitions among them. We also give a model-independent way to generate two distinct phases by various types of translation and reflection transformations. These results on the short-range entangled mixed states further enable us to generalize the conventional Lieb-Schultz-Mattis theorem to mixed states, even without the concept of spectral gaps and lattice Hamiltonians.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.