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arXiv:1204.4739 · Physical Review A

Initial-state dependence of the quench dynamics in integrable quantum systems. II. Thermal states

Kai He, Marcos Rigol

Published Jun 11, 2012• 53 citations
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Abstract

We study properties of isolated integrable quantum systems after a sudden quench starting from thermal states. We show that, even if the system is initially in thermal equilibrium at finite temperature, the diagonal entropy after a quench remains a fraction of the entropy in the generalized ensembles introduced to describe integrable systems after relaxation. The latter is also, in general, different from the entropy in thermal equilibrium. Furthermore, we examine the difference in the distributions of conserved quantities in the thermal versus the generalized ensembles after a quench and show that they are also, in general, different from each other. This explains why these systems fail to thermalize. A finite-size scaling analysis is presented for each quantity, which allows us to make predictions for thermodynamically large lattice sizes.

DOI
10.1103/physreva.85.063609

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We study properties of isolated integrable quantum systems after a sudden quench starting from thermal states. We show that, even if the system is initially in thermal equilibrium at finite temperature, the diagonal entropy after a quench remains a fraction of the entropy in the generalized ensembles introduced to describe integrable systems after relaxation. The latter is also, in general, different from the entropy in thermal equilibrium. Furthermore, we examine the difference in the distributions of conserved quantities in the thermal versus the generalized ensembles after a quench and show that they are also, in general, different from each other. This explains why these systems fail to thermalize. A finite-size scaling analysis is presented for each quantity, which allows us to make predictions for thermodynamically large lattice sizes.
We identify and study classes of initial states in integrable quantum systems that, after the relaxation dynamics following a sudden quench, lead to near-thermal expectation values of few-body observables. In the systems considered here, those states are found to be insulating ground states of lattice hard-core boson Hamiltonians. We show that, as a suitable parameter in the initial Hamiltonian is changed, those states become closer to Fock states (products of single site states) as the outcome of the relaxation dynamics becomes closer to the thermal prediction. At the same time, the energy density approaches a Gaussian. Furthermore, the entropy associated with the generalized canonical and generalized grand-canonical ensembles, introduced to describe observables in integrable systems after relaxation, approaches that of the conventional canonical and grand-canonical ensembles. We argue that those classes of initial states are special because a control parameter allows one to tune the distribution of conserved quantities to approach the one in thermal equilibrium. This helps in understanding the approach of all the quantities studied to their thermal expectation values. However, a finite-size scaling analysis shows that this behavior should not be confused with thermalization as understood for nonintegrable systems.
We study sudden quantum quenches in which the initial states are selected to be either eigenstates of an integrable Hamiltonian that is nonmappable to a noninteracting one or a nonintegrable Hamiltonian, while the Hamiltonian after the quench is always integrable and mappable to a noninteracting one. By studying weighted energy densities and entropies, we show that quenches starting from nonintegrable (chaotic) eigenstates lead to an ``ergodic'' sampling of the eigenstates of the final Hamiltonian, while those starting from the integrable eigenstates do not (or at least it is not apparent for the system sizes accessible to us). This goes in parallel with the fact that the distribution of conserved quantities in the initial states is thermal in the nonintegrable cases and nonthermal in the integrable ones, and means that, in general, thermalization occurs in integrable systems when the quench starts form an eigenstate of a nonintegrable Hamiltonian (away from the edges of the spectrum), while it fails (or requires larger system sizes than those studied here to become apparent) for quenches starting at integrable points. We test those conclusions by studying the momentum distribution function of hard-core bosons after a quench.
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
A diagonal entropy, which depends only on the diagonal elements of the system's density matrix in the energy representation, has been recently introduced as the proper definition of thermodynamic entropy in out-of-equilibrium quantum systems. We study this quantity after an interaction quench in lattice hard-core bosons and spinless fermions, and after a local chemical potential quench in a system of hard-core bosons in a superlattice potential. The former systems have a chaotic regime, where the diagonal entropy becomes equivalent to the equilibrium microcanonical entropy, coinciding with the onset of thermalization. The latter system is integrable. We show that its diagonal entropy is additive and different from the entropy of a generalized Gibbs ensemble, which has been introduced to account for the effects of conserved quantities at integrability.
We review exact approaches and recent results related to the relaxation dynamics and description after relaxation of various one-dimensional lattice systems of hard-core bosons after a sudden quench. We first analyze the integrable case, where the combination of analytical insights and computational techniques enable one to study large system sizes. Thermalization does not occur in this regime. However, after relaxation, observables can be described by a generalization of the Gibbs ensemble. We then utilize full exact diagonalization to study what happens as integrability is broken. We show that thermalization does occur in finite nonintegrable systems provided they are sufficiently far away from the integrable point. We argue that the onset of thermalization can be understood in terms of the eigenstate thermalization hypothesis.
Nonequilibrium dynamics of a nonintegrable system without the eigenstate thermalization hypothesis is studied. It is shown that, in the thermodynamic limit, this model thermalizes after an arbitrary quantum quench at finite temperature, although it does not satisfy the eigenstate thermalization hypothesis. In contrast, when the system size is finite and the temperature is low enough, the system may not thermalize. In this case, the steady state is well described by the generalized Gibbs ensemble constructed by using highly nonlocal conserved quantities. We also show that this model exhibits prethermalization, in which the prethermalized state is characterized by nonthermal energy eigenstates.