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arXiv:0704.2959

Geometry of PT-symmetric quantum mechanics

Carl M. Bender, Dorje C. Brody, Lane P. Hughston, Bernhard K. Meister

Published Apr 23, 2007• 2 citations
arXivHTMLPDF

Abstract

Recently, much research has been carried out on Hamiltonians that are not Hermitian but are symmetric under space-time reflection, that is, Hamiltonians that exhibit PT symmetry. Investigations of the Sturm-Liouville eigenvalue problem associated with such Hamiltonians have shown that in many cases the entire energy spectrum is real and positive and that the eigenfunctions form an orthogonal and complete basis. Furthermore, the quantum theories determined by such Hamiltonians have been shown to be consistent in the sense that the probabilities are positive and the dynamical trajectories are unitary. However, the geometrical structures that underlie quantum theories formulated in terms of such Hamiltonians have hitherto not been fully understood. This paper studies in detail the geometric properties of a Hilbert space endowed with a parity structure and analyses the characteristics of a PT-symmetric Hamiltonian and its eigenstates. A canonical relationship between a PT-symmetric operator and a Hermitian operator is established. It is shown that the quadratic form corresponding to the parity operator, in particular, gives rise to a natural partition of the Hilbert space into two halves corresponding to states having positive and negative PT norm. The indefiniteness of the norm can be circumvented by introducing a symmetry operator C that defines a positive definite inner product by means of a CPT conjugation operation.

