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Is the transition between topological and trivial insulators always continuous

Bitan Roy, Pallab Goswami, Jay Deep Sau

Published Jul 2, 2015• 1 citation
OpenAlex

Abstract

The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by a massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd axionic insulator. We also demostrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.

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The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.

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The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by a massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd axionic insulator. We also demostrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
Four-component massive and massless Dirac fermions in the presence of long range Coulomb interaction and chemical potential disorder exhibit striking fermionic quantum criticality. For an odd number of flavors of Dirac fermions, the sign of the Dirac mass distinguishes the topological and the trivial band insulator phases, and the gapless semimetallic phase corresponds to the quantum critical point that separates the two. Up to a critical strength of disorder, the semimetallic phase remains stable, and the universality class of the direct phase transition between two insulating phases is unchanged. Beyond the critical strength of disorder the semimetallic phase undergoes a phase transition into a disorder controlled diffusive metallic phase, and there is no longer a direct phase transition between the two types of insulating phases.
The quantum phase transition between two clean, noninteracting topologically distinct gapped states in three dimensions is governed by a massless Dirac fermion fixed point, irrespective of the underlying symmetry class, and this constitutes a remarkably simple example of superuniversality. For a sufficiently weak disorder strength, we show that the massless Dirac fixed point is at the heart of the robustness of superuniversality. We establish this by considering both perturbative and nonperturbative effects of disorder. The superuniversality breaks down at a critical strength of disorder, beyond which the topologically distinct localized phases become separated by a delocalized diffusive phase. In the global phase diagram, the disorder controlled fixed point where superuniversality is lost, serves as a multicritical point, where the delocalized diffusive and two topologically distinct localized phases meet and the nature of the localization-delocalization transition depends on the underlying symmetry class. Based on these features, we construct the global phase diagrams of noninteracting, dirty topological systems in three dimensions. We also establish a similar structure of the phase diagram and the superuniversality for weak disorder in higher spatial dimensions. By noting that 1/r21/{r}^{2}1/r2 power-law correlated disorder acts as a marginal perturbation for massless Dirac fermions in any spatial dimension ddd, we have established a general renormalization group framework for addressing disorder driven critical phenomena for fixed spatial dimension d>2d>2d>2.
We study theoretically the quantum critical phenomenon of the phase transition between the trivial insulator and the topological insulator in (3+1) dimensions, which is described by a Dirac fermion coupled to the electromagnetic field. The renormalization group (RG) equations for the running coupling constant $\ensuremath{\alpha}$, the speed of light c,c,c, and electron vvv are derived. The almost exact analytic solutions to these RG equations are obtained to reveal that (i) ccc and vvv approach to the common value with combination c2v{c}^{2}vc2v being almost unrenormalized, (ii) the RG flow of $\ensuremath{\alpha}$ is the same as that of usual QED with c3{c}^{3}c3 being replaced by c2v{c}^{2}vc2v, and (iii) there are two crossover momentum/energy scales separating three regions of different scaling behaviors. The dielectric and magnetic susceptibilities, angle-resolved photoemission spectroscopy (ARPES), and the behavior of the gap are discussed from this viewpoint.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
Using determinant quantum Monte Carlo simulations, we demonstrate that an extended Hubbard model on a bilayer honeycomb lattice has two novel quantum phase transitions. The first is a quantum phase transition between the weakly interacting gapless Dirac fermion phase and a strongly interacting fully gapped and symmetric trivial phase, which cannot be described by the standard Gross-Neveu model. The second is a quantum critical point between a quantum spin Hall insulator with spin Sz{S}^{z}Sz conservation and the previously mentioned strongly interacting fully gapped phase. At the latter quantum critical point the single-particle excitations remain gapped, while spin and charge gaps both close. We argue that the first quantum phase transition is related to the Z16{\mathbb{Z}}_{16}Z16​ classification of the topological superconductor $^{3}\mathrm{He}\text{\ensuremath{-}}B$ phase with interactions, while the second quantum phase transition is a topological phase transition described by a bosonic O(4)O(4)O(4) nonlinear sigma model field theory with a $\ensuremath{\Theta}$ term.