Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
The classification of distinct phases of matter is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the bulk energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov–de Gennes theory. This chapter summarizes the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [ 54 , 175 , 469 ] and review papers [ 23 , 239 , 240 , 421 ] specifically dedicated to this subject.
T HE CLASSIFICATION OF DISTINCT PHASES OF MATTER is a central theme in condensed matter physics. A phase of matter can be viewed as an equivalence class of physical states that share a certain set of properties. In the case of topological quantum matter, these properties are associated with topological invariants that take specific values for each equivalence class. Perturbing a gapped state that corresponds to a given topological phase (i.e., smoothly deforming the Hamiltonian of the system) does not affect the topological invariant, as long as the energy gap remains finite. The value of this invariant changes only if the system undergoes a quantum phase transition, which is signaled by the collapse of the gap. Full topological protection can only emerge in interacting systems and requires the presence of long-range entanglement, which is at the origin of intrinsic topological order. However, topological properties protected by symmetries emerge even in noninteracting systems and, perhaps surprisingly, can be described within the framework of good old band theory of solids. Systems belonging to this category are generically called topological insulators, after the class of materials that is largely responsible for the recent surge in research activity on topological matter. In addition, topological band theory considerations can also be applied to superconductors (and superfluids), as described at the mean-field level using Bogoliubov-de Gennes theory. This chapter summaries the key ideas behind the topological classification of noninteracting systems and discusses the basic properties of various classes of topological insulators and superconductors. For in-depth discussions and related developments the reader is referred to a number of books [48, 402, 153] and review papers [211, 212, 357, 22] specifically dedicated to this subject.
Quantum states of matter at zero temperature are called quantum phases, which are characterized by their symmetries and topology. If two quantum phases cannot be related by symmetry-preserving continuous transformations, they are defined to be topologically distinct. The zero-temperature transitions among quantum phases are quantum phase transitions. Quantum phase transitions that happen among topologically distinct phases are called topological quantum phase transitions. The study of topological quantum phases and topological quantum phase transitions is a central topic in condensed matter physics.My research on quantum phases has been focused on the theoretical study of topologically nontrivial quantum phases in the crystals governed by non-interacting Hamiltonians, including topological insulator phases, topological semimetal phases, topological superconductor phases, and so on. First, we proposed a sufficient criterion that can efficiently determine whether a three-dimensional crystal is a topological semimetal or not, based on the compatibility of different expressions for a special topological invariant, the quantized bulk average value of the effective axion field. Second, we predicted the existence of various topological insulator phases and topological semimetal phases in half-Heusler materials. Third, we proposed the magnetic-resonance-induced current as a feasible experimental probe of a special kind of topological insulators, called the axion insulators. Fourth, we proposed a new pairing mixing mechanism, the singlet-quintet mixing, for superconductors with spin-3/2 fermions, demonstrated the topological superconductor phase induced by it, and studied various properties of it, including spin-susceptibility, upper critical field, stability against the disorder, and surface Majorana flat bands.Besides the topological quantum phases, I have also worked on quantum phase transitions. First, we constructed the first theoretical model for the emergent supersymmetry at a discontinuous quantum phase transition and proposed to realize it on the surface of a topological superconductor. Second, we proposed the discontinuous change of piezoelectricity as a probe of two-dimensional topological quantum phase transitions between insulating phases, through a systematic study of all the relevant gap closing cases. In this dissertation, I first briefly introduce the basic concepts in the field of topological quantum phases and topological quantum phase transitions with a focus on the crystals governed by noninteracting Hamiltonians. Then, I review in detail all my first-authored research works mentioned above. My other research works are briefly mentioned.
We investigate properties of a topological Mott insulator in one dimension by examining the bulk topological invariant and the entanglement spectrum of a correlated electron model. We clarify how gapless edge states in a noninteracting topological band insulator evolve into spinon edge states in a topological Mott insulator. Furthermore, we propose a topological Mott transition, which is a new type of topological phase transition which has never been observed in free fermion systems. This unconventional transition occurs in spin liquid phases in the Mott insulator and is accompanied by zeros of the single-electron Green's function and a gap closing in the spin excitation spectrum.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.