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arXiv:2307.09843 · Physical Review Letters

Lieb-Schultz-Mattis Theorem for 1D Quantum Magnets with Antiunitary Translation and Inversion Symmetries

Yuan Yao, Linhao Li, Masaki Oshikawa, Chang-Tse Hsieh

Published Sep 27, 2024• 12 citations
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Abstract

We study quantum many-body systems in the presence of an exotic antiunitary translation or inversion symmetry involving time reversal. Based on a symmetry-twisting method and spectrum robustness, we propose that a half-integer spin chain that respects any of these two antiunitary crystalline symmetries in addition to the discrete Z_{2}×Z_{2} global spin-rotation symmetry must either be gapless or possess degenerate ground states. This explains the gaplessness of a class of chiral spin models not indicated by the Lieb-Schultz-Mattis theorem and its known extensions. Moreover, we present symmetry classes with minimal sets of generators that give nontrivial Lieb-Schultz-Mattis-type constraints, argued by the bulk-boundary correspondence in 2D symmetry-protected topological phases as well as lattice homotopy. Our results for detecting the ingappability of 1D quantum magnets from the interplay between spin-rotation symmetries and magnetic space groups are applicable to systems with a broader class of spin interactions, including Dzyaloshinskii-Moriya and triple-product interactions.

DOI
10.1103/physrevlett.133.136705

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アノマリーに基づくLieb-Schultz-Mattis ギャップ不可能性と臨界相の分類

Yuan Yao

We study (1 + 1)-dimensional SU(N ) spin systems in the presence of global SU(N ) rotation and lattice translation symmetries.Knowing the mixed anomaly of the two symmetries at low energy, we identify, by anomaly matching argument, a topological index for spin model-the total number of Young-tableaux boxes of spins per unit cell modulo N -characterizing the "ingappability" of the system.A nontrivial index implies either a ground-state degeneracy in a gapped phase, which can be thought of as a field-theory version of the Lieb-Schultz-Mattis (LSM) theorem, or a restriction of the possible universality classes in a critical phase, regarded as the symmetry-protected critical phases.As an example of the latter case, we show only a class of SU(N ) Wess-Zumino-Witten theories can be realized in the low-energy limit of the given lattice model in the presence of the symmetries.Similar constraints also apply when a higher global symmetry emerges in the model with a lower symmetry.We also predict a general constraint on the structure factor which is measurable in experiments.To generalize to higher dimensions, we introduce a new boundary condition which renders the flux-insertion argument for the LSM-type theorems in two or higher dimensional lattices free from the specific choice of system sizes.It also enables a formulation of the LSM-type theorems in arbitrary dimensions in terms of the anomaly in field theories of bulk correspondences.Moreover, by our new boundary condition, we also show that the higher-form U(1) LSM theorem and U(1) and SU(N ) LSM theorems in arbitrary higher dimensions have unified form in the bulk viewpoint.At last, we also discuss the discrete-symmetry LSM-type ingappabilities in the lattice language and we find that projective symmetry representations per unit cell implies that the system cannot be gapped with a unique translation-symmetric ground state.I would like to express my sincere gratitude to all those having helped me during my Master and Doctoral courses at the University of Tokyo.First of all, I would like to thank my parents who have supported me financially and encouraged me to do whatever I am keen on in the past 28 years.Also, I am grateful to every one that has taught me great knowledges on life and study at various steps.More specifically, I have to appreciate the guidance and kind supports by my supervisor, Professor Masaki Oshikawa who has given me patient guidance on study and kind financial supports.Moreover, I would thank Prof. Masahiro Sato for his cooperation in our paper, "Theory of electron spin resonance in one-dimensional topological insulators with spinorbit couplings: Detection of edge states".I am also grateful for Dr. Chang-Tse Hsieh for his collaboration on our work "Anomaly Matching and Symmetry-Protected Critical Phases in SU (N ) Spin Systems in 1+1 Dimensions", on which this Thesis is largely based, and Dr. Yoshiki Fukusumi on the work "Bosonization in a background U (1) gauge field".I would also thank Prof. Yuji Tachikawa and Prof. David Tong for patient and kind help on resolving my confusion during study.I would also like to acknowledge with much appreciation the help from our group members.

