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arXiv:hep-th/0303005 · American Journal of Physics

Must a Hamiltonian be Hermitian?

Carl M. Bender, Dorje C. Brody, Hugh F. Jones

Published Oct 13, 2003• 378 citations

Abstract

A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but instead satisfies the physical condition of space–time reflection symmetry (𝒫𝒯 symmetry). Thus, there are infinitely many new Hamiltonians that one can construct that might explain experimental data. One would think that a quantum theory based on a non-Hermitian Hamiltonian violates unitarity. However, if 𝒫𝒯 symmetry is not broken, it is possible to use a previously unnoticed physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite. This construction is general and works for any 𝒫𝒯-symmetric Hamiltonian. The dynamics is governed by unitary time evolution. This formulation does not conflict with the requirements of conventional quantum mechanics. There are many possible observable and experimental consequences of extending quantum mechanics into the complex domain, both in particle physics and in solid state physics.

DOI: 10.1119/1.1574043

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A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but instead satisfies the physical condition of space–time reflection symmetry (𝒫𝒯 symmetry). Thus, there are infinitely many new Hamiltonians that one can construct that might explain experimental data. One would think that a quantum theory based on a non-Hermitian Hamiltonian violates unitarity. However, if 𝒫𝒯 symmetry is not broken, it is possible to use a previously unnoticed physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite. This construction is general and works for any 𝒫𝒯-symmetric Hamiltonian. The dynamics is governed by unitary time evolution. This formulation does not conflict with the requirements of conventional quantum mechanics. There are many possible observable and experimental consequences of extending quantum mechanics into the complex domain, both in particle physics and in solid state physics.

It is possible to extend conventional quantum mechanics described by Hermitian Hamiltonians into the complex domain. A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but satisfies the less restrictive and more physical condition of space-time reflection symmetry (PT symmetry). Thus, there are infinitely many new Hamiltonians that one can construct to explain experimental data. One might think that a quantum theory based on a non-Hermitian Hamiltonian would violate unitarity. However, if PT symmetry is not spontaneously broken, it is possible to use a previously unnoticed physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite. This construction is general and works for any PT-symmetric Hamiltonian. The dynamics is governed by unitary time evolution. This formulation does not conflict with conventional quantum mechanics; rather, it is a complex generalization of it. There are many possible observable and experimental consequences of extending quantum mchanics into the complex domain, both in particle physics and in solid state physics.

A physical theory of quantum mechanics can be based on a complex Hamiltonian that is not Hermitian but instead satisfies the physical condition of space-time reflection symmetry (

P\mathcal{T}

symmetry).Thus, there are infinitely many new Hamiltonians that one can construct that might explain experimental data.One would think that a non-Hermitian Hamiltonian would give a quantum theory that violates unitarity.However, if

P\mathcal{T}

symmetry is not broken, it is possible to use a physical symmetry of the Hamiltonian to construct an inner product whose associated norm is positive definite.This construction is general and works for any

P\mathcal{T}

-symmetric Hamiltonian.The dynamics is governed by unitary time evolution.This formulation does not conflict with the requirements of conventional quantum mechanics.There are many possible observable and experimental consequences of extending quantum mechanics into the complex domain, both in particle physics and in solid state physics.

Requiring that a Hamiltonian be Hermitian is overly restrictive. A consistent physical theory of quantum mechanics can be built on a complex Hamiltonian that is not Hermitian but satisfies the less restrictive and more physical condition of space-time reflection symmetry (PT symmetry). One might expect a non-Hermitian Hamiltonian to lead to a violation of unitarity. However, if PT symmetry is not spontaneously broken, it is possible to construct a previously unnoticed symmetry C of the Hamiltonian. Using C, an inner product whose associated norm is positive definite can be constructed. The procedure is general and works for any PT-symmetric Hamiltonian. Observables exhibit CPT symmetry, and the dynamics is governed by unitary time evolution. This work is not in conflict with conventional quantum mechanics but is rather a complex generalization of it.

The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose + complex conjugate) is replaced by the physically transparent condition of space-time reflection (PT) symmetry. If H has an unbroken PT symmetry, then the spectrum is real. Examples of PT-symmetric non-Hermitian quantum-mechanical Hamiltonians are H=p^2+ix^3 and H=p^2-x^4. Amazingly, the energy levels of these Hamiltonians are all real and positive! In general, if H has an unbroken PT symmetry, then it has another symmetry represented by a linear operator C. Using C, one can construct a time-independent inner product with a positive-definite norm. Thus, PT-symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution. The Lee Model is an example of a PT-symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm "ghost" state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. Our interpretation of the ghost is simply that the non-Hermitian Lee Model Hamiltonian is PT-symmetric. The C operator for the Lee Model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of PT symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.

The Hamiltonian H specifies the energy levels and time evolution of a quantum theory. A standard axiom of quantum mechanics requires that H be Hermitian because Hermiticity guarantees that the energy spectrum is real and that time evolution is unitary (probability-preserving). This paper describes an alternative formulation of quantum mechanics in which the mathematical axiom of Hermiticity (transpose +complex conjugate) is replaced by the physically transparent condition of space–time reflection ( ) symmetry. If H has an unbroken symmetry, then the spectrum is real. Examples of -symmetric non-Hermitian quantum-mechanical Hamiltonians are and . Amazingly, the energy levels of these Hamiltonians are all real and positive! Does a -symmetric Hamiltonian H specify a physical quantum theory in which the norms of states are positive and time evolution is unitary? The answer is that if H has an unbroken symmetry, then it has another symmetry represented by a linear operator . In terms of , one can construct a time-independent inner product with a positive-definite norm. Thus, -symmetric Hamiltonians describe a new class of complex quantum theories having positive probabilities and unitary time evolution. The Lee model provides an excellent example of a -symmetric Hamiltonian. The renormalized Lee-model Hamiltonian has a negative-norm 'ghost' state because renormalization causes the Hamiltonian to become non-Hermitian. For the past 50 years there have been many attempts to find a physical interpretation for the ghost, but all such attempts failed. The correct interpretation of the ghost is simply that the non-Hermitian Lee-model Hamiltonian is -symmetric. The operator for the Lee model is calculated exactly and in closed form and the ghost is shown to be a physical state having a positive norm. The ideas of symmetry are illustrated by using many quantum-mechanical and quantum-field-theoretic models.

In most introductory courses on quantum mechanics one is taught that the Hamiltonian operator must be Hermitian in order that the energy levels be real and that the theory be unitary (probability conserving). To express the Hermiticity of a Hamiltonian, one writes H = H †, where the symbol † denotes the usual Dirac Hermitian conjugation; that is, transpose and complex conjugate. In the past few years it has been recognized that the requirement of Hermiticity, which is often stated as an axiom of quantum mechanics, may be replaced by the less mathematical and more physical requirement of space – time reflection symmetry (𝒫𝒯 symmetry) without losing any of the essential physical features of quantum mechanics. Theories defined by non-Hermitian 𝒫𝒯-symmetric Hamiltonians exhibit strange and unexpected properties at the classical as well as at the quantum level. This paper explains how the requirement of Hermiticity can be evaded and discusses the properties of some non-Hermitian 𝒫𝒯-symmetric quantum theories.