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arXiv:1101.2210 · Physical Review Letters

Quantum Criticality between Topological and Band Insulators in 3+1 Dimensions

Pallab Goswami, Sudip Chakravarty

Published Nov 2, 2011• 233 citations
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Abstract

Four-component massive and massless Dirac fermions in the presence of long range Coulomb interaction and chemical potential disorder exhibit striking fermionic quantum criticality. For an odd number of flavors of Dirac fermions, the sign of the Dirac mass distinguishes the topological and the trivial band insulator phases, and the gapless semimetallic phase corresponds to the quantum critical point that separates the two. Up to a critical strength of disorder, the semimetallic phase remains stable, and the universality class of the direct phase transition between two insulating phases is unchanged. Beyond the critical strength of disorder the semimetallic phase undergoes a phase transition into a disorder controlled diffusive metallic phase, and there is no longer a direct phase transition between the two types of insulating phases.

DOI
10.1103/physrevlett.107.196803

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Four-component massive and massless Dirac fermions in the presence of long range Coulomb interaction and chemical potential disorder exhibit striking fermionic quantum criticality. For an odd number of flavors of Dirac fermions, the sign of the Dirac mass distinguishes the topological and the trivial band insulator phases, and the gapless semimetallic phase corresponds to the quantum critical point that separates the two. Up to a critical strength of disorder, the semimetallic phase remains stable, and the universality class of the direct phase transition between two insulating phases is unchanged. Beyond the critical strength of disorder the semimetallic phase undergoes a phase transition into a disorder controlled diffusive metallic phase, and there is no longer a direct phase transition between the two types of insulating phases.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by the massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd ``axionic'' insulator. We also demonstrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
One could tune a topological double-Weyl semimetal or a topological triple-Weyl semimetal to become a topologically trivial insulator by opening a band gap. This kind of quantum phase transition is characterized by the change of certain topological invariant. A new gapless semimetallic state emerges at each topological quantum critical point. Here we perform a renormalization group analysis to investigate the stability of such critical points against perturbations induced by random scalar potential and random vector potential. We find that the quantum critical point between double-Weyl semimetal and band insulator is unstable and can be easily turned into a compressible diffusive metal by any type of weak disorder. The quantum critical point between triple-Weyl semimetal and band insulator flows to a stable strong-coupling fixed point if the system contains a random vector potential merely along the z-axis, but becomes a compressible diffusive metal when other types of disorders exist.
The quantum phase transition between two clean, noninteracting topologically distinct gapped states in three dimensions is governed by a massless Dirac fermion fixed point, irrespective of the underlying symmetry class, and this constitutes a remarkably simple example of superuniversality. For a sufficiently weak disorder strength, we show that the massless Dirac fixed point is at the heart of the robustness of superuniversality. We establish this by considering both perturbative and nonperturbative effects of disorder. The superuniversality breaks down at a critical strength of disorder, beyond which the topologically distinct localized phases become separated by a delocalized diffusive phase. In the global phase diagram, the disorder controlled fixed point where superuniversality is lost, serves as a multicritical point, where the delocalized diffusive and two topologically distinct localized phases meet and the nature of the localization-delocalization transition depends on the underlying symmetry class. Based on these features, we construct the global phase diagrams of noninteracting, dirty topological systems in three dimensions. We also establish a similar structure of the phase diagram and the superuniversality for weak disorder in higher spatial dimensions. By noting that 1/r21/{r}^{2}1/r2 power-law correlated disorder acts as a marginal perturbation for massless Dirac fermions in any spatial dimension ddd, we have established a general renormalization group framework for addressing disorder driven critical phenomena for fixed spatial dimension d>2d>2d>2.
The continuous quantum phase transition between noninteracting, time-reversal symmetric topological and trivial insulators in three dimensions is described by a massless Dirac fermion. We address the stability of this quantum critical point against short range electronic interactions by using renormalization group analysis and mean field theory. For sufficiently weak interactions, we show that the nature of the direct transition remains unchanged. Beyond a critical strength of interactions we find that either (i) there is a direct first order transition between two time reversal symmetric insulators or (ii) the direct transition is eliminated by an intervening time reversal and inversion odd axionic insulator. We also demostrate the existence of an interaction driven first order quantum phase transition between topological and trivial gapped states in lower dimensions.
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Progress in the understanding of quantum critical properties of itinerant electrons has been hindered by the lack of effective models which are amenable to controlled analytical and numerically exact calculations. Here we establish that the disorder-driven semimetal to metal quantum phase transition of three-dimensional massless Dirac fermions could serve as a paradigmatic toy model for studying itinerant quantum criticality, which is solved in this work by exact numerical and approximate field-theoretic calculations. As a result, we establish the robust existence of a non-Gaussian universality class, and also construct the relevant low-energy effective field theory that could guide the understanding of quantum critical scaling for many strange metals. Using the kernel polynomial method (KPM), we provide numerical results for the calculated dynamical exponent (zzz) and correlation length exponent ($\ensuremath{\nu}$) for the disorder-driven semimetal (SM) to diffusive metal (DM) quantum phase transition at the Dirac point for several types of disorder, establishing its universal nature and obtaining the numerical scaling functions in agreement with our field-theoretical analysis.