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arXiv:1107.5811 · Physical Review A

Initial-state dependence of the quench dynamics in integrable quantum systems

Marcos Rigol, Mattias Fitzpatrick

Published Sep 27, 2011• 104 citations
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Abstract

We identify and study classes of initial states in integrable quantum systems that, after the relaxation dynamics following a sudden quench, lead to near-thermal expectation values of few-body observables. In the systems considered here, those states are found to be insulating ground states of lattice hard-core boson Hamiltonians. We show that, as a suitable parameter in the initial Hamiltonian is changed, those states become closer to Fock states (products of single site states) as the outcome of the relaxation dynamics becomes closer to the thermal prediction. At the same time, the energy density approaches a Gaussian. Furthermore, the entropy associated with the generalized canonical and generalized grand-canonical ensembles, introduced to describe observables in integrable systems after relaxation, approaches that of the conventional canonical and grand-canonical ensembles. We argue that those classes of initial states are special because a control parameter allows one to tune the distribution of conserved quantities to approach the one in thermal equilibrium. This helps in understanding the approach of all the quantities studied to their thermal expectation values. However, a finite-size scaling analysis shows that this behavior should not be confused with thermalization as understood for nonintegrable systems.

DOI
10.1103/physreva.84.033640

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We identify and study classes of initial states in integrable quantum systems that, after the relaxation dynamics following a sudden quench, lead to near-thermal expectation values of few-body observables. In the systems considered here, those states are found to be insulating ground states of lattice hard-core boson Hamiltonians. We show that, as a suitable parameter in the initial Hamiltonian is changed, those states become closer to Fock states (products of single site states) as the outcome of the relaxation dynamics becomes closer to the thermal prediction. At the same time, the energy density approaches a Gaussian. Furthermore, the entropy associated with the generalized canonical and generalized grand-canonical ensembles, introduced to describe observables in integrable systems after relaxation, approaches that of the conventional canonical and grand-canonical ensembles. We argue that those classes of initial states are special because a control parameter allows one to tune the distribution of conserved quantities to approach the one in thermal equilibrium. This helps in understanding the approach of all the quantities studied to their thermal expectation values. However, a finite-size scaling analysis shows that this behavior should not be confused with thermalization as understood for nonintegrable systems.
We study properties of isolated integrable quantum systems after a sudden quench starting from thermal states. We show that, even if the system is initially in thermal equilibrium at finite temperature, the diagonal entropy after a quench remains a fraction of the entropy in the generalized ensembles introduced to describe integrable systems after relaxation. The latter is also, in general, different from the entropy in thermal equilibrium. Furthermore, we examine the difference in the distributions of conserved quantities in the thermal versus the generalized ensembles after a quench and show that they are also, in general, different from each other. This explains why these systems fail to thermalize. A finite-size scaling analysis is presented for each quantity, which allows us to make predictions for thermodynamically large lattice sizes.
We study sudden quantum quenches in which the initial states are selected to be either eigenstates of an integrable Hamiltonian that is nonmappable to a noninteracting one or a nonintegrable Hamiltonian, while the Hamiltonian after the quench is always integrable and mappable to a noninteracting one. By studying weighted energy densities and entropies, we show that quenches starting from nonintegrable (chaotic) eigenstates lead to an ``ergodic'' sampling of the eigenstates of the final Hamiltonian, while those starting from the integrable eigenstates do not (or at least it is not apparent for the system sizes accessible to us). This goes in parallel with the fact that the distribution of conserved quantities in the initial states is thermal in the nonintegrable cases and nonthermal in the integrable ones, and means that, in general, thermalization occurs in integrable systems when the quench starts form an eigenstate of a nonintegrable Hamiltonian (away from the edges of the spectrum), while it fails (or requires larger system sizes than those studied here to become apparent) for quenches starting at integrable points. We test those conclusions by studying the momentum distribution function of hard-core bosons after a quench.
We review exact approaches and recent results related to the relaxation dynamics and description after relaxation of various one-dimensional lattice systems of hard-core bosons after a sudden quench. We first analyze the integrable case, where the combination of analytical insights and computational techniques enable one to study large system sizes. Thermalization does not occur in this regime. However, after relaxation, observables can be described by a generalization of the Gibbs ensemble. We then utilize full exact diagonalization to study what happens as integrability is broken. We show that thermalization does occur in finite nonintegrable systems provided they are sufficiently far away from the integrable point. We argue that the onset of thermalization can be understood in terms of the eigenstate thermalization hypothesis.
After a quench, observables in an integrable system may not relax to the standard thermal values, but can relax to the ones predicted by the generalized Gibbs ensemble (GGE) [M. Rigol et al., Phys. Rev. Lett. 98, 050405 (2007)]. The GGE has been shown to accurately describe observables in various one-dimensional integrable systems, but the origin of its success is not fully understood. Here we introduce a microcanonical version of the GGE and provide a justification of the GGE based on a generalized interpretation of the eigenstate thermalization hypothesis, which was previously introduced to explain thermalization of nonintegrable systems. We study relaxation after a quench of one-dimensional hard-core bosons in an optical lattice. Exact numerical calculations for up to 10 particles on 50 lattice sites (≈10(10) eigenstates) validate our approach.
We consider quenches of a quantum system that is prepared in a canonical equilibrium state of one Hamiltonian and then evolves unitarily in time under a different Hamiltonian. Technically, our main result is a systematic expansion of the pre- and postquench canonical ensembles in the quench strength. We first demonstrate how this can be used to predict the system's temperature after the quench from equilibrium properties at the prequench temperature. For a thermalizing postquench system, it furthermore allows us to calculate equilibrium observable expectation values. Finally, in the presence of additional conserved quantities besides the Hamiltonian, we obtain a hierarchy of necessary conditions for thermalization towards the (postquench) canonical ensemble. At first order, these thermalization conditions have a nice geometric interpretation in operator space with the canonical covariance as a semi-inner product: The quench operator (difference between post- and prequench Hamiltonians) and the conserved quantity must be orthogonal in the orthogonal complement of the postquench Hamiltonian. We illustrate the results numerically for a variety of setups involving integrable and nonintegrable models.
In this Letter we pose the question of whether a many-body quantum system with a full set of conserved quantities can relax to an equilibrium state, and, if it can, what the properties of such a state are. We confirm the relaxation hypothesis through an ab initio numerical investigation of the dynamics of hard-core bosons on a one-dimensional lattice. Further, a natural extension of the Gibbs ensemble to integrable systems results in a theory that is able to predict the mean values of physical observables after relaxation. Finally, we show that our generalized equilibrium carries more memory of the initial conditions than the usual thermodynamic one. This effect may have many experimental consequences, some of which have already been observed in the recent experiment on the nonequilibrium dynamics of one-dimensional hard-core bosons in a harmonic potential [T. Kinoshita et al., Nature (London) 440, 900 (2006)10.1038/nature04693].