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arXiv:1801.01125 · Reports on Progress in Physics

Topological order, emergent gauge fields, and Fermi surface reconstruction

Subir Sachdev A

Published Sep 13, 2018• 225 citations
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Abstract

This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D = 3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.

DOI
10.1088/1361-6633/aae110

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This review describes how topological order associated with the presence of emergent gauge fields can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum [Formula: see text] gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying [Formula: see text] magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D = 3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order, along with the presence of emergent gauge fields. The phase diagrams of the [Formula: see text] gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, deconfined emergent gauge fields, reconstructed Fermi surfaces (with 'chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model and photoemission observations of the electron-doped cuprates. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
This review describes how topological order can reconstruct Fermi surfaces of metals, even in the absence of translational symmetry breaking. We begin with an introduction to topological order using Wegner's quantum Z2\mathbb{Z}_2Z2​ gauge theory on the square lattice: the topological state is characterized by the expulsion of defects, carrying Z2\mathbb{Z}_2Z2​ magnetic flux. The interplay between topological order and the breaking of global symmetry is described by the non-zero temperature statistical mechanics of classical XY models in dimension D=3D=3D=3; such models also describe the zero temperature quantum phases of bosons with short-range interactions on the square lattice at integer filling. The topological state is again characterized by the expulsion of certain defects, in a state with fluctuating symmetry-breaking order. The phase diagrams of the Z2\mathbb{Z}_2Z2​ gauge theory and the XY models are obtained by embedding them in U(1) gauge theories, and by studying their Higgs and confining phases. These ideas are then applied to the single-band Hubbard model on the square lattice. A SU(2) gauge theory describes the fluctuations of spin-density-wave order, and its phase diagram is presented by analogy to the XY models. We obtain a class of zero temperature metallic states with fluctuating spin-density wave order, topological order associated with defect expulsion, reconstructed Fermi surfaces (with `chargon' or electron-like quasiparticles), but no broken symmetry. We conclude with the application of such metallic states to the pseudogap phase of the cuprates, and note the recent comparison with numerical studies of the Hubbard model. In a detour, we also discuss the influence of Berry phases, and how they can lead to deconfined quantum critical points: this applies to bosons on the square lattice at half-integer filling, and to quantum dimer models.
In the conventional theory of density wave ordering in metals, the onset of spin density wave (SDW) order coincides with the reconstruction of the Fermi surfaces into small ``pockets.'' We present models which display this transition, while also displaying an alternative route between these phases via an intermediate phase with topological order, no broken symmetry, and pocket Fermi surfaces. The models involve coupling emergent gauge fields to a fractionalized SDW order, but retain the canonical electron operator in the underlying Hamiltonian. We establish an intimate connection between the suppression of certain defects in the SDW order and the presence of Fermi surface sizes distinct from the Luttinger value in Fermi liquids. We discuss the relevance of such models to the physics of the hole-doped cuprates near optimal doping.
This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.
Quantum fluctuations of the Néel state of the square lattice antiferromagnet are usually described by a CP 1 theory of bosonic spinons coupled to a U(1) gauge field, and with a global SU(2) spin rotation symmetry.Such a theory also has a confining phase with valence bond solid (VBS) order, and upon including spin-singlet charge-2 Higgs fields, deconfined phases with Z 2 topological order possibly intertwined with discrete broken global symmetries.We present dual theories of the same phases starting from a mean-field theory of fermionic spinons moving in π flux in each square lattice plaquette.Fluctuations about this π-flux state are described by (2 þ 1)-dimensional quantum chromodynamics (QCD 3 ) with a SU(2) gauge group and N f ¼ 2 flavors of massless Dirac fermions.It has recently been argued by Wang et al. [Deconfined Quantum Critical Points: Symmetries and Dualities, Phys. Rev. X 7, 031051 (2017).]that this QCD 3 theory describes the Néel-VBS quantum phase transition.We introduce adjoint Higgs fields in QCD 3 and obtain fermionic dual descriptions of the phases with Z 2 topological order obtained earlier using the bosonic CP 1 theory.We also present a fermionic spinon derivation of the monopole Berry phases in the U(1) gauge theory of the VBS state.The global phase diagram of these phases contains multicritical points, and our results imply new boson-fermion dualities between critical gauge theories of these points.
Recent work has used a U(1) gauge theory to describe the physics of Fermi pockets in the presence of fluctuating spin density wave order. We generalize this theory to an arbitrary band structure and ordering wave vector. The transition to the large Fermi-surface state, without pockets induced by local spin density wave order, is described by embedding the U(1) gauge theory in a SU(2) gauge theory. The phase diagram of the SU(2) gauge theory shows that the onset of spin density wave order in the Fermi liquid occurs either directly, in the framework discussed by Hertz, or via intermediate non-Fermi-liquid phases with Fermi surfaces of fractionalized excitations. We discuss application of our results to the phase diagram of the cuprates.
Since the discovery of the pseudogap and Fermi arc states in underdoped cuprates, the understanding of such non-Fermi-liquid states and the associated violation of Luttinger's theorem have been the central theme in correlated electron systems. However, still lacking is a well-accepted theoretical framework to unambiguously explain these metallic states that are clearly beyond Landau's Fermi liquid and Luttinger's theorem of a Fermi surface and electron filling. Here, we design a lattice model of orthogonal metals with fermion and Ising matter fields coupled to topological order and, by solving the model via unbiased quantum Monte Carlo simulation at generic electron fillings, find that the system gives birth to phenomena of the Fermi arc and pseudogap in the single-particle spectrum that go beyond the Luttinger sum rule with broken Fermi surface but no symmetry breaking. The pseudogap and Fermi arcs coexist with a background of a deconfined Z2{Z}_{2}Z2​ gauge field, and we further find that the confinement transition of the gauge field triggers a superconductivity instability and that the hopping of the gauge-neutral fermions brings the ``large'' Fermi surface back from the Fermi arc state. Our unbiased numerical results provide a concrete model realization and theoretical framework for the coupling between gauge field and fermions and, in the process, generate the rich phenomena of the pseudogap, the Fermi arc, and superconductivity in generic correlated electron systems.