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arXiv:quant-ph/0208076 · Physical Review Letters

Complex Extension of Quantum Mechanics

Carl M. Bender, Dorje C. Brody, Hugh F Jones

Published Dec 16, 2002• 1,836 citations
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Abstract

Requiring that a Hamiltonian be Hermitian is overly restrictive. A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but satisfies the less restrictive and more physical condition of space-time reflection symmetry (PT symmetry). One might expect a non-Hermitian Hamiltonian to lead to a violation of unitarity. However, if PT symmetry is not spontaneously broken, it is possible to construct a previously unnoticed symmetry C of the Hamiltonian. Using C, an inner product whose associated norm is positive definite can be constructed. The procedure is general and works for any PT-symmetric Hamiltonian. Observables exhibit CPT symmetry, and the dynamics is governed by unitary time evolution. This work is not in conflict with conventional quantum mechanics but is rather a complex generalization of it.

DOI
10.1103/physrevlett.89.270401

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Requiring that a Hamiltonian be Hermitian is overly restrictive. A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but satisfies the less restrictive and more physical condition of space-time reflection symmetry (PT symmetry). One might expect a non-Hermitian Hamiltonian to lead to a violation of unitarity. However, if PT symmetry is not spontaneously broken, it is possible to construct a previously unnoticed symmetry C of the Hamiltonian. Using C, an inner product whose associated norm is positive definite can be constructed. The procedure is general and works for any PT-symmetric Hamiltonian. Observables exhibit CPT symmetry, and the dynamics is governed by unitary time evolution. This work is not in conflict with conventional quantum mechanics but is rather a complex generalization of it.
It is possible to extend conventional quantum mechanics described by Hermitian Hamiltonians into the complex domain. A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but satisfies the less restrictive and more physical condition of space-time reflection symmetry (PT symmetry). Thus, there are infinitely many new Hamiltonians that one can construct to explain experimental data. One might think that a quantum theory based on a non-Hermitian Hamiltonian would violate unitarity. However, if PT symmetry is not spontaneously broken, it is possible to use a previously unnoticed physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite. This construction is general and works for any PT-symmetric Hamiltonian. The dynamics is governed by unitary time evolution. This formulation does not conflict with conventional quantum mechanics; rather, it is a complex generalization of it. There are many possible observable and experimental consequences of extending quantum mchanics into the complex domain, both in particle physics and in solid state physics.
A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but instead satisfies the physical condition of space–time reflection symmetry (𝒫𝒯 symmetry). Thus, there are infinitely many new Hamiltonians that one can construct that might explain experimental data. One would think that a quantum theory based on a non-Hermitian Hamiltonian violates unitarity. However, if 𝒫𝒯 symmetry is not broken, it is possible to use a previously unnoticed physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite. This construction is general and works for any 𝒫𝒯-symmetric Hamiltonian. The dynamics is governed by unitary time evolution. This formulation does not conflict with the requirements of conventional quantum mechanics. There are many possible observable and experimental consequences of extending quantum mechanics into the complex domain, both in particle physics and in solid state physics.
A physical theory of quantum mechanics can be based on a complex Hamiltonian that is not Hermitian but instead satisfies the physical condition of space-time reflection symmetry ( PTP\mathcal{T}PT symmetry).Thus, there are infinitely many new Hamiltonians that one can construct that might explain experimental data.One would think that a non-Hermitian Hamiltonian would give a quantum theory that violates unitarity.However, if PTP\mathcal{T}PT symmetry is not broken, it is possible to use a physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite.This construction is general and works for any PTP\mathcal{T}PT -symmetric Hamiltonian.The dynamics is governed by unitary time evolution.This formulation does not conflict with the requirements of conventional quantum mechanics.There are many possible observable and experimental consequences of extending quantum mechanics into the complex domain, both in particle physics and in solid state physics.
