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arXiv:2305.16496 · Physical Review Letters

Lieb-Schultz-Mattis Theorem in Open Quantum Systems

Kohei Kawabata, Ramanjit Sohal, Shinsei Ryu

Published Feb 16, 2024• 42 citations
arXivHTMLPDF

Abstract

The Lieb-Schultz-Mattis (LSM) theorem provides a general constraint on quantum many-body systems and plays a significant role in the Haldane gap phenomena and topological phases of matter. Here, we extend the LSM theorem to open quantum systems and establish a general theorem that restricts the steady state and spectral gap of Liouvillians based solely on symmetry. Specifically, we demonstrate that the unique gapped steady state is prohibited when translation invariance and U(1) symmetry are simultaneously present for noninteger filling numbers. As an illustrative example, we find that no dissipative gap is open in the spin-1/2 dissipative Heisenberg model, while a dissipative gap can be open in the spin-1 counterpart-an analog of the Haldane gap phenomena in open quantum systems. Furthermore, we show that the LSM constraint manifests itself in a quantum anomaly of the dissipative form factor of Liouvillians. We also find the LSM constraints due to symmetry intrinsic to open quantum systems, such as Kubo-Martin-Schwinger symmetry. Our work leads to a unified understanding of phases and phenomena in open quantum systems.

DOI
10.1103/physrevlett.132.070402

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The Lieb-Schultz-Mattis (LSM) theorem provides a general constraint on quantum many-body systems and plays a significant role in the Haldane gap phenomena and topological phases of matter. Here, we extend the LSM theorem to open quantum systems and establish a general theorem that restricts the steady state and spectral gap of Liouvillians based solely on symmetry. Specifically, we demonstrate that the unique gapped steady state is prohibited when translation invariance and U(1) symmetry are simultaneously present for noninteger filling numbers. As an illustrative example, we find that no dissipative gap is open in the spin-1/2 dissipative Heisenberg model, while a dissipative gap can be open in the spin-1 counterpart-an analog of the Haldane gap phenomena in open quantum systems. Furthermore, we show that the LSM constraint manifests itself in a quantum anomaly of the dissipative form factor of Liouvillians. We also find the LSM constraints due to symmetry intrinsic to open quantum systems, such as Kubo-Martin-Schwinger symmetry. Our work leads to a unified understanding of phases and phenomena in open quantum systems.
The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.
Quantum anomalies strongly constrain the possible behavior of many-body systems. A prime example is the Lieb-Schultz-Mattis (LSM) theorem, which relates UV symmetry and filling constraints to IR features of the energy spectrum and ground-state structure. Here, we ask how LSM constraints shape dynamical signatures and temporal correlations in open quantum systems. Using a spacetime duality, we show that the Liouvillian of a ddd-dimensional repeated quantum channel with a mixed anomaly between strong SSS and weak GGG symmetry can be mapped to a (d+1)(d{+}1)(d+1)-dimensional mixed-state symmetry-protected topological (mSPT) phase. Under this correspondence, the initial and steady states of the channel are identified with boundary states of the higher-dimensional mSPT in the presence of bulk projection. We further introduce the twisted Renyi-NNN correlator (TRNC) as a probe of temporal correlations in the channel and demonstrate that it is dual to the mSPT strange correlator, providing a direct bulk-boundary route to diagnose long-range temporal order implied by the LSM anomaly. Finally, we identify the \textit{Liouvillian singular spectrum}, rather than the Liouvillian spectrum itself, as a more fundamental diagnostic of quantum anomalies, and show that it is dual to the operator entanglement spectrum of the mSPT.
In closed systems, the celebrated Lieb-Schultz-Mattis (LSM) theorem states that a one-dimensional locally interacting half-integer spin chain with translation and spin rotation symmetries cannot have a non-degenerate gapped ground state. However, the applicability of this theorem is diminished when the system interacts with a bath and loses its energy conservation. In this letter, we propose that the LSM theorem can be revived in the entanglement Hamiltonian when the coupling to the bath renders the system short-range correlated. Specifically, we argue that the entanglement spectrum cannot have a non-degenerate minimum, isolated by a gap from other states. We further support the results with numerical examples where a spin-[Formula: see text] system is coupled to another spin-[Formula: see text] chain serving as the bath. Compared with the original LSM theorem that primarily addresses UV-IR correspondence, our findings reveal that the UV data and topological constraints also play a pivotal role in shaping the entanglement in open quantum many-body systems.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
Symmetry provides powerful non-perturbative constraints in quantum many-body systems. A prominent example is the Lieb-Schultz-Mattis (LSM) anomaly -- a mixed 't Hooft anomaly between internal and translational symmetries that forbids a trivial symmetric gapped phase. In this work, we investigate lattice translation operators in systems with an LSM anomaly. We construct explicit lattice models in two and three spatial dimensions and show that, after gauging the full internal symmetry, translation becomes non-invertible and fuses into defects of the internal symmetry. The result is supported by the anomaly-inflow in view of topological field theory. Our work extends earlier one-dimensional observations to a unified higher-dimensional framework and clarifies their origin in mixed anomalies and higher-group structures, highlighting a coherent interplay between internal and crystalline symmetries.
The Lieb-Schultz-Mattis (LSM) theorem dictates that emergent low-energy states from a lattice model cannot be a trivial symmetric insulator if the filling per unit cell is not integral and if the lattice translation symmetry and particle number conservation are strictly imposed. In this paper, we compare the one-dimensional gapless states enforced by the LSM theorem and the boundaries of one-higher dimensional strong symmetry-protected topological (SPT) phases from the perspective of quantum anomalies. We first note that they can both be described by the same low-energy effective field theory with the same effective symmetry realizations on low-energy modes, wherein non-on-site lattice translation symmetry is encoded as if it were an internal symmetry. In spite of the identical form of the low-energy effective field theories, we show that the quantum anomalies of the theories play different roles in the two systems. In particular, we find that the chiral anomaly is equivalent to the LSM theorem, whereas there is another anomaly that is not related to the LSM theorem but is intrinsic to the SPT states. As an application, we extend the conventional LSM theorem to multiple-charge multiple-species problems and construct several exotic symmetric insulators. We also find that the (3+1)d chiral anomaly provides only the perturbative stability of the gaplessness local in the parameter space.