Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
Topological phase transitions in free fermion systems can be characterized by the closing of single-particle gap and the change in topological invariants. However, in the presence of electronic interactions, topological phase transitions can be more complicated. In paper I of this series [Phys. Rev. B 93, 195163 (2016)], we have proposed an efficient scheme to evaluate the topological invariants based on the single-particle Green's function formalism. Here, in paper II, we demonstrate several interaction-driven topological phase transitions (TPTs) in two-dimensional (2D) interacting topological insulators (TIs) via large-scale quantum Monte Carlo (QMC) simulations, based on the scheme of evaluating topological invariants presented in paper I. Across these transitions, the defining symmetries of the TIs have been neither explicitly nor spontaneously broken. In the first two models, the topological invariants calculated from the Green's function formalism succeed in characterizing the topologically distinct phases and identifying interaction-driven TPTs. However, in the other two models, we find that the single-particle gap does not close and the topological invariants constructed from the single-particle Green's function acquire no change across the TPTs. Unexpected breakdown of the Green's function formalism in constructing the topological invariants is thus discovered. We thence classify the topological phase transitions in interacting TIs into two categories in practical computation: Those that have noninteracting correspondence can be characterized successfully by the topological invariants constructed from the Green's functions, while for the others that do not have noninteracting correspondence, the Green's function formalism experiences a breakdown, but more interesting and exciting phenomena, such as emergent collective critical modes at the transition, arise. Discussion on the success and breakdown of topological invariants constructed from the Green's function formalism in the context of symmetry protected topological (SPT) states is presented.
This thesis focuses on the effects of strong electron-electron interactions on topological phase transitions.In very general terms, topological phase transitions are typically associated with the formation of gapless states at the boundary between two gapped phases.The opening of a gap is usually associated with a spontaneous symmetry breaking that can obliterate the topological nature of the system.In this work we highlight a completely different destiny for a topological transition in the presence of interaction and we develop a theoretical framework to address this physics identifying the physical origin for the unconventional scenario.In particular, we show that strong electronic correlation can lead to a gap opening at the topological transition without any symmetry breaking.This turns the topological transition discontinuous, thereby giving rise to a quantum critical point connecting the continuous region with the discontinuous one.This unconventional scenario establishes a surprising connection between a topological transition and quantum criticality.By solving a Bernevig-Hughes-Zhang model supplemented with a local symmetric interaction, we demonstrate that the crucial role of orbital polarization naturally emerges, already at the mean-field level.This local parameter effectively captures the essence of the topological transition, complementing the established evaluation of topological invariants and enabling a Landau-like description.Within this framework, we analyze the interplay between band topology and the dynamical effects of electronic correlations, achieved by developing a non-perturbative method for calculating the effective free energy, the Variational Gaussian Approximation, which is compared with both a simple static mean-field, which is not able to capture any critical behavior for the topological transition and with the accurate Dynamical Mean-Field Theory which provides an important benchmark for the accuracy of the approach.We show indeed that dynamical quantum fluctuations can lead to gap opening without any symmetry breaking.The growth of these quantum effects as the interaction is increased turns indeed the topological transition from continuous to discontinuous.This change of behavior is associated with the presence of massive Dirac fermion at the transition point showing a Gross-Neveu critical behaviour near the quantum critical endpoint.We identify the gap opening as a condensed matter analog of the Coleman-Weinberg mechanism of mass generation.The theory presented offers a broad scope for extension in various directions, ranging from changing the topological model and modifying the interactions, to incorporating non-local effects, or even applying it to entirely trivial strongly correlated models.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
We consider two-dimensional topological insulators as prototypes of symmetry protected topological phases where spin-orbit coupling gives rise to the topological insulator phase. The appearance of additional non-topological terms might cause quantum phase transitions into trivial phases when this topologically trivial term overweights the spin-orbit coupling. Usually such a phase transition is associated with closing of the bulk gap. In contrast, time-reversal symmetry breaking terms immediately destroy the topological phase without closing of the bulk gap unless the axial spin symmetry remains preserved. These findings are discussed in the context of topological insulators in the presence of interactions.
