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Topological order and Fermi surface reconstruction

Subir Sachdev A

Published Jan 3, 2018• 5 citations
OpenAlex

Abstract

This review describes how topological order can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum $\mathbb{Z}_2$ gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying $\mathbb{Z}_2$ magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension $D=3$; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order. The phase diagrams of the $\mathbb{Z}_2$ gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, reconstructed Fermi surfaces (with `chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.

Related papers

Topological order, emergent gauge fields, and Fermi surface reconstruction

Subir Sachdev A

This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D = 3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.

arXiv:1801.01125•Reports on Progress in Physics•Sep 13, 2018•225 citations

The novel metallic states of the cuprates: Topological Fermi liquids and strange metals

Subir Sachdev A, Debanjan Chowdhury

This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.

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Spin density wave order, topological order, and Fermi surface reconstruction

Subir Sachdev A, Erez Berg, Shubhayu Chatterjee +1 more

In the conventional theory of density wave ordering in metals, the onset of spin density wave (SDW) order coincides with the reconstruction of the Fermi surfaces into small ``pockets.'' We present models which display this transition, while also displaying an alternative route between these phases via an intermediate phase with topological order, no broken symmetry, and pocket Fermi surfaces. The models involve coupling emergent gauge fields to a fractionalized SDW order, but retain the canonical electron operator in the underlying Hamiltonian. We establish an intimate connection between the suppression of certain defects in the SDW order and the presence of Fermi surface sizes distinct from the Luttinger value in Fermi liquids. We discuss the relevance of such models to the physics of the hole-doped cuprates near optimal doping.

arXiv:1606.07813•Physical review. B./Physical review. B•Sep 21, 2016•28 citations

Fermi arcs and pseudogap in a lattice model of a doped orthogonal metal

Chuang Chen, Tian Yuan, Yang Qi +1 more

Since the discovery of the pseudogap and Fermi arc states in underdoped cuprates, the understanding of such non-Fermi-liquid states and the associated violation of Luttinger's theorem have been the central theme in correlated electron systems. However, still lacking is a well-accepted theoretical framework to unambiguously explain these metallic states that are clearly beyond Landau's Fermi liquid and Luttinger's theorem of a Fermi surface and electron filling. Here, we design a lattice model of orthogonal metals with fermion and Ising matter fields coupled to topological order and, by solving the model via unbiased quantum Monte Carlo simulation at generic electron fillings, find that the system gives birth to phenomena of the Fermi arc and pseudogap in the single-particle spectrum that go beyond the Luttinger sum rule with broken Fermi surface but no symmetry breaking. The pseudogap and Fermi arcs coexist with a background of a deconfined ${Z}_{2}$ gauge field, and we further find that the confinement transition of the gauge field triggers a superconductivity instability and that the hopping of the gauge-neutral fermions brings the ``large'' Fermi surface back from the Fermi arc state. Our unbiased numerical results provide a concrete model realization and theoretical framework for the coupling between gauge field and fermions and, in the process, generate the rich phenomena of the pseudogap, the Fermi arc, and superconductivity in generic correlated electron systems.

arXiv:2007.05543•Physical review. B./Physical review. B•Apr 22, 2021•13 citations

Deconfined Thermal Phase Transitions with $Z_2$ Gauge Structures

Eun-Gook Moon

Fathoming deconfined phases is one of the key issues in modern condensed matter. Striking many-body effects including massive quantum entanglement and coherence may be realized as manifested in quantum spin liquids and topological orders. Here, we demonstrate that deconfined phases even host exotic thermal phase transitions, dubbed deconfined thermal transitions. Constructing a $Z_2$ lattice gauge model with strong interactions between $Z_2$ gauge fluxes, we prove the existence of a thermal phase transition between deconfined and confined phases in two spatial dimensions in sharp contrast to its absence in the Wegner model. Incorporating deconfined fermions, it is shown that gapless excitations from Fermi surfaces endow line-tension to $Z_2$ gauge fluxes at zero temperature, and we argue that a deconfined thermal transition with deconfined fermions may be interpreted as a hidden order transition with thermal gap-opening in Fermi surfaces. Moreover, it is shown that symmetry breaking transitions in deconfined phases may be unconventional. Global $Z_2$ and $U(1)$ symmetry breaking transitions in deconfined phases may be in the same universality class, which is impossible under the conventional Landau-Ginzburg-Wilson paradigm. Characteristic signatures of the transitions in experiments and candidate strongly correlated systems such as Kitaev materials are also discussed.

arXiv:1812.05621•Dec 13, 2018•2 citations

Intertwining Topological Order and Broken Symmetry in a Theory of Fluctuating Spin-Density Waves

