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arXiv:1507.00722 · Physical review. B./Physical review. B

Continuous and discontinuous topological quantum phase transitions

Bitan Roy, Pallab Goswami, Jay Deep Sau

Published Jul 1, 2016• 53 citations
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Abstract

The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.

DOI
10.1103/physrevb.94.041101

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The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by a massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd axionic insulator. We also demostrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
Four-component massive and massless Dirac fermions in the presence of long range Coulomb interaction and chemical potential disorder exhibit striking fermionic quantum criticality. For an odd number of flavors of Dirac fermions, the sign of the Dirac mass distinguishes the topological and the trivial band insulator phases, and the gapless semimetallic phase corresponds to the quantum critical point that separates the two. Up to a critical strength of disorder, the semimetallic phase remains stable, and the universality class of the direct phase transition between two insulating phases is unchanged. Beyond the critical strength of disorder the semimetallic phase undergoes a phase transition into a disorder controlled diffusive metallic phase, and there is no longer a direct phase transition between the two types of insulating phases.
The quantum phase transition between two clean, noninteracting topologically distinct gapped states in three dimensions is governed by a massless Dirac fermion fixed point, irrespective of the underlying symmetry class, and this constitutes a remarkably simple example of superuniversality. For a sufficiently weak disorder strength, we show that the massless Dirac fixed point is at the heart of the robustness of superuniversality. We establish this by considering both perturbative and nonperturbative effects of disorder. The superuniversality breaks down at a critical strength of disorder, beyond which the topologically distinct localized phases become separated by a delocalized diffusive phase. In the global phase diagram, the disorder controlled fixed point where superuniversality is lost, serves as a multicritical point, where the delocalized diffusive and two topologically distinct localized phases meet and the nature of the localization-delocalization transition depends on the underlying symmetry class. Based on these features, we construct the global phase diagrams of noninteracting, dirty topological systems in three dimensions. We also establish a similar structure of the phase diagram and the superuniversality for weak disorder in higher spatial dimensions. By noting that 1/r21/{r}^{2}1/r2 power-law correlated disorder acts as a marginal perturbation for massless Dirac fermions in any spatial dimension ddd, we have established a general renormalization group framework for addressing disorder driven critical phenomena for fixed spatial dimension d>2d>2d>2.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
This thesis focuses on the effects of strong electron-electron interactions on topological phase transitions.In very general terms, topological phase transitions are typically associated with the formation of gapless states at the boundary between two gapped phases.The opening of a gap is usually associated with a spontaneous symmetry breaking that can obliterate the topological nature of the system.In this work we highlight a completely different destiny for a topological transition in the presence of interaction and we develop a theoretical framework to address this physics identifying the physical origin for the unconventional scenario.In particular, we show that strong electronic correlation can lead to a gap opening at the topological transition without any symmetry breaking.This turns the topological transition discontinuous, thereby giving rise to a quantum critical point connecting the continuous region with the discontinuous one.This unconventional scenario establishes a surprising connection between a topological transition and quantum criticality.By solving a Bernevig-Hughes-Zhang model supplemented with a local symmetric interaction, we demonstrate that the crucial role of orbital polarization naturally emerges, already at the mean-field level.This local parameter effectively captures the essence of the topological transition, complementing the established evaluation of topological invariants and enabling a Landau-like description.Within this framework, we analyze the interplay between band topology and the dynamical effects of electronic correlations, achieved by developing a non-perturbative method for calculating the effective free energy, the Variational Gaussian Approximation, which is compared with both a simple static mean-field, which is not able to capture any critical behavior for the topological transition and with the accurate Dynamical Mean-Field Theory which provides an important benchmark for the accuracy of the approach.We show indeed that dynamical quantum fluctuations can lead to gap opening without any symmetry breaking.The growth of these quantum effects as the interaction is increased turns indeed the topological transition from continuous to discontinuous.This change of behavior is associated with the presence of massive Dirac fermion at the transition point showing a Gross-Neveu critical behaviour near the quantum critical endpoint.We identify the gap opening as a condensed matter analog of the Coleman-Weinberg mechanism of mass generation.The theory presented offers a broad scope for extension in various directions, ranging from changing the topological model and modifying the interactions, to incorporating non-local effects, or even applying it to entirely trivial strongly correlated models.