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arXiv:2010.09244 · Physical Review Letters

Twisted Boundary Condition and Lieb-Schultz-Mattis Ingappability for Discrete Symmetries

Yuan Yao, Masaki Oshikawa

Published May 24, 2021• 52 citations
arXivHTMLPDF

Abstract

We discuss quantum many-body systems with lattice translation and discrete on-site symmetries. We point out that, under a boundary condition twisted by a symmetry operation, there is an exact degeneracy of ground states if the unit cell forms a projective representation of the on-site discrete symmetry. Based on the quantum transfer matrix formalism, we show that, if the system is gapped, the ground-state degeneracy under the twisted boundary condition also implies a ground-state (quasi)degeneracy under the periodic boundary conditions. This gives a compelling evidence for the recently proposed Lieb-Schultz-Mattis-type ingappability due to the on-site discrete symmetry in two and higher dimensions.

DOI
10.1103/physrevlett.126.217201

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We discuss quantum many-body systems with lattice translation and discrete on-site symmetries. We point out that, under a boundary condition twisted by a symmetry operation, there is an exact degeneracy of ground states if the unit cell forms a projective representation of the on-site discrete symmetry. Based on the quantum transfer matrix formalism, we show that, if the system is gapped, the ground-state degeneracy under the twisted boundary condition also implies a ground-state (quasi)degeneracy under the periodic boundary conditions. This gives a compelling evidence for the recently proposed Lieb-Schultz-Mattis-type ingappability due to the on-site discrete symmetry in two and higher dimensions.
We propose a geometric approach to the Lieb-Schultz-Mattis theorem for quantum many-body systems with discrete spin-rotation symmetries and lattice inversion or rotation symmetry, but without translation symmetry assumed. Under symmetry twisting on a $(d\ensuremath{-}1)$-dimensional plane, we find that any ddd-dimensional inversion-symmetric spin system possesses a doubly degenerate spectrum when it hosts a half-integer spin at the inversion-symmetric point. We also show that any rotation-symmetric generalized spin model with a projective representation at the rotation center has a similar degeneracy under symmetry twisting. We argue that these degeneracies imply that a unique symmetric gapped ground state that is smoothly connected to product states is forbidden in the original untwisted systems---generalized inversional or rotational Lieb-Schultz-Mattis theorems without lattice translation symmetry imposed. The traditional Lieb-Schultz-Mattis theorems with translations also fit in the proposed framework.
We review the Lieb–Schultz–Mattis theorem and its variants, which are no-go theorems that state that a quantum many-body system with certain conditions cannot have a locally-unique gapped ground state. We restrict ourselves to one-dimensional quantum spin systems and discuss both the generalized Lieb–Schultz–Mattis theorem for models with U(1) symmetry and the extended Lieb–Schultz–Mattis theorem for models with discrete symmetry. We also discuss the implication of the same arguments to systems on the infinite cylinder, both with the periodic boundary conditions and with the spiral boundary conditions. For models with U(1) symmetry, we here present a rearranged version of the original proof of Lieb, Schultz, and Mattis based on the twist operator. As the title suggests, we take a modern topological point of view and prove the generalized Lieb–Schultz–Mattis theorem by making use of a topological index (which coincides with the filling factor). By a topological index, we mean an index that characterizes a locally-unique gapped ground state and is invariant under continuous (or smooth) modification of the ground state. For models with discrete symmetry, we describe the basic idea of the most general proof based on the topological index introduced in the context of symmetry-protected topological phases. We start from background materials such as the classification of projective representations of the symmetry group. We also review the notion that we call a locally-unique gapped ground state of a quantum spin system on an infinite lattice and present basic theorems. This notion turns out to be natural and useful from the physicists’ point of view. We have tried to make the present chapter readable and almost self-contained. We only assume basic knowledge about quantum spin systems.
Bulk properties of quantum phases should be independent of a specific choice of boundary conditions as long as the boundary respects the symmetries. Based on this physically reasonable requirement, we discuss the Lieb-Schultz-Mattis-type ingappability in two-dimensional quantum magnets under a boundary condition that makes evident a quantum anomaly underlying the lattice system. In particular, we direct our attention to those on the checkerboard lattice, which are closely related to frustrated quantum magnets on the square lattice and on the Shastry-Sutherland lattice. Our discussion is focused on the adiabatic U(1) flux insertion through a closed path in a boundary condition twisted by a spatial rotation and a reflection. Two-dimensional systems in this boundary condition are effectively put on a nonorientable space, namely the Klein bottle. We show that the translation symmetry on the Klein-bottle space excludes the possibility of the unique and gapped ground state. Taking advantage of the flux insertion argument, we also discuss the ground-state degeneracy on magnetization plateaus of the Heisenberg antiferromagnet on the checkerboard lattice.
We study quantum many-body systems in the presence of an exotic antiunitary translation or inversion symmetry involving time reversal. Based on a symmetry-twisting method and spectrum robustness, we propose that a half-integer spin chain that respects any of these two antiunitary crystalline symmetries in addition to the discrete Z_{2}×Z_{2} global spin-rotation symmetry must either be gapless or possess degenerate ground states. This explains the gaplessness of a class of chiral spin models not indicated by the Lieb-Schultz-Mattis theorem and its known extensions. Moreover, we present symmetry classes with minimal sets of generators that give nontrivial Lieb-Schultz-Mattis-type constraints, argued by the bulk-boundary correspondence in 2D symmetry-protected topological phases as well as lattice homotopy. Our results for detecting the ingappability of 1D quantum magnets from the interplay between spin-rotation symmetries and magnetic space groups are applicable to systems with a broader class of spin interactions, including Dzyaloshinskii-Moriya and triple-product interactions.
We prove two Lieb-Schultz-Mattis type theorems that apply to any translationally invariant and local fermionic ddd-dimensional lattice Hamiltonian for which fermion-number conservation is broken down to the conservation of fermion parity. We show that when the internal symmetry group Gf{G}_{f}^{\phantom{\rule{0.16em}{0ex}}}Gf​ is realized locally (in a repeat unit cell of the lattice) by a nontrivial projective representation, then the ground state cannot be simultaneously nondegenerate, symmetric (with respect to lattice translations and Gf{G}_{f}^{\phantom{\rule{0.16em}{0ex}}}Gf​), and gapped. We also show that when the repeat unit cell hosts an odd number of Majorana degrees of freedom and the cardinality of the lattice is even, then the ground state cannot be simultaneously nondegenerate, gapped, and translation symmetric.
The Lieb-Schultz-Mattis (LSM) theorem and its higher-dimensional extensions forbid the existence of a unique, symmetric, and gapped ground state at fractional fillings in quantum many-body systems with a conserved particle number (or spin angular momentum) and the conventional translation symmetry of Euclidean lattices. In this work, we propose a generalization of the LSM theorem to quantum many-body systems on hyperbolic lattices, i.e., regular tessellations of two-dimensional negatively curved space. By leveraging concepts from hyperbolic band theory in a many-body setting, we adapt Oshikawa's flux-threading argument to periodic hyperbolic lattices with a non-Euclidean (Fuchsian) translation symmetry and compute a lower-bound to the ground-state degeneracy as a function of filling and lattice geometry. We explore the consequences of LSM constraints for gapped phases of hyperbolic quantum matter and suggest frustrated spin models on hyperbolic analogs of the square and triangular lattices as promising platforms for realizing symmetric spin liquids in hyperbolic space.