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arXiv:1707.05921 · Physical review. E

Thermalization without eigenstate thermalization hypothesis after a quantum quench

Takashi Mori, Naoto Shiraishi

Published Aug 28, 2017• 38 citations
arXivHTMLPDF

Abstract

Nonequilibrium dynamics of a nonintegrable system without the eigenstate thermalization hypothesis is studied. It is shown that, in the thermodynamic limit, this model thermalizes after an arbitrary quantum quench at finite temperature, although it does not satisfy the eigenstate thermalization hypothesis. In contrast, when the system size is finite and the temperature is low enough, the system may not thermalize. In this case, the steady state is well described by the generalized Gibbs ensemble constructed by using highly nonlocal conserved quantities. We also show that this model exhibits prethermalization, in which the prethermalized state is characterized by nonthermal energy eigenstates.

DOI
10.1103/physreve.96.022153

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Nonequilibrium dynamics of a nonintegrable system without the eigenstate thermalization hypothesis is studied. It is shown that, in the thermodynamic limit, this model thermalizes after an arbitrary quantum quench at finite temperature, although it does not satisfy the eigenstate thermalization hypothesis. In contrast, when the system size is finite and the temperature is low enough, the system may not thermalize. In this case, the steady state is well described by the generalized Gibbs ensemble constructed by using highly nonlocal conserved quantities. We also show that this model exhibits prethermalization, in which the prethermalized state is characterized by nonthermal energy eigenstates.
The eigenstate thermalization hypothesis conjectures that for a thermodynamically large system in one of its energy eigenstates, the reduced density matrix describing any finite subsystem is determined solely by a set of relevant conserved quantities. In a chaotic quantum system, only the energy is expected to play that role and hence eigenstates appear locally thermal. Integrable systems, on the other hand, possess an extensive number of such conserved quantities and therefore the reduced density matrix requires specification of all the corresponding parameters (generalized Gibbs ensemble). However, here we show by unbiased statistical sampling of the individual eigenstates with a given finite energy density that the local description of an overwhelming majority of these states of even such an integrable system is actually Gibbs-like, i.e., requires only the energy density of the eigenstate. Rare eigenstates that cannot be represented by the Gibbs ensemble can also be sampled efficiently by our method and their local properties are then shown to be described by appropriately truncated generalized Gibbs ensembles. We further show that the presence of these rare eigenstates differentiates the model from the chaotic case and leads to the system being described by a generalized Gibbs ensemble at long time under a unitary dynamics following a sudden quench, even when the initial state is a typical (Gibbs-like) eigenstate of the prequench Hamiltonian.
Understanding how isolated quantum systems thermalize has recently gathered renewed interest almost 100 years after the first work by von Neumann, thanks to the experimental realizations of such systems. Experimental and numerical pieces of evidence imply that nonintegrability of the system plays an important role in thermalization. Nonintegrable systems that conserve energy alone are expected to be effectively described by the (micro)canonical ensemble due to the so-called eigenstate thermalization hypothesis (ETH) in the thermodynamic limit. In contrast, it is expected that stationary states in integrable systems are described not by the canonical ensemble but by the generalized Gibbs ensemble (GGE) due to the existence of many nontrivial conserved quantities. In this thesis, we study thermalization and its mechanism in nonintegrable systems from two perspectives. We first study how well the ETH and its finite-size corrections can be predicted by random matrix theory (RMT). Next, we present our study on the emergence of the GGE in a nonintegrable system with an extensive number of local symmetries.
A quantum many-body system that is prepared in the ground state of an integrable Hamiltonian does not directly thermalize after a sudden small parameter quench away from integrability. Rather, it will be trapped in a prethermalized state and can thermalize only at a later stage. We discuss several examples for which this prethermalized state shares some properties with the nonthermal steady state that emerges in the corresponding integrable system. These examples support the notion that nonthermal steady states in integrable systems may be viewed as prethermalized states that never decay further. Furthermore, we show that prethermalization plateaus are under certain conditions correctly predicted by generalized Gibbs ensembles, which are the appropriate extension of standard statistical mechanics in the presence of many constants of motion. This establishes that the relaxation behaviors of integrable and nearly integrable systems are continuously connected and described by the same statistical theory.
The integrable system is constrained strictly by the conservation law during the time evolution, and the prethermal state from the nearly integrable system is also constrained by the conserved parameters (the constants of motion) with the corresponding generalized Gibbs ensemble (GGE), which is indubitably a powerful tool in the prediction of the relaxation dynamics. For stochastic evolution dynamics with considerable noise, the two-point correlation of local operators (like the density of kinks or transverse magnetization correlators), which do not exhibit the thermal features, display the behaviors of nonthermalization and an asymptotic GGE. In fact it is an asymptotic quasi-steady state with an infinite temperature, therefore the required distance to the nonthermal steady state is in an infinite time average. In this paper, we unambiguously investigate the relaxation of a nonequilibrium system in a canonical ensemble for integrable and nonintegrable systems. Temporal behavior of the many-body quantum system and the corresponding linear-coupling between the harmonic oscillators are discussed. The matrix-method in entropy ensemble is utilized to discuss the boundary and the diagonalization algebraically. The approximation results for nonintegrable system under the considerable perturbations are also presented.
Identifying the general mechanics behind the equilibration of a complex isolated quantum system towards a state described by only a few parameters has been the focus of attention in non-equilibrium thermodynamics. And several experimentally unproven conjectures are proposed for the statistical description of quantum (non-)integrable models. The plausible eigenstate thermalization hypothesis (ETH), which suggests that each energy eigenstate itself is thermal, plays a crucial role in understanding the quantum thermalization in non-integrable systems; it is commonly believed that it does not exist in integrable systems. Nevertheless, integrable systems can still relax to the generalized Gibbs ensemble. From a microscopic perspective, understanding the origin of this generalized thermalization that occurs in an isolated integrable system is a fundamental open question lacking experimental investigations. Herein, we experimentally investigated the spin subsystem relaxation in an isolated spin-orbit coupling quantum system. By applying the quantum state engineering technique, we initialized the system with various distribution widths in the mutual eigenbasis of the conserved quantities. Then, we compared the steady state of the spin subsystem reached in a long-time coherent dynamics to the prediction of a generalized version of ETH and the underlying mechanism of the generalized thermalization is experimentally verified for the first time. Our results facilitate understanding the origin of quantum statistical mechanics.
There is much interest in how quantum systems thermalize after a sudden change, because unitary evolution should preclude thermalization. The eigenstate thermalization hypothesis resolves this because all observables for quantum states in a small energy window have essentially the same value; it is violated for integrable systems due to the infinite number of conserved quantities. Here, we show that when a system is driven by a DC electric field there are five generic behaviors: (i) monotonic or (ii) oscillatory approach to an infinite-temperature steady state; (iii) monotonic or (iv) oscillatory approach to a nonthermal steady state; or (v) evolution to an oscillatory state. Examining the Hubbard model (which thermalizes under a quench) and the Falicov-Kimball model (which does not), we find both exhibit scenarios (i-iv), while only Hubbard shows scenario (v). This shows richer behavior than in interaction quenches and integrability in the absence of a field plays no role.