•Sep 18, 2020•0 citations
We study quantum many-body systems in the presence of an exotic antiunitary translation or inversion symmetry involving time reversal. Based on a symmetry-twisting method and spectrum robustness, we propose that a half-integer spin chain that respects any of these two antiunitary crystalline symmetries in addition to the discrete Z_{2}×Z_{2} global spin-rotation symmetry must either be gapless or possess degenerate ground states. This explains the gaplessness of a class of chiral spin models not indicated by the Lieb-Schultz-Mattis theorem and its known extensions. Moreover, we present symmetry classes with minimal sets of generators that give nontrivial Lieb-Schultz-Mattis-type constraints, argued by the bulk-boundary correspondence in 2D symmetry-protected topological phases as well as lattice homotopy. Our results for detecting the ingappability of 1D quantum magnets from the interplay between spin-rotation symmetries and magnetic space groups are applicable to systems with a broader class of spin interactions, including Dzyaloshinskii-Moriya and triple-product interactions.
We propose a geometric approach to the Lieb-Schultz-Mattis theorem for quantum many-body systems with discrete spin-rotation symmetries and lattice inversion or rotation symmetry, but without translation symmetry assumed. Under symmetry twisting on a $(d\ensuremath{-}1)$-dimensional plane, we find that any ddd-dimensional inversion-symmetric spin system possesses a doubly degenerate spectrum when it hosts a half-integer spin at the inversion-symmetric point. We also show that any rotation-symmetric generalized spin model with a projective representation at the rotation center has a similar degeneracy under symmetry twisting. We argue that these degeneracies imply that a unique symmetric gapped ground state that is smoothly connected to product states is forbidden in the original untwisted systems---generalized inversional or rotational Lieb-Schultz-Mattis theorems without lattice translation symmetry imposed. The traditional Lieb-Schultz-Mattis theorems with translations also fit in the proposed framework.
In this study, we consider one-dimensional (1D) quantum spin systems with translation and discrete symmetries (spin reversal, space inversion, and time reversal symmetries). By combining the continuous U(1) symmetry with the discrete symmetries and using the extended Lieb–Schultz–Mattis (LSM) theorem [E. Lieb, T. Schultz, and D. Mattis, Ann. Phys. 16, 407 (1961); K. Nomura, J. Morishige, and T. Isoyama, J. Phys. A 48, 375001 (2015)], we investigate the relation between the ground states, energy spectra, and symmetries. For half-integer spin cases, we generalize the dimer and Néel concepts using the discrete symmetries, and we can reconcile the LSM theorem with the dimer or Néel states, since there was a subtle dilemma. Furthermore, a part of discrete symmetries is enough to classify possible phases. Thus we can deepen our understanding of the relation between the LSM theorem and discrete symmetries.
The Lieb-Schultz-Mattis (LSM) theorem and its extensions forbid trivial phases from arising in certain quantum magnets. Constraining infrared behavior with the ultraviolet data encoded in the microscopic lattice of spins, these theorems tie the absence of spontaneous symmetry breaking to the emergence of exotic phases like quantum spin liquids. In this work, we take a new topological perspective on these theorems, by arguing they originate from an obstruction to "trivializing" the lattice under smooth, symmetric deformations, which we call the "lattice homotopy problem." We conjecture that all LSM-like theorems for quantum magnets (many previously unknown) can be understood from lattice homotopy, which automatically incorporates the full spatial symmetry group of the lattice, including all its point-group symmetries. One consequence is that any spin-symmetric magnet with a half-integer moment on a site with even-order rotational symmetry must be a spin liquid. To substantiate the claim, we prove the conjecture in two dimensions for some physically relevant settings.
Z2×Z2Z_2\times Z_2Z2​×Z2​ and SU(2) symmetry with Lieb-Schultz-Mattis theorem
In this study, we consider one-dimension (1D) quantum spin systems with the translation and discrete symmetries (spin reversal, space inversion and time reversal symmetries). By combining the continuous U(1) symmetry with the discrete symmetries and using the extended Lieb-Schultz-Mattis theorem \cite{Lieb-Schultz-Mattis-1961}\cite{Nomura-Morishige-Isoyama-2015}, we investigate the relation between the ground states, energy spectra and symmetries. For half-integer spin cases, we generalize the dimer and Neel concepts using the discrete symmetries, and we can reconcile the LSM theorem with the dimer or Neel states, since there was a subtle dilemma. Furthermore, a part of discrete symmetries is enough to classify possible phases. Thus we can deepen our understanding of the relation between the LSM theorem and the discrete symmetries.
