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arXiv:1008.4794 · Physical Review Letters

Generalized Thermalization in an Integrable Lattice System

Amy Cassidy, Charles W. Clark, Marcos Rigol

Published Apr 8, 2011• 351 citations
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Abstract

After a quench, observables in an integrable system may not relax to the standard thermal values, but can relax to the ones predicted by the generalized Gibbs ensemble (GGE) [M. Rigol et al., Phys. Rev. Lett. 98, 050405 (2007)]. The GGE has been shown to accurately describe observables in various one-dimensional integrable systems, but the origin of its success is not fully understood. Here we introduce a microcanonical version of the GGE and provide a justification of the GGE based on a generalized interpretation of the eigenstate thermalization hypothesis, which was previously introduced to explain thermalization of nonintegrable systems. We study relaxation after a quench of one-dimensional hard-core bosons in an optical lattice. Exact numerical calculations for up to 10 particles on 50 lattice sites (≈10(10) eigenstates) validate our approach.

DOI
10.1103/physrevlett.106.140405

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After a quench, observables in an integrable system may not relax to the standard thermal values, but can relax to the ones predicted by the generalized Gibbs ensemble (GGE) [M. Rigol et al., Phys. Rev. Lett. 98, 050405 (2007)]. The GGE has been shown to accurately describe observables in various one-dimensional integrable systems, but the origin of its success is not fully understood. Here we introduce a microcanonical version of the GGE and provide a justification of the GGE based on a generalized interpretation of the eigenstate thermalization hypothesis, which was previously introduced to explain thermalization of nonintegrable systems. We study relaxation after a quench of one-dimensional hard-core bosons in an optical lattice. Exact numerical calculations for up to 10 particles on 50 lattice sites (≈10(10) eigenstates) validate our approach.
Abstract The generalized Gibbs ensemble (GGE) was introduced ten years ago to describe observables in isolated integrable quantum systems after equilibration. Since then, the GGE has been demonstrated to be a powerful tool to predict the outcome of the relaxation dynamics of few-body observables in a variety of integrable models, a process we call generalized thermalization. This review discusses several fundamental aspects of the GGE and generalized thermalization in integrable systems. In particular, we focus on questions such as: which observables equilibrate to the GGE predictions and who should play the role of the bath; what conserved quantities can be used to construct the GGE; what are the differences between generalized thermalization in noninteracting systems and in interacting systems mappable to noninteracting ones; why is it that the GGE works when traditional ensembles of statistical mechanics fail. Despite a lot of interest in these questions in recent years, no definite answers have been given. We review results for the XX model and for the transverse field Ising model. For the latter model, we also report original results and show that the GGE describes spin–spin correlations over the entire system. This makes apparent that there is no need to trace out a part of the system in real space for equilibration to occur and for the GGE to apply. In the past, a spectral decomposition of the weights of various statistical ensembles revealed that generalized eigenstate thermalization occurs in the XX model (hard-core bosons). Namely, eigenstates of the Hamiltonian with similar distributions of conserved quantities have similar expectation values of few-spin observables. Here we show that generalized eigenstate thermalization also occurs in the transverse field Ising model.
We review exact approaches and recent results related to the relaxation dynamics and description after relaxation of various one-dimensional lattice systems of hard-core bosons after a sudden quench. We first analyze the integrable case, where the combination of analytical insights and computational techniques enable one to study large system sizes. Thermalization does not occur in this regime. However, after relaxation, observables can be described by a generalization of the Gibbs ensemble. We then utilize full exact diagonalization to study what happens as integrability is broken. We show that thermalization does occur in finite nonintegrable systems provided they are sufficiently far away from the integrable point. We argue that the onset of thermalization can be understood in terms of the eigenstate thermalization hypothesis.
We consider quantum quenches in the so-called q -boson lattice model. We argue that the Generalized Eigenstate Thermalization Hypothesis holds in this model, therefore the Generalized Gibbs Ensemble (GGE) gives a valid description of the stationary states in the long time limit. For a special class of initial states (which are the pure Fock states in the local basis) we are able to provide the GGE predictions for the resulting root densities. We also give predictions for the long-time limit of certain local operators. In the q → ∞ limit the calculations simplify considerably, the wave functions are given by Schur polynomials and the overlaps with the initial states can be written as simple determinants. In two cases we prove rigorously that the GGE prediction for the root density is correct. Moreover, we calculate the exact time dependence of a physical observable (the one-site Emptiness Formation Probability) for the quench starting from the state with exactly one particle per site. In the long-time limit the GGE prediction is recovered.
We study the unitary dynamics and the thermalization properties of free-fermion-like Hamiltonians after a sudden quantum quench, extending the results of S. Ziraldo et al. [Phys. Rev. Lett. 109, 247205 (2012)]. With analytical and numerical arguments, we show that the existence of a stationary state and its description with a generalized Gibbs ensemble (GGE) depend crucially on the observable considered (local versus extensive) and on the localization properties of the final Hamiltonian. We present results on two one-dimensional (1D) models, the disordered 1D fermionic chain with long-range hopping and the disordered Ising/XYXYXY spin chain. We analytically prove that, while time averages of one-body operators are perfectly reproduced by GGE (even for finite-size systems, if time integrals are extended beyond revivals), time averages of many-body operators might show clear deviations from the GGE prediction when disorder-induced localization of the eigenstates is at play.
It has been recently observed for a particular quantum quench in the XXZ spin chain that local observables do not equilibrate to the predictions of the generalized Gibbs ensemble (GGE). In this work we argue that the breakdown of the GGE can be attributed to the failure of the generalized eigenstate thermalization hypothesis (GETH), which has been the main candidate for explaining the validity of the GGE. We provide explicit counterexamples to the GETH and argue that generally it does not hold in models with multiple particle species. Therefore, there is no reason to assume that the GGE should describe the long time limit of observables in these integrable models.
Integrable systems do not obey the strong eigenstate thermalization hypothesis (ETH), which has been proposed as a mechanism of thermalization in isolated quantum systems. It has been suggested that an integrable system reaches a steady state described by a generalized Gibbs ensemble (GGE) instead of thermal equilibrium. We prove that a generalized version of the strong ETH holds for noninteracting integrable systems with translation invariance. Our generalized ETH states that any pair of energy eigenstates with similar values of local conserved quantities looks similar with respect to local observables, such as local correlations. This result tells us that an integrable system relaxes to a GGE for any initial state that has subextensive fluctuations of macroscopic local conserved quantities. Contrary to the previous derivations of the GGE, it is not necessary to assume the cluster decomposition property for an initial state.