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arXiv:2512.23962

Lectures on insulating and conducting quantum spin liquids

Subir Sachdev A

Published Dec 30, 2025• 0 citations
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Abstract

Two of the iconic phases of the hole-doped cuprate materials are the intermediate temperature pseudogap metal and the lower temperature $d$-wave superconductor. Following the suggestion of P. W. Anderson, there were early theories of these phases as doped quantum spin liquids. However, these theories have had difficulties with two prominent observations: (i) angle-dependent magnetoresistance measurements (ADMR) in the pseudogap metal, including observation of the Yamaji effect, present convincing evidence of small hole pockets which can tunnel coherently between square lattice layers (Fang et al., Nature Physics 18, 558 (2022); Chan et al., Nature Physics 21, 1753 (2025)) and (ii) the velocities of the nodal Bogoliubov quasiparticles in the $d$-wave superconductor are highly anisotropic, with $v_F \gg v_Δ$ (Chiao et al., Phys. Rev. B 62, 3554 (2000)). These notes review how the fractionalized Fermi Liquid (FL*) state, which dopes quantum spin liquids with gauge-neutral electron-like quasiparticles, resolves both difficulties. Theories of insulating quantum spin liquids employing fractionalization of the electron spin into bosonic or fermionic partons are discussed. Doping the bosonic parton theory leads to a holon metal theory: while not appropriate for the cuprate pseudogap, this theory is argued to apply to ultracold atom experiments on the Lieb lattice. Doping the fermionic parton theory leads to a $d$-wave superconductor with nearly isotropic quasiparticle velocities. The construction of the FL* state in a single band Hubbard-type model is described using a quantum dimer model, followed by a more realistic description using the Ancilla Layer Model (ALM), which is then used to obtain the theory of the pseudogap and the $d$-wave superconductor. The ALM also leads to a wavefunction for the FL* state of the Hubbard model, which agrees with ultracold atom observations.