The Lieb-Schultz-Mattis (LSM) theorem dictates that emergent low-energy states from a lattice model cannot be a trivial symmetric insulator if the filling per unit cell is not integral and if the lattice translation symmetry and particle number conservation are strictly imposed. In this paper, we compare the one-dimensional gapless states enforced by the LSM theorem and the boundaries of one-higher dimensional strong symmetry-protected topological (SPT) phases from the perspective of quantum anomalies. We first note that they can both be described by the same low-energy effective field theory with the same effective symmetry realizations on low-energy modes, wherein non-on-site lattice translation symmetry is encoded as if it were an internal symmetry. In spite of the identical form of the low-energy effective field theories, we show that the quantum anomalies of the theories play different roles in the two systems. In particular, we find that the chiral anomaly is equivalent to the LSM theorem, whereas there is another anomaly that is not related to the LSM theorem but is intrinsic to the SPT states. As an application, we extend the conventional LSM theorem to multiple-charge multiple-species problems and construct several exotic symmetric insulators. We also find that the (3+1)d chiral anomaly provides only the perturbative stability of the gaplessness local in the parameter space.
We study (1 + 1)-dimensional SU(N ) spin systems in the presence of global SU(N ) rotation and lattice translation symmetries.Knowing the mixed anomaly of the two symmetries at low energy, we identify, by anomaly matching argument, a topological index for spin model-the total number of Young-tableaux boxes of spins per unit cell modulo N -characterizing the "ingappability" of the system.A nontrivial index implies either a ground-state degeneracy in a gapped phase, which can be thought of as a field-theory version of the Lieb-Schultz-Mattis (LSM) theorem, or a restriction of the possible universality classes in a critical phase, regarded as the symmetry-protected critical phases.As an example of the latter case, we show only a class of SU(N ) Wess-Zumino-Witten theories can be realized in the low-energy limit of the given lattice model in the presence of the symmetries.Similar constraints also apply when a higher global symmetry emerges in the model with a lower symmetry.We also predict a general constraint on the structure factor which is measurable in experiments.To generalize to higher dimensions, we introduce a new boundary condition which renders the flux-insertion argument for the LSM-type theorems in two or higher dimensional lattices free from the specific choice of system sizes.It also enables a formulation of the LSM-type theorems in arbitrary dimensions in terms of the anomaly in field theories of bulk correspondences.Moreover, by our new boundary condition, we also show that the higher-form U(1) LSM theorem and U(1) and SU(N ) LSM theorems in arbitrary higher dimensions have unified form in the bulk viewpoint.At last, we also discuss the discrete-symmetry LSM-type ingappabilities in the lattice language and we find that projective symmetry representations per unit cell implies that the system cannot be gapped with a unique translation-symmetric ground state.I would like to express my sincere gratitude to all those having helped me during my Master and Doctoral courses at the University of Tokyo.First of all, I would like to thank my parents who have supported me financially and encouraged me to do whatever I am keen on in the past 28 years.Also, I am grateful to every one that has taught me great knowledges on life and study at various steps.More specifically, I have to appreciate the guidance and kind supports by my supervisor, Professor Masaki Oshikawa who has given me patient guidance on study and kind financial supports.Moreover, I would thank Prof. Masahiro Sato for his cooperation in our paper, "Theory of electron spin resonance in one-dimensional topological insulators with spinorbit couplings: Detection of edge states".I am also grateful for Dr. Chang-Tse Hsieh for his collaboration on our work "Anomaly Matching and Symmetry-Protected Critical Phases in SU (N ) Spin Systems in 1+1 Dimensions", on which this Thesis is largely based, and Dr. Yoshiki Fukusumi on the work "Bosonization in a background U (1) gauge field".I would also thank Prof. Yuji Tachikawa and Prof. David Tong for patient and kind help on resolving my confusion during study.I would also like to acknowledge with much appreciation the help from our group members.