Shubhayu Chatterjee, Subir Sachdev A, Mathias S. Scheurer

The pseudogap metal phase of the hole-doped cuprate superconductors has two seemingly unrelated characteristics: a gap in the electronic spectrum in the "antinodal" region of the square lattice Brillouin zone and discrete broken symmetries. We present a SU(2) gauge theory of quantum fluctuations of magnetically ordered states which appear in a classical theory of square lattice antiferromagnets, in a spin-density wave mean field theory of the square lattice Hubbard model, and in a CP^{1} theory of spinons. This theory leads to metals with an antinodal gap and topological order which intertwines with the observed broken symmetries.

arXiv:1705.06289•Physical Review Letters•Nov 29, 2017•42 citations
This review describes how topological order can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum Z2\mathbb{Z}_2Z2​ gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying Z2\mathbb{Z}_2Z2​ magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D=3D=3D=3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order. The phase diagrams of the Z2\mathbb{Z}_2Z2​ gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, reconstructed Fermi surfaces (with `chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D = 3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.
In the conventional theory of density wave ordering in metals, the onset of spin density wave (SDW) order coincides with the reconstruction of the Fermi surfaces into small ``pockets.'' We present models which display this transition, while also displaying an alternative route between these phases via an intermediate phase with topological order, no broken symmetry, and pocket Fermi surfaces. The models involve coupling emergent gauge fields to a fractionalized SDW order, but retain the canonical electron operator in the underlying Hamiltonian. We establish an intimate connection between the suppression of certain defects in the SDW order and the presence of Fermi surface sizes distinct from the Luttinger value in Fermi liquids. We discuss the relevance of such models to the physics of the hole-doped cuprates near optimal doping.
Since the discovery of the pseudogap and Fermi arc states in underdoped cuprates, the understanding of such non-Fermi-liquid states and the associated violation of Luttinger's theorem have been the central theme in correlated electron systems. However, still lacking is a well-accepted theoretical framework to unambiguously explain these metallic states that are clearly beyond Landau's Fermi liquid and Luttinger's theorem of a Fermi surface and electron filling. Here, we design a lattice model of orthogonal metals with fermion and Ising matter fields coupled to topological order and, by solving the model via unbiased quantum Monte Carlo simulation at generic electron fillings, find that the system gives birth to phenomena of the Fermi arc and pseudogap in the single-particle spectrum that go beyond the Luttinger sum rule with broken Fermi surface but no symmetry breaking. The pseudogap and Fermi arcs coexist with a background of a deconfined Z2{Z}_{2}Z2​ gauge field, and we further find that the confinement transition of the gauge field triggers a superconductivity instability and that the hopping of the gauge-neutral fermions brings the ``large'' Fermi surface back from the Fermi arc state. Our unbiased numerical results provide a concrete model realization and theoretical framework for the coupling between gauge field and fermions and, in the process, generate the rich phenomena of the pseudogap, the Fermi arc, and superconductivity in generic correlated electron systems.
Deconfined Thermal Phase Transitions with Z2Z_2Z2​ Gauge Structures
Fathoming deconfined phases is one of the key issues in modern condensed matter. Striking many-body effects including massive quantum entanglement and coherence may be realized as manifested in quantum spin liquids and topological orders. Here, we demonstrate that deconfined phases even host exotic thermal phase transitions, dubbed deconfined thermal transitions. Constructing a Z2Z_2Z2​ lattice gauge model with strong interactions between Z2Z_2Z2​ gauge fluxes, we prove the existence of a thermal phase transition between deconfined and confined phases in two spatial dimensions in sharp contrast to its absence in the Wegner model. Incorporating deconfined fermions, it is shown that gapless excitations from Fermi surfaces endow line-tension to Z2Z_2Z2​ gauge fluxes at zero temperature, and we argue that a deconfined thermal transition with deconfined fermions may be interpreted as a hidden order transition with thermal gap-opening in Fermi surfaces. Moreover, it is shown that symmetry breaking transitions in deconfined phases may be unconventional. Global Z2Z_2Z2​ and U(1)U(1)U(1) symmetry breaking transitions in deconfined phases may be in the same universality class, which is impossible under the conventional Landau-Ginzburg-Wilson paradigm. Characteristic signatures of the transitions in experiments and candidate strongly correlated systems such as Kitaev materials are also discussed.
The pseudogap metal phase of the hole-doped cuprate superconductors has two seemingly unrelated characteristics: a gap in the electronic spectrum in the "antinodal" region of the square lattice Brillouin zone and discrete broken symmetries. We present a SU(2) gauge theory of quantum fluctuations of magnetically ordered states which appear in a classical theory of square lattice antiferromagnets, in a spin-density wave mean field theory of the square lattice Hubbard model, and in a CP^{1} theory of spinons. This theory leads to metals with an antinodal gap and topological order which intertwines with the observed broken symmetries.