DOI
10.48550/arxiv.2512.23962

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Abstract We review a theoretical framework for the cuprate superconductors, rooted in a fractionalized Fermi liquid (FL*) description of the intermediate-temperature pseudogap phase at low doping. The FL* theory predicted hole pockets each of fractional area p / 8 at hole doping p , in contrast to the area p / 4 in spin density wave theory. Magnetotransport measurements, including observation of the Yamaji angle, show clear evidence of hole pocket quasiparticles which can tunnel coherently between square lattice layers, and are consistent with the FL* description. The FL* phase of a single-band model is described using a layer construction with a pair of ancilla qubits on each site: the Ancilla layer model (ALM). Its mean field theory yields hole pockets of area p / 8 , and matches the gapped photoemission spectrum in the anti-nodal region of the Brillouin zone. Fluctuations are described by the SU(2) gauge theory of a background spin liquid with critical Dirac spinons. A Monte Carlo study of the thermal SU(2) gauge theory transforms the hole pockets into Fermi arcs in photoemission. One route to confinement of FL* upon lowering temperature yields a d -wave superconductor via a Kosterlitz–Thouless transition of h / ( 2 e ) vortices, with nodal Bogoliubov quasiparticles featuring anisotropic velocities and vortices surrounded by charge order halos. An alternative route yields a charge-ordered metallic state that has quantum oscillations consistent with observations. These confinement transitions are driven by the condensation of a SU(2) fundamental Higgs field, which also provides a fractionalized description of intertwined orders. Increasing doping from the FL* phase in the ALM drives a transition to a conventional FL at large doping, passing through an intermediate strange metal regime. We formulate a theory of the FL*-FL metal-metal transition without a symmetry-breaking order parameter, using a critical quantum ‘charge’ liquid of mobile electrons in the presence of disorder, developed via an extension of the Sachdev–Ye–Kitaev model to two spatial dimensions. At low temperatures, and across optimal and over doping, we address the regimes of extended non-FL behavior by Griffiths effects near quantum phase transitions in disordered metals. Partly based on lectures by S S at Boulder School 2025, Dynamics of Strongly Correlated Electrons , 14–18 July. Lecture videos . Joint ICTP-WE Heraeus School and Workshop on Advances in Quantum Matter: Pushing the Boundaries , ICTP, Trieste, 4, 6 August 2025. Lecture videos . School on Quantum Dynamics of Matter, Light and Information , ICTP, Trieste, 18, 19 August 2025. Lecture videos . Croucher Advanced Study Institute for Fractional Chern Insulators , University of Hong Kong, 4, 5 September 2025. Lecture slides . Advanced School and Conference on Quantum Matter , ICTP Trieste, 1–12 December 2025. Lecture Notes . Lecture videos .
Doping a Mott-insulating Z2{\mathbb{Z}}_{2}Z2​ spin liquid can lead to a fractionalized Fermi liquid (FL*). Such a phase has several favorable features that make it a candidate for the pseudogap metal for the underdoped cuprates. We focus on a particular, simple Z2{\mathbb{Z}}_{2}Z2​-FL* state which can undergo a confinement transition to a spatially uniform superconductor which is smoothly connected to the ``plain vanilla'' BCS superconductor with ddd-wave pairing. Such a transition occurs by the condensation of bosonic particles carrying +e+e+e charge but no spin (``chargons''). We show that modifying the dispersion of the bosonic chargons can lead to confinement transitions with charge density waves and pair density waves at the same wave vector K\mathbf{K}K, coexisting with ddd-wave superconductivity. We also compute the evolution of the Hall number in the normal state during the transition from the plain vanilla FL* state to a Fermi liquid, and argue, following Coleman, Marston, and Schofield [Phys. Rev. B 72, 245111 (2005)], that it exhibits a discontinuous jump near optimal doping. We note the distinction between these results and those obtained from models of the pseudogap with fermionic chargons.
The pseudogap metal phase of hole-doped cuprates can be described by small Fermi surfaces of electronlike quasiparticles, which enclose a volume violating the Luttinger relation. This violation requires the existence of additional fractionalized excitations which can be viewed as fractionalized remnants of the paramagnon. We fractionalize the paramagnon into the bosonic spinons of the spin liquid described by the CP1{\mathbb{CP}}^{1}CP1 U(1) gauge theory, and we present a gauge theory of the bosonic spinons, a Higgs field, and an ancilla layer of fermions coupled to the original electrons. Along with the small Fermi surface pseudogap metal, this theory displays conventional phases: the large Fermi surface Fermi liquid with a low-energy paramagnon mode, and phases with spin density wave order. We describe the evolution of the electronic photoemission spectrum across these quantum phase transitions. We consider both the two-sublattice N\'eel and incommensurate spin density wave phases, and we find that the latter has spiral spin correlations.
This article is based on a talk by S.S. at the Nambu Memorial Symposium at the University of Chicago. We review ideas on the nature of the metallic states of the hole-doped cuprate high temperature superconductors, with an emphasis on the connections between the Luttinger theorem for the size of the Fermi surface, topological quantum field theories (TQFTs), and critical theories involving changes in the size of the Fermi surface. We begin with the derivation of the Luttinger theorem for a Fermi liquid, using momentum balance during a process of flux-insertion in a lattice electronic model with toroidal boundary conditions. We then review the TQFT of the Z2 spin liquid, and demonstrate its compatibility with the toroidal momentum balance argument. This discussion leads naturally to a simple construction of `topological' Fermi liquid states: the fractionalized Fermi liquid (FL*) and the algebraic charge liquid (ACL). We present arguments for a description of the pseudogap metal of the cuprates using Z2-FL* or Z2-ACL states with Ising-nematic order. These pseudogap metal states are also described as Higgs phases of a SU(2) gauge theory. The Higgs field represents local antiferromagnetism, but the Higgs-condensed phase does not have long-range antiferromagnetic order: the magnitude of the Higgs field determines the pseudogap, the reconstruction of the Fermi surface, and the Ising-nematic order. Finally, we discuss the route to the large Fermi surface Fermi liquid via the critical point where the Higgs condensate and Ising nematic order vanish, and the application of Higgs criticality to the strange metal.
Insulating quantum spin liquids can undergo a confinement transition to a valence bond solid via the condensation of topological excitations of the associated gauge theory. We extend the theory of such transitions to fractionalized Fermi liquids (FL*): These are metallic doped spin liquids in which the Fermi surfaces only have gauge neutral quasiparticles. Using insights from a duality transform on a doped quantum dimer model for the U(1)-FL* state, we show that projective symmetry group of the theory of the topological excitations remains unmodified, but the Fermi surfaces can lead to additional frustrating interactions. We propose a theory for the confinement transition of Z2{\mathbb{Z}}_{2}Z2​-FL* states via the condensation of visons. A variety of confining, incommensurate density wave states are possible, including some that are similar to the incommensurate ddd-form factor density wave order observed in several recent experiments on the cuprate superconductors.
We study superfluidity in strongly correlated systems by focusing three features as follows. First, interplay between superfluidity and other order parameters near quantum critical points is studied. The onset positions of the order parameters with or without superconductivity determines how they interact with each other. For the spin density wave (SDW) transition, we find that the quantum critical point shifts by order |∆|, where ∆ is pairing amplitude, so that the region of SDW order is smaller in the superconductor than in the metal. This shift is larger than the |∆|2 shift predicted by theories of competing orders which ignore Fermi surface effects. Second, we study a doped antiferromagnetic Mott insulator motivated by copper based high temperature superconductors. Based on spin and charge fractionalization, the algebraic charge liquid phase whose bosonic spinons have energy gap but fermionic holons form Fermi surfaces and its superconductivity are studied. We show fluctuations of local SDW order orientation lead to d-wave superconductivity, and its quantum critical pairing mechanisms are investigated. Also, a theory of bound states between spinons and holons is studied. We show that the fractionalization induces a doubling electron-like quasiparticles, which naturally induces the fractionalized Fermi liquid. The bound state theory describes exotic properties of the underdoped Cuprates such as “nodal-antinodal dichotomy” at a mean field level description. At last, we study superfluidity of fermions in optical lattices near the Feshbach resonance. Due to divergence of scattering length at the resonance, universality is observed and characteristics of superfluidity has been studied. We extend such universal properties by considering superfluid-insulator transition with an even integer number of fermions per unit cell. The resulting insulator interpolates between a band insulator of fermions and a Mott insulator of fermion pairs.