This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.
This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.
A Z2 fractionalized Fermi liquid (FL*) is a novel state of strongly correlated quantum matter. Although it is metallic, it violates Luttinger's theorem on the volume enclosed by the Fermi surface obeyed by conventional metals; this is possible due to the presence of emergent gauge excitations. The authors study here the superconducting states that can arise out of instabilities of such a topological metal. In particular, they focus on a FL* topological metal that has favorable energetics on the square lattice with nematic order, relevant to the cuprate superconductors. They find that a Higgs transition out of this FL* results in confinement of the anyonic degrees of freedom, and the resulting state is a superconductor with broken translation symmetry or time-reversal invariance. In the process, they also establish a complete mapping between bosonic and fermionic descriptions of time-reversal invariant gapped insulating Z2 spin liquid states on the rectangular lattice, which, on doping with charge carriers, can give rise to FL* phases. They also note a possible connection to the recent observation of pair density waves in the superconducting state of the underdoped cuprates.
Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .
The quantum entanglement of many states of matter can be represented by electric and magnetic fields, much like those found in Maxwell's theory. These fields 'emerge' from the quantum structure of the many-electron state, rather than being fundamental degrees of freedom of the vacuum. I review basic aspects of the theory of emergent gauge fields in insulators in an intuitive manner. In metals, Fermi liquid (FL) theory relies on adiabatic continuity from the free electron state, and its central consequence is the existence of long-lived electron-like quasi-particles around a Fermi surface enclosing a volume determined by the total density of electrons, via the Luttinger theorem. However, long-range entanglement and emergent gauge fields can also be present in metals. I focus on the 'fractionalized Fermi liquid' (FL*) state, which also has long-lived electron-like quasi-particles around a Fermi surface; however, the Luttinger theorem on the Fermi volume is violated, and this requires the presence of emergent gauge fields, and the associated loss of adiabatic continuity with the free electron state. Finally, I present a brief survey of some recent experiments in the hole-doped cuprate superconductors, and interpret the properties of the pseudogap regime in the framework of the FL* theory.This article is part of the themed issue 'Unifying physics and technology in light of Maxwell's equations'.
This review describes how topological order can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum Z2 gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying Z2 magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D=3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order. The phase diagrams of the Z2 gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, reconstructed Fermi surfaces (with `chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D = 3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
Two of the iconic phases of the hole-doped cuprate materials are the intermediate temperature pseudogap metal and the lower temperature d-wave superconductor. Following the suggestion of P. W. Anderson, there were early theories of these phases as doped quantum spin liquids. However, these theories have had difficulties with two prominent observations: (i) angle-dependent magnetoresistance measurements (ADMR) in the pseudogap metal, including observation of the Yamaji effect, present convincing evidence of small hole pockets which can tunnel coherently between square lattice layers (Fang et al., Nature Physics 18, 558 (2022); Chan et al., Nature Physics 21, 1753 (2025)) and (ii) the velocities of the nodal Bogoliubov quasiparticles in the d-wave superconductor are highly anisotropic, with vF≫vΔ (Chiao et al., Phys. Rev. B 62, 3554 (2000)). These notes review how the fractionalized Fermi Liquid (FL*) state, which dopes quantum spin liquids with gauge-neutral electron-like quasiparticles, resolves both difficulties. Theories of insulating quantum spin liquids employing fractionalization of the electron spin into bosonic or fermionic partons are discussed. Doping the bosonic parton theory leads to a holon metal theory: while not appropriate for the cuprate pseudogap, this theory is argued to apply to ultracold atom experiments on the Lieb lattice. Doping the fermionic parton theory leads to a d-wave superconductor with nearly isotropic quasiparticle velocities. The construction of the FL* state in a single band Hubbard-type model is described using a quantum dimer model, followed by a more realistic description using the Ancilla Layer Model (ALM), which is then used to obtain the theory of the pseudogap and the d-wave superconductor. The ALM also leads to a wavefunction for the FL* state of the Hubbard model, which agrees with ultracold atom observations.