The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose + complex conjugate) is replaced by the physically transparent condition of space-time reflection (PT) symmetry. If H has an unbroken PT symmetry, then the spectrum is real. Examples of PT-symmetric non-Hermitian quantum-mechanical Hamiltonians are H=p^2+ix^3 and H=p^2-x^4. Amazingly, the energy levels of these Hamiltonians are all real and positive! In general, if H has an unbroken PT symmetry, then it has another symmetry represented by a linear operator C. Using C, one can construct a time-independent inner product with a positive-definite norm. Thus, PT-symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution. The Lee Model is an example of a PT-symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm "ghost" state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. Our interpretation of the ghost is simply that the non-Hermitian Lee Model Hamiltonian is PT-symmetric. The C operator for the Lee Model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of PT symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.
Abstract Currently there is much interest in Hamiltonians that are not Hermitian but instead possess an antilinear PT symmetry. Here we seek to put such PT symmetric theories into as general a context as possible. After providing a brief overview of the PT symmetry program, we show that having an antilinear symmetry that acts on a well-defined Hilbert space is the most general condition that one can impose on a quantum theory for which one can have a well-defined inner product that is time independent, have a Hamiltonian that is self-adjoint, and have energy eigenvalues that are all real. For each of these properties Hermiticity is only a sufficient condition but not a necessary one, with Hermiticity thus being the special case in which the Hamiltonian has both antilinearity and Hermiticity. As well as being the necessary condition for the reality of energy eigenvalues, antilinearity in addition allows for the physically interesting cases of manifestly non-Hermitian but nonetheless self-adjoint Hamiltonians that have energy eigenvalues that appear in complex conjugate pairs, or that are Jordan block and cannot be diagonalized at all. We show that one can extend these ideas to quantum field theory, with the dual requirements of the existence of time independent inner products and invariance under complex Lorentz transformations forcing the antilinear symmetry to uniquely be CPT . We thus extend the CPT theorem to non-Hermitian Hamiltonians. For theories that are separately charge conjugation invariant, PT symmetry then follows, with the case for the physical relevance of the PT -symmetry program thus being advanced. While CPT symmetry can be defined at the classical level for every classical path in a path integral quantization procedure, in contrast, in such a path integral there is no reference at all to the Hermiticity of the Hamiltonian or the quantum Hilbert space on which it acts, as they are strictly quantum-mechanical concepts that can only be defined after the path integral quantization has been performed and the quantum Hilbert space has been constructed. CPT symmetry thus goes beyond Hermiticity and has primacy over it, with our work raising the question of how Hermiticity ever comes into quantum theory at all. To this end we show that whether or not a CPT -invariant theory has a Hamiltonian that is Hermitian is a property of the solutions to the theory and not of the Hamiltonian itself. Hermiticity thus never needs to be postulated at all.
Recently, much research has been carried out on Hamiltonians that are not Hermitian but are symmetric under space-time reflection, that is, Hamiltonians that exhibit PT symmetry. Investigations of the Sturm-Liouville eigenvalue problem associated with such Hamiltonians have shown that in many cases the entire energy spectrum is real and positive and that the eigenfunctions form an orthogonal and complete basis. Furthermore, the quantum theories determined by such Hamiltonians have been shown to be consistent in the sense that the probabilities are positive and the dynamical trajectories are unitary. However, the geometrical structures that underlie quantum theories formulated in terms of such Hamiltonians have hitherto not been fully understood. This paper studies in detail the geometric properties of a Hilbert space endowed with a parity structure and analyses the characteristics of a PT-symmetric Hamiltonian and its eigenstates. A canonical relationship between a PT-symmetric operator and a Hermitian operator is established. It is shown that the quadratic form corresponding to the parity operator, in particular, gives rise to a natural partition of the Hilbert space into two halves corresponding to states having positive and negative PT norm. The indefiniteness of the norm can be circumvented by introducing a symmetry operator C that defines a positive definite inner product by means of a CPT conjugation operation.