DOI
10.48550/arxiv.0704.2959

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Recently, much research has been carried out on Hamiltonians that are not Hermitian but are symmetric under space-time reflection, that is, Hamiltonians that exhibit PT symmetry. Investigations of the Sturm-Liouville eigenvalue problem associated with such Hamiltonians have shown that in many cases the entire energy spectrum is real and positive and that the eigenfunctions form an orthogonal and complete basis. Furthermore, the quantum theories determined by such Hamiltonians have been shown to be consistent in the sense that the probabilities are positive and the dynamical trajectories are unitary. However, the geometrical structures that underlie quantum theories formulated in terms of such Hamiltonians have hitherto not been fully understood. This paper studies in detail the geometric properties of a Hilbert space endowed with a parity structure and analyses the characteristics of a PT-symmetric Hamiltonian and its eigenstates. A canonical relationship between a PT-symmetric operator and a Hermitian operator is established. It is shown that the quadratic form corresponding to the parity operator, in particular, gives rise to a natural partition of the Hilbert space into two halves corresponding to states having positive and negative PT norm. The indefiniteness of the norm can be circumvented by introducing a symmetry operator C that defines a positive definite inner product by means of a CPT conjugation operation.
Based on the PT-symmetric quantum theory, the concepts of PT-frame, PT-symmetric operator and CPT-frame on a Hilbert space K and for an operator on K are proposed. It is proved that the spectrum and point spectrum of a PT-symmetric linear operator are both symmetric with respect to the real axis and the eigenvalues of an unbroken PT-symmetric operator are real. For a linear operator H on C d , it is proved that H has unbroken PT-symmetry if and only if it has d different eigenvalues and the corresponding eigenstates are eigenstates of PT. Given a CPT-frame on K, a new positive inner product on K is induced and called CPT-inner product. Te relationship between the CPT-adjoint and the Dirac adjoint of a densely defined linear operator is derived, and it is proved that an operator which has a bounded CPT-frame is CPT-Hermitian if and only if it is T-symmetric, in that case, it is similar to a Hermitian operator. The existence of an operator C consisting of a CPT-frame is discussed. These concepts and results will serve a mathematical discussion about PT-symmetric quantum mechanics.
The average quantum physicist on the street would say that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under combined matrix transposition and complex conjugation) in order to guarantee that the energy eigenvalues are real and that time evolution is unitary. However, the Hamiltonian H = p 2 + ix 3 , which is obviously not Dirac Hermitian, has a positive real discrete spectrum and generates unitary time evolution, and thus it defines a fully consistent and physical quantum theory. Evidently, the axiom of Dirac Hermiticity is too restrictive. While H = p 2 + ix 3 is not Dirac Hermitian, it is PT symmetric; that is, invariant under combined parity P (space reflection) and time reversal T . The quantum mechanics defined by a PT -symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics is extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past few years, some of these properties have been verified in laboratory experiments. A particularly interesting PT-symmetric Hamiltonian is H = p 2 − x 4 , which contains an upside-down potential. This potential is discussed in detail, and it is explained in intuitive as well as in rigorous terms why the energy levels of this potential are real, positive, and discrete. Applications of PT -symmetry in quantum field theory are also discussed.
Based on the P T-symmetric quantum theory,the concepts of P T-frame,P T-symmetric operator and CPT-frame on a Hilbert space K and for an operator on K are proposed.It is proved that the spectrum and point spectrum of a P T-symmetric linear operator are both symmetric with respect to the real axis and the eigenvalues of an unbroken P T-symmetric operator are real.For a linear operator H on Cd,it is proved that H has unbroken P T symmetry if and only if it has d diferent eigenvalues and the corresponding eigenstates are eigenstates of P T.Given a C P T-frame on K,a new positive inner product on K is induced and called C P T-inner product.Te relationship between the CP T-adjoint and the Dirac adjoint of a densely defined linear operator is derived,and it is proved that an operator which has a bounded CP T-frame is CP T-Hermitian if and only if it is T-symmetric,in that case,it is similar to a Hermitian operator.The existence of an operator C consisting of a CP T-frame is discussed.These concepts and results will serve a mathematical discussion about P T-symmetric quantum mechanics.
Most quantum physicists believe that a quantum-mechanical Hamiltonian must be Dirac Hermitian (invariant under matrix transposition and complex conjugation) to be sure that the energy eigenvalues are real and that time evolution is unitary. However, the non-Dirac-hermitian Hamiltonian H = p2+ix3 has a real positive discrete spectrum and generates unitary time evolution and defines a fully consistent and physical quantum theory. Evidently, Dirac Hermiticity is too restrictive. While H = p2+ix3 is not Dirac Hermitian, it is PT symmetric (invariant under combined space reflection P and time reversal T). Another PT-symmetric Hamiltonian whose energy levels are real, positive and discrete is H = p2−x4, which contains an upside-down potential. The quantum mechanics defined by a PT-symmetric Hamiltonian is a complex generalization of ordinary quantum mechanics. When quantum mechanics and quantum field theory are extended into the complex domain, new kinds of theories having strange and remarkable properties emerge. In the past two years some of these properties have been verified in laboratory experiments. Here, we first discuss PT-symmetric Hamiltonians at a simple intuitive level and explain why the energy levels of such Hamiltonians may be real, positive, and discrete. Second, we describe a recent experiment in which the PT phase transition was observed. Third, we briefly mention that PT-symmetric theories can be useful at a fundamental level. While the double-scaling limit of an O(N)-symmetric gφ4 quantum field theory appears to be inconsistent because the critical value of g is negative, this limit is in fact not inconsistent because the critical theory is PT symmetric.
This paper proposes to broaden the canonical formulation of quantum mechanics.Ordinarily, one imposes the condition H † = H on the Hamiltonian, where † represents the mathematical operation of complex conjugation and matrix transposition.This conventional Hermiticity condition is sufficient to ensure that the Hamiltonian H has a real spectrum.However, replacing this mathematical condition by the weaker and more physical requirement H ‡ = H, where ‡ represents combined parity reflection and time reversal PT , one obtains new classes of complex Hamiltonians whose spectra are still real and positive.This generalization of Hermiticity is investigated using a complex deformation H = p 2 + x 2 (ix) ǫ of the harmonic oscillator Hamiltonian, where ǫ is a real parameter.The system exhibits two phases: When ǫ ≥ 0, the energy spectrum of H is real and positive as a consequence of PT symmetry.However, when -1 < ǫ < 0, the spectrum contains an infinite number of complex eigenvalues and a finite number of real, positive eigenvalues because PT symmetry is spontaneously broken.The phase transition that occurs at ǫ = 0 manifests itself in both the quantum-mechanical system and the underlying classical system.Similar qualitative features are exhibited by complex deformations of other standard real Hamiltonians H = p 2 + x 2N (ix) ǫ with N integer and ǫ > -N ; each of these complex Hamiltonians exhibits a phase transition at ǫ = 0.These PT -symmetric theories may be viewed as analytic continuations of conventional theories from real to complex phase space.
Two non-Hermitian PT-symmetric Hamiltonian systems are reconsidered by means of the algebraic method which was originally proposed for the pseudo-Hermitian Hamiltonian systems rather than for the PT-symmetric ones. Compared with the way converting a non-Hermitian Hamiltonian to its Hermitian counterpart, this method has the merit that keeps the Hilbert space of the non-Hermitian PT-symmetric Hamiltonian unchanged. In order to give the positive definite inner product for the PT-symmetric systems, a new operator V, instead of C, can be introduced. The operator V has the similar function to the operator C adopted normally in the PT-symmetric quantum mechanics, however, it can be constructed, as an advantage, directly in terms of Hamiltonians. The spectra of the two non-Hermitian PT-symmetric systems are obtained, which coincide with that given in literature, and in particular, the Hilbert spaces associated with positive definite inner products are worked out.