The fundamental understanding of phases and their transitions has been a central theme in condensed matter physics. Until recently, it was largely believed that the Landau symmetry breaking principle was effective in distinguishing different phases of matter, with broken symmetries signaling the phase transition. But with the discovery of topological phases which are beyond the Landau symmetry breaking principle, the identification and classification of quantum phases at absolute zero has opened up new unexplored avenues thus leading to exciting theoretical discoveries further propelling technological advancement. Topological phases of matter are characterized by the notion of topological order and in this work we aim to explore and understand topological phases by introducing novel signatures which characterize topological order. The robustness of these phases to external perturbation makes them an ideal candidate to store and manipulate quantum information thus making them an unique and interesting prospect for realizing quantum computers. There have been several signatures to characterize intrinsic topological order, for instance the invariance of the topologically ordered state under local operators, the dependence of ground state degeneracy on the underlying manifold and its robustness to external perturbation, topological entanglement entropy related to the quantum dimension of the supers-selection sectors, the inability to construct the topologically ordered state from a product state via constant depth unitary transformations. With toric code as the toy model, we analyze the robustness of topological order on a manifold supporting open boundaries by computing some of the above signatures which effectively detect a topological to trivial phase transition. We then probe the existence of a quantum criticality between distinct topological phases obtained by varying the underlying manifold. In these scenarios, most of the above signatures turn out to be ineffective in detecting the distinct phases leading to the introduction of an non- local order parameter whose construction is facilitated by the phenomenon of anyon condensation. The signatures for quantitatively and qualitatively characterizing intrinsic topological order being highly scenario dependent and also with its definition for mixed states being elusive we introduce an operational definition based on concepts of topological error correction. We define a state to be topologically ordered if the errors in the state can be corrected by an error correction circuit of finite depth. To concretize the notion of topological to trivial phase transition in an open setting we turn to nonequilibrium phenomenon, for example: Directed Percolation, with the change in percolation rate driving a dynamical phase transition between absorbing and active states with the former being topologically ordered while the latter being topologically trivial. Additionally, we explore the notion of topological phase transitions between distinct topological phases obtained by varying underlying topology in an open setting, analogous to the closed setting discussed earlier. To summarize, we have introduced various mixed states which exhibit topological order and also an operational definition to quantify topological order applicable across multitude of scenarios. We extend the above operational definition to quantify and detect quantum phase transitions in the case of Symmetry Protected Topological (SPT) phases. To further validate the above notion, we consider the perturbed variants of the Su-Schrieffer–Heeger (SSH) models and detect quantum phase transitions to a high accuracy by employing the techniques from the framework of tensor networks. It is significant to note the distinction of the error correction algorithms applied earlier in the case of intrinsic topological order were independent of symmetry constraints while in the current scenario we impose additional symmetry constraints to accurately detect the phase transition. In addition, we also devise error correction strategies with respect to topologically trivial states to detect quantum phase transitions which do not involve topological phases. This gives rise to a very fundamental question on whether error correction statistics with a well defined error correction algorithm, not necessarily optimal, are capable of detecting a equivalence classes of phases and thereby acting as a reliable probe to effectively detect topological/quantum phase transitions? From theoretical and numerical end of the spectrum we shift gears to explore possible experimental platforms with an aim to realize some of the quantum many-body phenomenon discussed earlier. While there have been several innovative experimental avenues to realize the above, one such promising candidate has been ultracold polar molecules setups that offer additional degrees of freedom due to the ro-vibrational degrees of freedom. Based on the chemical reaction between atoms and molecules which results in a quantum Zeno-based blockade, we devise several optimal strategies to efficiently detect molecules using atom as probe, we further extend the above technique to entangle the internal states of molecules and atoms. In addition, we also present optimal strategies for dissipative state engineering using the atom-molecule interactions.