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arXiv:1103.0557 · Physical Review Letters

Entropy of Isolated Quantum Systems after a Quench

Léa Ferreira dos Santos, Anatoli Polkovnikov, Marcos Rigol

Published Jul 18, 2011• 159 citations
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Abstract

A diagonal entropy, which depends only on the diagonal elements of the system's density matrix in the energy representation, has been recently introduced as the proper definition of thermodynamic entropy in out-of-equilibrium quantum systems. We study this quantity after an interaction quench in lattice hard-core bosons and spinless fermions, and after a local chemical potential quench in a system of hard-core bosons in a superlattice potential. The former systems have a chaotic regime, where the diagonal entropy becomes equivalent to the equilibrium microcanonical entropy, coinciding with the onset of thermalization. The latter system is integrable. We show that its diagonal entropy is additive and different from the entropy of a generalized Gibbs ensemble, which has been introduced to account for the effects of conserved quantities at integrability.

DOI
10.1103/physrevlett.107.040601

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A diagonal entropy, which depends only on the diagonal elements of the system's density matrix in the energy representation, has been recently introduced as the proper definition of thermodynamic entropy in out-of-equilibrium quantum systems. We study this quantity after an interaction quench in lattice hard-core bosons and spinless fermions, and after a local chemical potential quench in a system of hard-core bosons in a superlattice potential. The former systems have a chaotic regime, where the diagonal entropy becomes equivalent to the equilibrium microcanonical entropy, coinciding with the onset of thermalization. The latter system is integrable. We show that its diagonal entropy is additive and different from the entropy of a generalized Gibbs ensemble, which has been introduced to account for the effects of conserved quantities at integrability.
We study properties of isolated integrable quantum systems after a sudden quench starting from thermal states. We show that, even if the system is initially in thermal equilibrium at finite temperature, the diagonal entropy after a quench remains a fraction of the entropy in the generalized ensembles introduced to describe integrable systems after relaxation. The latter is also, in general, different from the entropy in thermal equilibrium. Furthermore, we examine the difference in the distributions of conserved quantities in the thermal versus the generalized ensembles after a quench and show that they are also, in general, different from each other. This explains why these systems fail to thermalize. A finite-size scaling analysis is presented for each quantity, which allows us to make predictions for thermodynamically large lattice sizes.
We propose a combination between the theory of diagonal entropy representing far-from-equilibrium ensembles and Jarzynski Equality to explore thermalization effects on thermodynamic quantities such as temperature, entropy, mechanical work and free-energy changes. Applying the theory to a quantum harmonic oscillator, we find that diagonal entropy offers a definition of temperature for closed systems far from equilibrium, and a better sampling of reaction pathways than the conventional von Neumann entropy. We also apply the theory to a many-body system of hard-core boson lattice, and discuss the ideas of how to estimate temperature, entropy and measure work distribution functions. The theory suggests a powerful technique to study non-equilibrium dynamics in quantum systems by means of performing work in a series of quenches.
As recently manifested [ 1 ], the quench dynamics of isolated quantum systems consisting of a finite number of particles, is characterized by an exponential spreading of wave packets in the many-body Hilbert space. This happens when the inter-particle interaction is strong enough, thus resulting in a chaotic structure of the many-body eigenstates considered in the non-interacting basis. The semi-analytical approach used here, allows one to estimate the rate of the exponential growth as well as the relaxation time, after which the equilibration (thermalization) emerges. The key ingredient parameter in the description of this process is the width Γ of the local density of states (LDoS) defined by the initially excited state, the number of particles and the interaction strength. In this paper we show that apart from the meaning of Γ as the decay rate of survival probability, the width of the LDoS is directly related to the diagonal entropy and the latter can be linked to the thermodynamic entropy of a system equilibrium state emerging after the complete relaxation. The analytical expression relating the two entropies is derived phenomenologically and numerically confirmed in a model of bosons with random two-body interaction, as well as in a deterministic model which becomes completely integrable in the continuous limit.
We combine the formalisms of diagonal entropy and Jarzynski Equality to study the thermodynamic properties of closed quantum systems. Applying this approach to a quantum harmonic oscillator, the diagonal entropy offers a notion of temperature for closed systems away from equilibrium, and allows computing free-energy profiles. We also apply this approach to a hard-core boson lattice model, and discuss measures how to estimate temperature, entropy and measure work distribution functions. This technique offers a path to investigate the non-equilibrium quantum dynamics by means of performing work in a series of quenches.
Integrable quantum systems evolving from non-equilibrium initial states do not thermalize to conventional Gibbs ensembles (GE). Instead, at long times they relax to generalized Gibbs ensembles (GGEs), which incorporate the full set of local and quasi-local conserved quantities. While GGEs have been extensively studied in the literature, a quantitative analytic characterization of how different they are from ordinary GEs is still lacking. In this work, we address this question by employing the concept of athermality, which we define within quantum resource theory as the relative entropy between a given state and the closest thermal state. By means of integrability techniques we compute the athermality for several quantum quenches in paradigmatic integrable models, including the free XY spin chain, the interacting Lieb-Liniger model, the XXZ spin chain, and the harmonic chain. We find that often the athermality becomes anomalously small when the post-quench Hamiltonian is critical in its ground state, despite probing physics at a finite energy density. We also prove that it systematically develops a singularity at criticality, which is inherited from the entropy of the GGE.
We prove the approach to equilibrium of quenched isolated quantum systems for which the change in the Hamiltonian brought about by the quench satisfies a certain closed commutator algebra with all the extensive integrals of motion of the system before the quench. The proof is carried out by following the exact unitary evolution of the entropy operator, defined as the negative of the logarithm of the nonequilibrium density matrix, and showing that, under the conditions implied by the assumed algebra, this entropy operator becomes, at infinite times, a linear combination of integrals of motion of the perturbed system. That is, we show how the nonequilibrium density matrix approaches a generalized Gibbs ensemble. The restricted class of systems for which the present results apply turn out to have degenerate spectra in general, as opposed to some generic systems for which a kind of ergodicity is expected, with a nontrivial dynamics believed to find instances in one-dimensional infinite super-integrable systems. Our findings constitute a direct demonstration of how a non-ergodic isolated quantum system may get to statistical equilibrium.