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arXiv:1310.8354 · Scientific Reports

Thermalization of field driven quantum systems

Herbert F. Fotso, Karlis Mikelsons, James K. Freericks

Published Apr 16, 2014• 19 citations
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Abstract

There is much interest in how quantum systems thermalize after a sudden change, because unitary evolution should preclude thermalization. The eigenstate thermalization hypothesis resolves this because all observables for quantum states in a small energy window have essentially the same value; it is violated for integrable systems due to the infinite number of conserved quantities. Here, we show that when a system is driven by a DC electric field there are five generic behaviors: (i) monotonic or (ii) oscillatory approach to an infinite-temperature steady state; (iii) monotonic or (iv) oscillatory approach to a nonthermal steady state; or (v) evolution to an oscillatory state. Examining the Hubbard model (which thermalizes under a quench) and the Falicov-Kimball model (which does not), we find both exhibit scenarios (i-iv), while only Hubbard shows scenario (v). This shows richer behavior than in interaction quenches and integrability in the absence of a field plays no role.

DOI
10.1038/srep04699

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There is much interest in how quantum systems thermalize after a sudden change, because unitary evolution should preclude thermalization. The eigenstate thermalization hypothesis resolves this because all observables for quantum states in a small energy window have essentially the same value; it is violated for integrable systems due to the infinite number of conserved quantities. Here, we show that when a system is driven by a DC electric field there are five generic behaviors: (i) monotonic or (ii) oscillatory approach to an infinite-temperature steady state; (iii) monotonic or (iv) oscillatory approach to a nonthermal steady state; or (v) evolution to an oscillatory state. Examining the Hubbard model (which thermalizes under a quench) and the Falicov-Kimball model (which does not), we find both exhibit scenarios (i-iv), while only Hubbard shows scenario (v). This shows richer behavior than in interaction quenches and integrability in the absence of a field plays no role.
th and O Sts. NW, Washington, DC 20057 USA. There is much interest in how quantum systems thermalize after a sudden change, because unitary evolution should preclude thermalization. The eigenstate thermalization hypothesis resolves this because all observables for quantum states in a small energy window have essentially the same value; it is violated for integrable systems due to the infinite number of conserved quantities. Here, we show that when a system is driven by a DC electric field there are five generic behaviors: (i) monotonic or (ii) oscillatory approach to an infinite-temperature steady state; (iii) monotonic or (iv) oscillatory approach to a nonthermal steady state; or (v) evolution to an oscillatory state. Examining the Hubbard model (which thermalizes under a quench) and the Falicov-Kimball model (which does not), we find both exhibit scenarios (i–iv), while only Hubbard shows scenario (v). This shows richer behavior than in interaction quenches and integrability in the absence of a field plays no role.
Nonequilibrium dynamical mean field theory and nonequilibrium self-consistent strong coupling expansion[1] are used to study the relaxation of correlated quantum systems driven out of equilibrium by DC electric fields[2]. Both the FalicovKimball and the Hubbard model are found to exhibit regimes of monotonic or oscillatory themalization as well as regimes where they evolve in a monotonic or oscillatory manner towards a non-thermal state. This suggests that driven quantum systems have a richer behavior than their quenched counterparts and that integrability does not play as critical a role. In the monotonic thermalization scenario, the system evolves through successive quasi-thermal states and it is possible to extrapolate its long time properties from its transient; bridging the gap between the transient and the steady state with very little computational cost. Furthermore, regardless of the relaxation scenario, it is interesting to ask how the particles are distributed as the system evolves in time. We will show that non-trivial parameter-dependent patterns are formed when the system is visualized in momentum space [3]. These features should be observable in current cold atom experiments.
Nonequilibrium dynamics of a nonintegrable system without the eigenstate thermalization hypothesis is studied. It is shown that, in the thermodynamic limit, this model thermalizes after an arbitrary quantum quench at finite temperature, although it does not satisfy the eigenstate thermalization hypothesis. In contrast, when the system size is finite and the temperature is low enough, the system may not thermalize. In this case, the steady state is well described by the generalized Gibbs ensemble constructed by using highly nonlocal conserved quantities. We also show that this model exhibits prethermalization, in which the prethermalized state is characterized by nonthermal energy eigenstates.
We consider the question of thermalization for isolated quantum systems after a sudden parameter change, a so-called quantum quench. In particular, we investigate the prerequisites for thermalization, focusing on the statistical properties of the time-averaged density matrix and of the expectation values of observables in the final eigenstates. We find that eigenstates, which are rare compared to the typical ones sampled by the microcanonical distribution, are responsible for the absence of thermalization of some infinite integrable models and play an important role for some nonintegrable systems of finite size, such as the Bose-Hubbard model. We stress the importance of finite size effects for the thermalization of isolated quantum systems and discuss two scenarios for thermalization.
We consider the question of thermalization for isolated quantum systems after a sudden parameter change, a so-called quantum quench. In particular we investigate the pre-requisites for thermalization focusing on the statistical properties of the time-averaged density matrix and of the expectation values of observables in the final eigenstates. We find that eigenstates, which are rare compared to the typical ones sampled by the micro-canonical distribution, are responsible for the absence of thermalization of some infinite integrable models and play an important role for some finite size non-integrable systems, such as the Bose-Hubbard model. We stress the importance of finite size effects for the thermalization of isolated quantum systems and propose a condition, relying on the Kullback-Leibler entropy, to obtain thermalization.
We study sudden quantum quenches in which the initial states are selected to be either eigenstates of an integrable Hamiltonian that is nonmappable to a noninteracting one or a nonintegrable Hamiltonian, while the Hamiltonian after the quench is always integrable and mappable to a noninteracting one. By studying weighted energy densities and entropies, we show that quenches starting from nonintegrable (chaotic) eigenstates lead to an ``ergodic'' sampling of the eigenstates of the final Hamiltonian, while those starting from the integrable eigenstates do not (or at least it is not apparent for the system sizes accessible to us). This goes in parallel with the fact that the distribution of conserved quantities in the initial states is thermal in the nonintegrable cases and nonthermal in the integrable ones, and means that, in general, thermalization occurs in integrable systems when the quench starts form an eigenstate of a nonintegrable Hamiltonian (away from the edges of the spectrum), while it fails (or requires larger system sizes than those studied here to become apparent) for quenches starting at integrable points. We test those conclusions by studying the momentum distribution function of hard-core bosons after a quench.